Disciplinary Counsel v. Amaddio and Wargo (Slip Opinion)

2020 Ohio 141, 144 N.E.3d 418, 158 Ohio St. 3d 442
CourtOhio Supreme Court
DecidedJanuary 22, 2020
Docket2019-0809
StatusPublished
Cited by2 cases

This text of 2020 Ohio 141 (Disciplinary Counsel v. Amaddio and Wargo (Slip Opinion)) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Disciplinary Counsel v. Amaddio and Wargo (Slip Opinion), 2020 Ohio 141, 144 N.E.3d 418, 158 Ohio St. 3d 442 (Ohio 2020).

Opinion

[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as Disciplinary Counsel v. Amaddio and Wargo, Slip Opinion No. 2020-Ohio-141.]

NOTICE This slip opinion is subject to formal revision before it is published in an advance sheet of the Ohio Official Reports. Readers are requested to promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65 South Front Street, Columbus, Ohio 43215, of any typographical or other formal errors in the opinion, in order that corrections may be made before the opinion is published.

SLIP OPINION NO. 2020-OHIO-141 DISCIPLINARY COUNSEL v. AMADDIO AND WARGO. [Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as Disciplinary Counsel v. Amaddio and Wargo, Slip Opinion No. 2020-Ohio-141.] Attorneys—Misconduct—Violations of the Rules of Professional Conduct—One- year suspension. (No. 2019-0809—Submitted August 6, 2019—Decided January 22, 2020.) ON CERTIFIED REPORT by the Board of Professional Conduct of the Supreme Court, No. 2018-068. ______________ Per Curiam. {¶ 1} Respondent Mark Douglas Amaddio, of Beachwood, Ohio, Attorney Registration No. 0041276, was admitted to the practice of law in Ohio in 1989. Respondent John Joseph Wargo Jr., of Berea, Ohio, Attorney Registration No. 0023299, was admitted to the practice of law in Ohio in 1975. Although Amaddio and Wargo are not members of the same firm, they sometimes work together on medical-malpractice and personal-injury cases. SUPREME COURT OF OHIO

{¶ 2} In complaints filed with the Board of Professional Conduct on November 29, 2018, relator, disciplinary counsel, alleged that Amaddio and Wargo attempted to collect a clearly excessive fee in a wrongful-death case in the absence of a signed contingent-fee agreement. The complaints also alleged that they engaged in conduct that adversely reflected on their fitness to practice law by circulating a frivolous draft petition to remove their client, the decedent’s father, as the administrator of the estate in an effort to pressure the client to pay the excessive fee. {¶ 3} The parties entered into stipulations of fact, misconduct, and mitigating factors and recommended that Amaddio and Wargo be publicly reprimanded for their misconduct. Based on those stipulations, the parties’ joint exhibits, and the testimony adduced at a hearing before a panel of the board, the board found that Amaddio and Wargo engaged in the charged misconduct but recommends that they be suspended from the practice of law for six months, fully stayed on the condition that they engage in no further misconduct. {¶ 4} We accept the board’s findings of fact and misconduct, but for the reasons stated below, we find that the appropriate sanction for Amaddio’s and Wargo’s misconduct is a one-year suspension from the practice of law in Ohio. Misconduct {¶ 5} In April 2016, 16-year-old O.B. was in the care of a hospital that was treating her for mental-health disorders. On April 13, she died as the result of an apparent suicide. A staff member and administrator of the hospital immediately acknowledged responsibility for O.B.’s death and expressed condolences to her parents. {¶ 6} O.B.’s parents (“the father” and “the mother”)1 decided to personally handle negotiations with the hospital, in an effort to strip away organizational

1. Because the terms of the settlement agreement between the hospital and the decedent’s family are confidential, we do not use the names of the decedent and her parents.

2 January Term, 2020

bureaucracy and engage in a “compassionate collaboration” with the doctors and hospital administrators. O.B.’s parents set three goals: (1) to ensure that the surviving members of their family, including O.B.’s two younger sisters, received the treatment necessary to deal with their loss, (2) to establish school-based mental- health initiatives, including a partnership between the hospital and local city schools to provide holistic transitional care for students who return to school after receiving mental-health treatment, and (3) to reach a financial settlement with the hospital that honored and respected O.B.’s life. {¶ 7} Although O.B.’s parents planned to negotiate with the hospital themselves, they also sought to identify an attorney who would represent their interests if the negotiations ever broke down. To that end, the father interviewed multiple attorneys in the weeks following O.B.’s death. {¶ 8} The father first spoke with Amaddio by telephone and was impressed with his empathy. O.B.’s parents later met with Amaddio at their home. At that meeting, Amaddio proposed a reduced contingent fee of 20 percent—because it was apparent that the family wanted to avoid litigation—but no fee agreement was signed. The father made it clear to Amaddio (and all the other attorneys he interviewed) that he did not want to hire an attorney unless and until negotiations with the hospital broke down. {¶ 9} In the ensuing months, the father met multiple times with the hospital’s president, administrators, medical staff, and in-house counsel and established a compassionate collaboration that achieved all of the family’s goals. The mother frequently accompanied the father to those meetings—but Amaddio never did. The father kept Amaddio apprised of the progress of the negotiations to ensure a seamless transition in the event that the negotiations broke down. {¶ 10} As the father entered into the final stages of the negotiations, Amaddio explained that it would be necessary to open an estate and obtain the probate court’s approval for any monetary settlement. In early November 2016,

3 SUPREME COURT OF OHIO

Wargo prepared and filed the documents necessary to open O.B.’s estate and have the father appointed as the administrator. {¶ 11} Later that month, O.B.’s parents reached a confidential settlement with the hospital that accomplished all their goals—including a seven-figure financial settlement. The father maintained that they would not have been able to achieve that result if attorneys had been involved. The father advised the hospital’s counsel that Amaddio and Wargo would obtain the court’s approval of the settlement. All told, Amaddio spent approximately 15 hours on the matter in the seven months between O.B.’s death and the signing of the settlement agreement between her parents and the hospital. {¶ 12} In a series of texts after the settlement, Amaddio mentioned to the father that he could not speak with the hospital’s counsel until he had a signed engagement contract and that O.B. would have been proud of the father’s hard work. The father responded:

Thank you. I took care of my daughter which I needed to do! Thanks for your honesty, compassion, empathy and support. I could not have moved with confidence without your words. You are a good man!!!!!!! I am open tomorrow to talk and sign contract with you.

{¶ 13} When the father and Amaddio met the following day, the father expected to sign a contract for Amaddio to handle the probate matter for a fee of a few thousand dollars. Instead, Amaddio presented him with the same 20 percent contingent-fee agreement he had presented at their first meeting, and the father refused to sign it. Amaddio advised the father to contact Wargo about the probate proceedings and shook his hand.

4 January Term, 2020

{¶ 14} The father first met with Wargo in early December 2016, with the expectation that they would discuss the pending probate matter. However, a major focus of the conversation was Amaddio’s fee. Wargo suggested that Amaddio would agree to significantly reduce the fee and that the hospital might agree to pay a portion of it. With the father’s consent, Wargo called the hospital’s attorney to discuss that possibility and left a message requesting a return call.

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Related

Disciplinary Counsel v. Wargo
2021 Ohio 368 (Ohio Supreme Court, 2021)
Disciplinary Counsel v. Amaddio and Wargo
2021 Ohio 367 (Ohio Supreme Court, 2021)

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Bluebook (online)
2020 Ohio 141, 144 N.E.3d 418, 158 Ohio St. 3d 442, Counsel Stack Legal Research, https://law.counselstack.com/opinion/disciplinary-counsel-v-amaddio-and-wargo-slip-opinion-ohio-2020.