Disciplinary Action Against Nassif

504 N.W.2d 311, 1993 N.D. LEXIS 159, 1993 WL 300125
CourtNorth Dakota Supreme Court
DecidedAugust 10, 1993
DocketCiv. 920374
StatusPublished
Cited by9 cases

This text of 504 N.W.2d 311 (Disciplinary Action Against Nassif) is published on Counsel Stack Legal Research, covering North Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Disciplinary Action Against Nassif, 504 N.W.2d 311, 1993 N.D. LEXIS 159, 1993 WL 300125 (N.D. 1993).

Opinion

*312 PER CURIAM.

The Disciplinary Board recommends a public reprimand of DeLayne G. Nassif for lack of competence and diligence in representing a client. We order that Nassif be publicly reprimanded, that he pass the Mul-tistate Professional Responsibility Examination, and that he pay the costs of this process.

Nassif became a member of the North Dakota Bar in 1964. Philomene E. Johnson was injured in February 1983 when she slipped, fell and injured her ankle on a sidewalk outside a Fargo bakery. In 1984, Johnson, then of Fargo, North Dakota, and later of Spokane, Washington, retained Nassif to represent her on the claim. Nas-sif and Johnson orally agreed to a one-third contingent fee, 1 and Johnson periodically paid Nassif sums totalling $50 as a “retainer.”

Nassif also represented Johnson and her children in a number of juvenile cases, for which Johnson paid him some $200 in fees. Some added payment to Nassif for this work was apparently expected from a recovery on the slip-and-fall claim.

Around 1989, Johnson and Nassif met at a Fargo restaurant with a representative of an insurance company for the bakery to discuss settlement of the claim. Nassif claims that the bakery sent an adjustor for the wrong insurance company.

Afterwards, Johnson occasionally contacted Nassif about the claim, by telephone from Washington and by a Christmas card that gave her new address. Nassif often told Johnson that he was ill and to call him later, or “I’ll let you know.” Nassif uses Johnson’s absence from North Dakota and lack of a telephone as excuses for his lack of progress.

In June 1990, Johnson was in North Dakota and approached another attorney to represent her. Johnson then contacted Nassif, seeking to change representation for her claim. Johnson says that Nassif insisted that, because he was still entitled to “my share of the money,” he would continue to handle Johnson’s claim. In February 1991, he told Johnson that she would be receiving a settlement from the insurance company, but she never did.

Johnson complained. After a formal disciplinary petition in March 1992, a three-person panel, designated by the Disciplinary Board, held a hearing on the complaint. The panel found:

Nassif was neglectful and was not diligent in the handling of his representation of Johnson. As a result, the statute of limitations may have run and may bar her claim as a matter of law. He did not properly prepare and adequately represent her. Nassif was uncertain as to the date of Johnson’s accident. Nassif maintained little, if any, file and failed to keep Johnson advised as to the status of her claim.

The panel concluded that Nassif violated the Code of Professional Responsibility, in effect before January 1, 1988:

(A) A lawyer shall not:
[[Image here]]
(2) Handle a legal matter without preparation adequate in the circumstances.
(3) Neglect a legal matter entrusted to him.

*313 DR 6-101. The panel also concluded that Nassif violated the current rules of professional conduct, NDRPC 1.1, 2 1.3, 3 and 1.4 4 , that govern competence, diligence and promptness, and client information. The panel recommended that Nassif pay $512 costs and be publicly reprimanded.

Nassif contested that sanction but offered to consent to a private reprimand. The Disciplinary Board adopted the findings of the panel and submitted the recommendation for a public reprimand to this court for disciplinary action.

Nassif now concedes the bar of the statute of limitation. Still, without any evidence, he continues to insist that Johnson did not retain him until 1988. Nassif’s lack of a file leaves him unable to dispute Johnson’s testimony about when her injury happened and when she retained him. Instead, seeking to exploit an obvious printing error in publication of the North Dakota Standards For Imposing Lawyer Sanctions (NDSILS), Nassif urges that there is an absence of “a discernible standard difference between [a] private reprimand and [a] public reprimand” for lack of diligence, and that the Disciplinary Board failed to consider mitigating circumstances.

NDSILS 3.0 directs that, “[i]n imposing a sanction after a finding of lawyer misconduct, a court should consider the following factors: (a) the duty violated; (b) the lawyer’s mental state; (c) the potential or actual injury caused by the lawyer’s misconduct; and (d) the existence of aggravating or mitigating factors.” NDSILS 4.43 says:

Reprimand is generally appropriate when a lawyer is negligent and does not act with reasonable diligence in representing a client, and causes injury or potential injury to a client.

NDSILS 4.44 reads:

Admonition is generally appropriate when a lawyer is negligent and does not act with reasonable diligence in representing a client, and causes little or no actual or potential injury to a client. 5

For lack of diligence, either of these two related standards could apply here, depending on the extent of the injury.

For incompetent work, alternative sanctions also depend on the extent of the injury. NDSILS 4.53 says:

Reprimand is generally appropriate when a lawyer:
(a) demonstrates failure to understand relevant legal doctrines or procedures and causes injury or potential injury to a client; or
(b) is negligent in determining whether he or she is competent to handle a legal matter and causes injury or potential injury to a client.

NDSILS 4.54 reads:

Admonition is generally appropriate when a lawyer engages in an isolated instance of negligence in determining whether he or she is competent to handle a legal matter, and causes little or no actual or potential injury to a client.

For sanctions, “reprimand” means “public reprimand,” while “admonition” denotes “private reprimand.” NDSILS 2.4 and 2.5. *314 The question here is whether the extent of the injury to Johnson calls for a sanction more serious than a private reprimand.

For sanctions, NDSILS Definitions say that “injury” means

harm to a client, the public, the legal system, or the profession which results from a lawyer’s misconduct. The level of injury can range from “serious” injury to “little or no” injury; a reference to “injury” alone indicates any level of injury greater than “little or no” injury.

NDCC Court Rules Annotated at 1010 (1992-1993). Because Johnson’s claim is now barred, she has clearly been harmed by Nassif’s lack of competence and diligence. That is a serious injury.

Nassif argues that “disturbing is the inference.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Disciplinary Board of the Supreme Court v. Ward
2016 ND 115 (North Dakota Supreme Court, 2016)
Disciplinary Board of the Supreme Court v. Hoffman
2005 ND 153 (North Dakota Supreme Court, 2005)
In Re Disciplinary Action Against Hoffman
2005 ND 153 (North Dakota Supreme Court, 2005)
In Re Disciplinary Action Against McKechnie
2003 ND 22 (North Dakota Supreme Court, 2003)
In Re Disciplinary Action Against Seaworth
1999 ND 229 (North Dakota Supreme Court, 1999)
Matter of Disciplinary Action Against Nassif
547 N.W.2d 541 (North Dakota Supreme Court, 1996)
Disciplinary Board v. Ellis
504 N.W.2d 559 (North Dakota Supreme Court, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
504 N.W.2d 311, 1993 N.D. LEXIS 159, 1993 WL 300125, Counsel Stack Legal Research, https://law.counselstack.com/opinion/disciplinary-action-against-nassif-nd-1993.