Director of the Division of Employee Relations v. Labor Relations Commission

346 N.E.2d 852, 370 Mass. 162, 1976 Mass. LEXIS 962, 92 L.R.R.M. (BNA) 2753
CourtMassachusetts Supreme Judicial Court
DecidedApril 26, 1976
StatusPublished
Cited by12 cases

This text of 346 N.E.2d 852 (Director of the Division of Employee Relations v. Labor Relations Commission) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Director of the Division of Employee Relations v. Labor Relations Commission, 346 N.E.2d 852, 370 Mass. 162, 1976 Mass. LEXIS 962, 92 L.R.R.M. (BNA) 2753 (Mass. 1976).

Opinion

Kaplan, J.

Suppose the Labor Relations Commission (Commission) has properly found on complaint of a public employer that a union of public employees instigated an [163]*163illegal withholding of services by its members. May the Commission, in issuing a cease and desist order against the union, add an order requiring the parties to submit to arbitration an alleged “hiring freeze” and work assignment by the employer, when arbitration was not applied for under the grievance provision of the collective bargaining agreement, and the Commission has not proceeded with a pending “prohibited practice” complaint against the employer regarding the hiring freeze? The question is a limited one. A judge of the Superior Court held in the circumstances of the case that the added order was erroneous. We agree that it was not authorized by the statutory provision on which the Commission relied, § 9A of new c. 150E of the General Laws (“Labor Relations: Public Employees,” effective July 1, 1974).

The facts appear in the stipulation of agreed facts on which the judge below acted. On March 15, 1974, the Department of Public Welfare entered into a collective bargaining agreement with Local 509, Service Employees International Union, AFL-CIO (Union), which represented the social workers employed to carry out the department’s welfare program. Certain provisions of the contract (simplified) described an employee’s normal caseload in an office as 120 cases and set out procedures for dealing with surplus cases. Such cases were to be first assigned on a “pro-rata overtime basis” to any employees who volunteered, but if there were insufficient volunteers or the overtime fund was temporarily depleted, the cases were to be mandatorily assigned to employees up to a maximum of 180 cases. The agreement, which was lengthy and detailed, further contained a “no strike” clause and a “grievance procedure” culminating in final and binding arbitration.

In October, 1974, some employees refused, at the urging of the Union, to handle assigned surplus cases. The Union claimed that the surplus had been generated by reductions of staff created by an administrative hiring freeze allegedly in violation of the sense, even if not the text, of the agreement. The Union, however, did not file a grievance under the arbitration provision. Instead, for reasons of its own, [164]*164the Union on October 23, 1974, filed a “prohibited practice” charge with the Labor Relations Commission under § 10 (a) (5) .2 The next day the Director of the Division of Employee Relations of the Department of Administration and Finance — the public employer for present purposes3 — informed the Commission that an illegal strike (more properly, an illegal withholding of services) was in progress in violation of § 9A (a), and demanded that the Commission conduct an investigation and institute appropriate court action under § 9A (b) to enjoin the violation.

The Commission conducted a hearing on the Employer’s petition and, on October 30, 1974, entered an order under § 9A (b) requiring the Union to cease and desist from encouraging or sanctioning the withholding of services by the employees. However, the order was subject to two “provided” clauses: that the disputed assignment of cases and the imposition of the hiring freeze be promptly submitted to binding arbitration pursuant to the agreement, and that the parties participate in good faith in the arbitration procedures — to which was added the “caution” that frustration of the arbitration by either party might furnish “a basis for reconsideration hereof.” The parties both sought modification of the order and on November 14 the Commission issued a final revised order, set out in the margin,4 still [165]*165under authority of § 9A (b), in which (among certain other changes) the “provided” form was dropped and good-faith arbitration was directly commanded. It is noteworthy that the Commission left hanging and took no steps concerning the prohibited practice charge.

The Commission did not immediately bring an action under § 9A (6) to enforce its order. Instead, the Employer sued the Commission in the Superior Court resting jurisdiction on G. L. c. 30A, § 14, and praying a modification of the order to eliminate the command that the parties submit to binding arbitration. (In fact the Employer has been willing to arbitrate the issue whether social workers could be assigned more than 120 cases, but resisted any arbitration concerning the hiring freeze.) The Commission answered and counterclaimed, naming the Union as an additional defendant to the counterclaim, and prayed enforcement of its entire final order. The Union contested the [166]*166portion of the order directing it to cease and desist, but argued that the order to arbitrate was proper.

On agreed facts, the judge of the Superior Court sustained the Employer’s position. He upheld the cease and desist part of the order, and struck the rest. His decision to delete the order to arbitrate went on two alternative grounds. First, the stricken provisions were not authorized by § 9A (6) on which the Commission had relied; it was not a “requirement” which the Commission could “set” in connection with prohibiting an illegal strike, work stoppage, slowdown, or withholding of services. Second, the basic matter commanded to be arbitrated — the imposition of a hiring freeze — was intrinsically nonarbitrable: resulting from financial stringency, it was a matter of executive and legislative decision, not amenable to review by an arbitrator. See generally Annot., 68 A.L.R.3d 885 (1976).

We took the case on request of the parties under G. L. c. 211A, § 10 (A). The Union does not now contest the cease and desist part of the order and so the sole issue on appeal is the propriety of the judge’s deletion of the arbitration order. In affirming, we rest on the first ground, and do not reach or express any views about the second.

1. Section 9A (a) is an absolute prohibition of strikes and the like by public employees. It states: “No public employee or employee organization shall engage in a strike, and no public employee or employee organization shall induce, encourage or condone any strike, work stoppage, slowdown or withholding of services by such public employees.”

By subsection (b) of § 9A, the Commission is directed to prevent or correct any violations it finds, after investigation, to exist: “Whenever a strike occurs or is about to occur, the employer shall petition the commission to make an investigation. If, after investigation, the commission determines that any provision of paragraph (a) of this section has been or is about to be violated, it shall immediately set requirements that must be complied with, including, but not limited to, instituting appropriate proceedings in the superior court for the county wherein such violation [167]*167has occurred or is about to occur for enforcement of such requirements.”

It is argued that the power in subsection (6) to “immediately set requirements that must be complied with” includes the authority not only to compel employee compliance with the fundamental prohibitory rule of subsection (a), but also to compel action by both the Employer and the Union to resolve the dispute which appears to have occasioned the employee unrest — including, as in this case, an order for mandatory arbitration for which there is no express basis anywhere in c. 150E.

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Bluebook (online)
346 N.E.2d 852, 370 Mass. 162, 1976 Mass. LEXIS 962, 92 L.R.R.M. (BNA) 2753, Counsel Stack Legal Research, https://law.counselstack.com/opinion/director-of-the-division-of-employee-relations-v-labor-relations-mass-1976.