DiPalma v. Westinghouse Electric Corp.

938 F.2d 1463, 1991 U.S. App. LEXIS 15603
CourtCourt of Appeals for the First Circuit
DecidedJuly 19, 1991
DocketNo. 91-1219
StatusPublished
Cited by6 cases

This text of 938 F.2d 1463 (DiPalma v. Westinghouse Electric Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
DiPalma v. Westinghouse Electric Corp., 938 F.2d 1463, 1991 U.S. App. LEXIS 15603 (1st Cir. 1991).

Opinion

KEETON, District Judge.

Dr. Nicola DiPalma was injured on July 17, 1985 at Lincoln Greyhound Park in Rhode Island when he fell after the escalator on which he was riding shuddered or jolted. Dr. DiPalma then brought suit against Westinghouse Electric Corporation (hereinafter, defendant-appellee) as manufacturer and maintenance contractor. After he filed suit, Dr. DiPalma died from causes unrelated to his accident at Lincoln Greyhound Park. Maria Louise DiPalma and Bruno DiSciullo, co-executors of his estate, were substituted as plaintiffs; they are hereinafter referred to as plaintiffs-appellants. The amended complaint, on which plaintiffs-appellants went to trial, contained five counts. The district court concluded that two of the counts were du-plicative and characterized the claims as being reduced to three: negligence, strict liability and failure to warn. Plaintiffs-appellants do not contest this characterization of the amended complaint.

At the close of the evidence presented by plaintiffs-appellants, the district court granted defendant-appellee’s motion for directed verdict and entered judgment in its favor. Because we conclude that no reasonable juror could find in favor of plaintiffs-appellants on any of their three claims, we affirm.

I. Standard of Review; Facts

The standard of review we are to apply is well settled:

In order to uphold a grant of a directed verdict, we must find that, viewing the evidence in the light most favorable to the non-moving party, reasonable jurors could come to but one conclusion. We must give plaintiff every benefit of every legitimate inference. However, such inferences may not rest on conjecture or speculation, but rather the evidence offered must make ‘the existence of the fact to be inferred more probable than its nonexistence.’

Goldstein v. Kelleher, 728 F.2d 32, 39 (1st Cir.), cert. denied, 469 U.S. 852, 105 S.Ct. 172, 83 L.Ed.2d 107 (1984) (citations omitted).

The facts in this case are straightforward. Dr. DiPalma testified at his deposition that on July 17, 1985, he was riding down an escalator at Lincoln Greyhound Park when, as he neared the bottom, the escalator “shuddered and shook” and he fell to the ground, sustaining injury. Our review of the record reveals that plaintiffs-appellants did not present any admissible evidence regarding any design or manufacturing defect in the escalator. Nor did they present evidence of any malfunction, arising after the escalator was installed, that defendant-appellee failed to discover and fix. Moreover, plaintiffs-appellants failed to demonstrate that defendant-appel-lee was on notice that the escalator had ever shuddered or shook before the date of Dr. DiPalma’s accident. Nevertheless, plaintiffs-appellants urge us to conclude that a reasonable juror could find in their favor on their negligent maintenance, strict liability and failure to warn claims. We consider each claim separately.

II. Res Ipsa Loquitur

Given the total lack of direct evidence in the record to support a finding that defendant-appellee was negligent in maintaining the escalator, plaintiffs-appellants contend that they proved their case by circumstantial evidence. They invoke the doctrine of res ipsa loquitur to support their contention that a reasonable juror could find in their favor on their negligence claim. In Parrillo v. Giroux Co., 426 A.2d 1313, 1320 (R.I.1981), the Supreme Court of Rhode Island adopted, as the rule in Rhode Island, the doctrine of res ipsa loquitur set forth in Restatement (Second) of Torts § 328(D) (1965):

It is our considered judgment that the evidentiary rule expressed in § 328(D) of the Restatement (Second) Torts (1965) supplies a far more logical and orderly approach to circumstantial proof of negli[1465]*1465gence than has formerly been employed in this jurisdiction.

Restatement (Second) of Torts § 328(D) (1965) reads as follows:

(1) It may be inferred that harm suffered by the plaintiff is caused by negligence of the defendant when
(a) the event is of a kind which ordinarily does not occur in the absence of negligence;
(b) other responsible causes, including the conduct of the plaintiff and third persons, are sufficiently eliminated by the evidence; and
(c) the indicated negligence is within the scope of defendant’s duty to the plaintiff.
(2) It is the function of the court to determine whether the inference may reasonably be drawn by the jury, or whether it must necessarily be drawn.
(3) It is the function of the jury to determine whether the inference is to be drawn in any case where different conclusions may reasonably be reached.

Even if the accident described by evidence presented by plaintiffs-appellants is of a type that does not ordinarily happen in the absence of negligence — an issue that we decline to decide now (but cf. Colmenares Vivas v. Sun Alliance Ins. Co., 807 F.2d 1102, 1105 (1st Cir.1986) (“... an escalator handrail probably would not stop suddenly while the escalator continues moving unless someone had been negligent”)) — we nevertheless affirm the district court’s rejection of the res ipsa loquitur argument because plaintiffs-appellants failed to present evidence at trial sufficient to support a finding that it was more probable than not that negligence of defendant-ap-pellee was a cause of Dr. DiPalma’s injury. Restatement (Second) of Torts § 328(D)(1)(b) (1965).

In Parrillo v. Giroux Co., 426 A.2d at 1320, the Supreme Court of Rhode Island focused on § 328(D)(1)(b) when it stated:

[T]he critical inquiry is not control, but whether a particular defendant is the responsible cause of the injury.... [T]he plaintiff is not required to exclude all other possible conclusions beyond a reasonable doubt, and it is enough that he make out a case from which the jury may reasonably conclude that the negligence was, more probably than not, that of the defendant.

(Emphasis in original) (internal citations omitted). The Modular Escalator Preventive Maintenance Agreement, dated September 2,1980, between defendant-appellee and Lincoln Greyhound Park (the “Maintenance Agreement”) (see Plaintiff’s Trial Exhibit 2) defines the maintenance obligations of defendant-appellee with respect to the escalators at Lincoln Greyhound Park. At page 3 of the Maintenance Agreement, defendant-appellee explicitly disclaims responsibility for the maintenance of certain parts of the Lincoln Greyhound Park escalators:

We [defendant-appellee] assume no responsibility for the following items, which are not included in this agreement:
Exterior panels
Skirt & deck panels
Balustrades
Power Switches, fuses and feeders to controllers

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938 F.2d 1463, 1991 U.S. App. LEXIS 15603, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dipalma-v-westinghouse-electric-corp-ca1-1991.