Dipace v. Goord

218 F.R.D. 399, 2003 U.S. Dist. LEXIS 20251, 2003 WL 22674250
CourtDistrict Court, S.D. New York
DecidedNovember 12, 2003
DocketNo. 02 Civ. 5418 WHP GWG
StatusPublished
Cited by9 cases

This text of 218 F.R.D. 399 (Dipace v. Goord) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dipace v. Goord, 218 F.R.D. 399, 2003 U.S. Dist. LEXIS 20251, 2003 WL 22674250 (S.D.N.Y. 2003).

Opinion

OPINION AND ORDER

GORENSTEIN, United States Magistrate Judge.

Defendants Glenn S. Goord, the Commissioner of the New York State Department of Correctional Services (“DOCS”), and James L. Stone, the Commissioner of the New York State Office of Mental Health (“OMH”), have moved for a protective order under Rule 26(c) of the Federal Rules of Civil Procedure with respect to a letter dated September 1, 1999 from Commissioner Goord to Commissioner Stone. The defendants seek protection for the letter based on the deliberative process privilege. Plaintiffs have opposed the defendants’ motion on the grounds that the deliberative process privilege either does not apply or has been waived. For the reasons stated below, defendants’ motion is granted.

I. INTRODUCTION

A. Plaintiffs’Allegations

On August 10,1999, Ralph Joseph Tortorici committed suicide while he was in the custody of DOCS at the Sullivan Correctional Facility in Fallsburg, New York. First Amended Complaint, filed August 1, 2002 (Docket #2) (“Am.Compl.”), ¶¶1, 15, 45. Less than a month earlier, he had been discharged from the Central New York Psychiatric Center (“CNYPC”), a maximum security inpatient hospital operated by OMH for DOCS inmates in need of forensic mental health services. See id. ¶ 21; Declaration in Opposition to Defendants’ Motion to Compel Return of Documents Independently Obtained by Plaintiffs, filed August 28, 2003 (Docket #40) (“Pl.Decl”), ¶2; Declaration of Harold Smith in Support of Defendant’s [sic] Motion for an Order to Compel Plaintiffs to Return Privileged Document, filed August 12, 2003 (Docket # 38) (“Smith Deck”), ¶ 1.

The plaintiffs in this case are the Administratrix of the Estate of Tortorici and other parties related to Tortorici. Their main claim is that Tortorici’s suicide resulted from DOCS and OMH’s failure to create discharge criteria that adequately addressed Tortorici’s need for inpatient psychiatric treatment. See Am. Compl. ¶¶ 17, 76, 79, 82. They also allege that Tortorici was discharged not because it was medically appropriate to do so but rather because CNYPC had limited inpatient capacity. See id.; PI. Deck ¶ 2. The plaintiffs allege that CNYPC’s discharge criteria “compelled the discharge of any prisoner who remained] hospitalized for a period of one continuous year, despite the patient’s ongoing need for inpatient psychiatric treatment.” Am. Compl. ¶ 23. Defendants deny plaintiffs’ allegations as to the reasons for Tortorici’s release and contend that Tortorici was released from CNYPC because “in the judgment of the treatment team, he had been psychiatrically stabilized and did not require further acute inpatient treatment at that time.” Smith Decl. ¶ 3.

B. The Instant Motion

In May 2003, the defendants wrote a letter to the Court seeking to preclude the plaintiffs from taking the depositions of Commissioners Goord and Stone. See Declaration- of Daniel Schulze in Support of Motion for an Order to Compel Plaintiffs to Return Privileged Document, filed August 12, 2003 (Docket # 39) (“Schulze Deck”), ¶ 2. Plaintiffs’ letter in response attached a two-page letter dated September 1,1999, from Commissioner Goord to Commissioner Stone (the “Goord Letter”), which is the subject of the instant motion. See id. Approximately four hours after receiving plaintiffs’ letter, counsel for [402]*402the defendants telephoned plaintiffs’ counsel and requested that the Goord Letter be returned as a document protected by the deliberative process privilege. See id. ¶ 4. Plaintiffs’ counsel declined to return the Goord Letter but agreed to hold it in confidence pending a conference before the District Judge. See id. At this conference, plaintiffs’ counsel agreed to keep the Goord Letter in confidence until the instant motion was decided. See id.

C. The Relationship Between DOCS and OMH with Respect to Inmate Care

Prior to the sending of the Goord Letter, the staffs of DOCS and OMH met on July 21, 1999. See Declaration of Anthony J. Annucci in Support of Defendants’ Motion for an Order to Compel Plaintiffs to Return Privileged Document, filed August 12, 2003 (Docket # 37) (“Annucci Dec!.”), ¶ 5. This meeting was one of multiple regular staff meetings between DOCS and OMH at which the agencies discussed issues relating to the treatment of mentally ill inmates. See id. One of the July 21 meeting’s primary purposes was “to discuss the framework through which the agencies would continue to cooperate in setting policies.” Id. At this meeting, Commissioners Goord and Stone signed on behalf of DOCS and OMH a Memorandum of Understanding which recognized the agencies’ “mutual goals of ensuring that DOCS facilities remain safe and that DOCS inmates receive the highest quality of mental health care, and that they must work cooperatively to achieve these goals,” Memorandum of Understanding Between the New York State Office of Mental Health and the New York State Department of Correctional Services, dated July 21, 1999 (“MOU”) (reproduced as Ex. A to Annucei Deck), at 1. See Annucci Deck ¶ 5. The July 21 meeting also resulted in the tentative formation of an interagency work group, which was designed to make policy recommendations in support of the agencies’ mutual goals. Id.; see Goord Letter at 1.

The MOU provides, inter alia, that (1) the Commissioners of DOCS and OMH would meet on at least a yearly basis, MOU § III.D.1, at 35, (2) “OMH and DOCS agree that coordination of budget initiatives will occur, resulting in a shared budget strategy and methodology for linking OMH service resources to DOCS inmate service needs,” id. § III.D.2, at 35, (3) “OMH and DOCS will mutually agree upon capital projects necessary to support all mandated OMH services to DOCS inmates,” id. § III.D.3, at 35, (4) “DOCS and OMH will confer prior to either agency making any changes in departmental or facility policies which directly affect the provision of OMH services and/or inmate access to mental health services,” id. § III.D.5, at 35-36, (5) “OMH and DOCS will confer prior to either agency taking any action with respect to opening or closing OMH programs or any changes in the Mental Health Service Level of DOCS facilities,” id. § III.D.6, at 36, (6) “DOCS and OMH will engage in a joint effort to develop, monitor and change mutual policy and procedures to govern programs, program management and sharing of patient information,” id. § III.D.7, at 36, (7) “OMH and DOCS will jointly assess mental health service needs and work collaboratively to develop appropriate programs to address identified needs,” id. § III.G.l, at 40, and (8) “DOCS and OMH agree to share data, facilities and programs for budgetary and service need forecasting,” including the “number of inmates being served by ÓMH, OMH staffing information, CNYPC inpatient admission and discharge numbers and general OMH caseload statistics for specific correctional facilities,” id. §§ III.H.1-.2, at 42.

The Goord Letter, which the Court has reviewed in camera, makes reference to the July 21 meeting and the MOU. See Goord Letter at 1. Without disclosing the allegedly privileged matter it contains, the letter may be summarized as follows: it begins by noting that it is a follow-up to the July 21 meeting. See id.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Dorce v. City of New York
S.D. New York, 2023
Henry v. County Of Nassau
E.D. New York, 2022
Fusco v. County of Nassau
E.D. New York, 2022
Ciaramella v. Zucker
S.D. New York, 2021
Seife v. U.S. Dep't of State
366 F. Supp. 3d 592 (S.D. Illinois, 2019)
Rupert v. United States
225 F.R.D. 154 (M.D. Pennsylvania, 2004)

Cite This Page — Counsel Stack

Bluebook (online)
218 F.R.D. 399, 2003 U.S. Dist. LEXIS 20251, 2003 WL 22674250, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dipace-v-goord-nysd-2003.