Smith, J.
This is an appeal of a Thurston County Superior Court order granting the cross motion of Respondents Washington State Department of Ecology, et al. to dismiss with prejudice the action by Appellants Dioxin/ Organochlorine Center, et al. which sought a declaratory judgment that respondents' national pollutant discharge elimination system permit process, as applied to certain permit applicants, violates the State Environmental Policy Act of 1971. Appellants also appeal the court's order allowing the Northwest Pulp and Paper Association to intervene in the declaratory judgment action. We granted direct review pursuant to RAP 4.2(a)(4) and RAP 4.2(a)(5). We affirm the Superior Court.
Questions
Two principal questions are presented by this case: (1) whether the Superior Court for Thurston County has jurisdiction to adjudicate claims against the Washington State Department of Ecology and the Director of that department without prior resort to administrative hearing procedures and exhaustion of administrative remedies; and (2) whether
intervention of right was properly granted in this case to the Northwest Pulp and Paper Association under CR 24(a).
Facts
Appellants Dioxin/Organochlorine Center, Columbia River United, Inc., and Puget Sound Alliance (Appellants) characterize themselves as nonprofit organizations working to protect the environment.
On August 2, 1991, Appellants filed a complaint in the Thurston County Superior Court seeking a declaratory judgment that the Washington State Department of Ecology (Ecology), Director of Ecology Christine O. Gregoire, and the State of Washington failed to comply with the procedural and substantive requirements of the State Environmental Policy Act of 1971 (SEPA) in issuing National Pollutant Discharge Elimination System (NPDES) permits to pulp and paper mills discharging toxic organochlorines into the surface waters of Washington.
Appellants contended in their complaint that respondents violated RCW 43.21C.020(2),
RCW 43.21C.031,
and RCW 43.21C.110,
and the regulations implementing those statutes, by issuing certain NPDES permits without requiring applicants for those permits to file environmental impact statements (EIS).
Appellants' complaint also contained a request for issuance of "a temporary restraining order, preliminary injunction, and injunction compelling Ecology to fulfill its duties under SEPA. . . ."
At about the same time as they
commenced this action, Appellants also filed a notice of appeal with the Pollution Control Hearings Board (PCHB) concerning certain NPDES permit proceedings as a "protective measure."
However, Appellants then filed a motion to stay the administrative proceedings before the PCHB pending outcome of their superior court action.
Appellants contend that the issues in this case arise under the State Environmental Policy Act of 1971 (RCW 43.21C.010
et
seq.) and that, accordingly, RCW 43.21C.075 and RCW 34.05.514 give the superior court jurisdiction to decide those issues.
RCW 43.21C.075(1) states that SEPA "provides a basis for challenging whether governmental action is in compliance with the substantive and procedural provisions of" that act.
RCW 34.05.514(1) indicates where petitions for review under the Administrative Procedure Act (RCW 34.05) must be filed. That section provides, in part, that "[e]xcept as provided in subsection (2) of this section . . . proceedings for review under this chapter shall be instituted by filing a petition in the superior court . . .". Subsection (2) relates to proceedings involving institutions of higher education.
In opposition to Appellants' complaint and motion for stay of administrative proceedings, Respondents State of Wash
ington, Christine O. Gregoire, and Department of Ecology (Respondents) filed a cross motion to dismiss, alleging, among other things, that the superior court lacked jurisdiction over the action because the case involves factual issues which, under RCW 43.21B.110, fall within the primary jurisdiction of the PCHB.
Additionally, Respondents argued in their motion that dismissal was appropriate because Appellants failed to exhaust their administrative remedies as required by RCW 34.05.534.
Before the trial judge ruled on either of the motions, the Northwest Pulp and Paper Association (NWPPA) filed a motion to intervene pursuant to CR 24(a) and CR 24(b).
NWPPA filed a memorandum and
affidavit in support of its motion.
NWPPA asserts that it is a "non-profit trade association incorporated in 1957 to represent the common interests of the pulp, paper, and pulping chemical industries in the states of Washington, Oregon, Idaho, and Alaska."
NWPPA contends that its members have legally protected interests in the subject matter of this action and that their ability to protect those interests would be impaired if it is not allowed to intervene.
On October 3, 1991, after oral argument, the Honorable Paula Casey, Thurston County Superior Court, granted Respondents' motion to dismiss with prejudice.
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Smith, J.
This is an appeal of a Thurston County Superior Court order granting the cross motion of Respondents Washington State Department of Ecology, et al. to dismiss with prejudice the action by Appellants Dioxin/ Organochlorine Center, et al. which sought a declaratory judgment that respondents' national pollutant discharge elimination system permit process, as applied to certain permit applicants, violates the State Environmental Policy Act of 1971. Appellants also appeal the court's order allowing the Northwest Pulp and Paper Association to intervene in the declaratory judgment action. We granted direct review pursuant to RAP 4.2(a)(4) and RAP 4.2(a)(5). We affirm the Superior Court.
Questions
Two principal questions are presented by this case: (1) whether the Superior Court for Thurston County has jurisdiction to adjudicate claims against the Washington State Department of Ecology and the Director of that department without prior resort to administrative hearing procedures and exhaustion of administrative remedies; and (2) whether
intervention of right was properly granted in this case to the Northwest Pulp and Paper Association under CR 24(a).
Facts
Appellants Dioxin/Organochlorine Center, Columbia River United, Inc., and Puget Sound Alliance (Appellants) characterize themselves as nonprofit organizations working to protect the environment.
On August 2, 1991, Appellants filed a complaint in the Thurston County Superior Court seeking a declaratory judgment that the Washington State Department of Ecology (Ecology), Director of Ecology Christine O. Gregoire, and the State of Washington failed to comply with the procedural and substantive requirements of the State Environmental Policy Act of 1971 (SEPA) in issuing National Pollutant Discharge Elimination System (NPDES) permits to pulp and paper mills discharging toxic organochlorines into the surface waters of Washington.
Appellants contended in their complaint that respondents violated RCW 43.21C.020(2),
RCW 43.21C.031,
and RCW 43.21C.110,
and the regulations implementing those statutes, by issuing certain NPDES permits without requiring applicants for those permits to file environmental impact statements (EIS).
Appellants' complaint also contained a request for issuance of "a temporary restraining order, preliminary injunction, and injunction compelling Ecology to fulfill its duties under SEPA. . . ."
At about the same time as they
commenced this action, Appellants also filed a notice of appeal with the Pollution Control Hearings Board (PCHB) concerning certain NPDES permit proceedings as a "protective measure."
However, Appellants then filed a motion to stay the administrative proceedings before the PCHB pending outcome of their superior court action.
Appellants contend that the issues in this case arise under the State Environmental Policy Act of 1971 (RCW 43.21C.010
et
seq.) and that, accordingly, RCW 43.21C.075 and RCW 34.05.514 give the superior court jurisdiction to decide those issues.
RCW 43.21C.075(1) states that SEPA "provides a basis for challenging whether governmental action is in compliance with the substantive and procedural provisions of" that act.
RCW 34.05.514(1) indicates where petitions for review under the Administrative Procedure Act (RCW 34.05) must be filed. That section provides, in part, that "[e]xcept as provided in subsection (2) of this section . . . proceedings for review under this chapter shall be instituted by filing a petition in the superior court . . .". Subsection (2) relates to proceedings involving institutions of higher education.
In opposition to Appellants' complaint and motion for stay of administrative proceedings, Respondents State of Wash
ington, Christine O. Gregoire, and Department of Ecology (Respondents) filed a cross motion to dismiss, alleging, among other things, that the superior court lacked jurisdiction over the action because the case involves factual issues which, under RCW 43.21B.110, fall within the primary jurisdiction of the PCHB.
Additionally, Respondents argued in their motion that dismissal was appropriate because Appellants failed to exhaust their administrative remedies as required by RCW 34.05.534.
Before the trial judge ruled on either of the motions, the Northwest Pulp and Paper Association (NWPPA) filed a motion to intervene pursuant to CR 24(a) and CR 24(b).
NWPPA filed a memorandum and
affidavit in support of its motion.
NWPPA asserts that it is a "non-profit trade association incorporated in 1957 to represent the common interests of the pulp, paper, and pulping chemical industries in the states of Washington, Oregon, Idaho, and Alaska."
NWPPA contends that its members have legally protected interests in the subject matter of this action and that their ability to protect those interests would be impaired if it is not allowed to intervene.
On October 3, 1991, after oral argument, the Honorable Paula Casey, Thurston County Superior Court, granted Respondents' motion to dismiss with prejudice.
NWPPA's motion for intervention was granted pursuant to CR 24(a).
Like Respondents, NWPPA contends that dismissal was appropriate because primary jurisdiction over Appellants' claims rests with the PCHB, and because Appellants failed to exhaust their administrative remedies before resorting to action in superior court.
On November 1, 1991, Appellants filed a notice of appeal in Thurston County Superior Court asking this court to review the trial court's order granting Respondents' motion to dismiss and the order granting NWPPA's motion to intervene.
A statement of grounds for direct review was filed with this court, pursuant to RAP 4.2(a)(4) and RAP 4.2(a)(5), on November 18, 1992.
In addition, Appellants filed before this court a supporting affidavit of Dr. Ellen K Silbergeld, Ph.D., outlining the environmental and health risks posed by the toxic chemical dioxin.
Appellants asked this court to consider the Silbergeld affidavit in its decision whether to grant direct review.
Arguing that the affidavit was not part of the trial court record and, accordingly, should not be considered in deciding whether to accept review, NWPPA filed a motion to strike the Silbergeld affidavit.
On November 22, 1991, the clerk of this court notified the parties that this case was a proper subject for a notice of appeal.
On February 6, 1992, our commissioner issued a ruling denying NWPPA's motion to strike,
indicating that submission of the Silbergeld affidavit for the limited pur
pose of helping this court decide whether to accept direct review was not improper.
The Pollution Control Hearings Board (PCHB) was granted permission to file a brief amicus curiae in this case.
The PCHB concurs with the Respondents' contentions
and asserts that "priority of action" rules justify dismissal of Appellants' superior court action.
Discussion
Exhaustion of Administrative Remedies
The first matter to be considered is not whether Appellants are entitled to file a claim against Respondents for alleged violations of SEPA, but rather the forum for filing such a claim. The answer depends on the nature of Appellants' claim.
RCW 34.05.570(2)(b) states that "[t]he validity of any rule may be determined upon petition for a declaratory judgment addressed to the superior court of Thurston county...". Thus, if Appellants sought declaratory judgment that Respondents exceeded their statutory authority
in promulgating certain rules
and that, consequently, those rules were invalid, then RCW 34.05.570(2)(b) would permit the claim to be brought in the Thurston County Superior Court.
However, Appellants' claim challenges not a rule itself, but application of a rule in the issuance of specific permits. Primary jurisdiction does not then he in the superior court.
RCW 43.21B.110(1)(c) provides, in part, that "The hearings board [PCHB] shall. . . have jurisdiction to hear and decide appeals from the following... (c) [t]he issuance, modification, or termination of any permit. . Thus, because Appellants are challenging specific permits, as Respondents contend, jurisdiction for such appeals lies with the PCHB under RCW 43.21B.110(1)(c).
Appeal to the PCHB is the exclusive means for challenging issuance of permits.
Deciding which forum has jurisdiction over Appellants' action, then, turns on whether their complaint challenged Ecology's rule concerning categorical exemptions to SEPA's EIS requirement (WAC 197-11-855),
or whether Appellants merely challenged the application of that rule to certain NPDES permit applications.
Because this court is a reviewing court, it only considers on appeal evidence which was admitted in the trial court.
Thus, in deciding the nature of Appellants' challenge, this court limits its examination to evidence before the trial court.
Appellants contend that they are appealing the legality of Ecology's categorical exemption rule,
asking whether
Ecology's categorical exemption rule violates SEPA by allowing major actions to escape SEPA's EIS requirement. Appellants contend that such legal challenges are within the jurisdiction of the superior court. Where the only question in a case is the interpretation of a statute, claimants need not resort to the administrative agency because the agency has no special competence over the controversy.
This is a well-recognized exception to the doctrine of primary jurisdiction.
However, the exception implicitly requires an initial determination that only legal issues are in dispute.
Whether Appellants have satisfied this requirement is not clear on the record before this court. Appellants' brief in this court clearly challenges the legality of WAC 197-11-855 (the regulation categorically exempting certain actions from SEPA's EIS requirement), but their trial brief presents mixed questions of law and fact. Appellants' argument in their trial brief may be summarized as follows:
1. RCW 90.48.260 gives Ecology authority to issue NPDES permits subject to certain restrictions.
2. Generally, activities having a probable significant adverse environmental impact must file an environmen
tal impact statement (EIS) before a permit may issue. RCW 43.21C.031.
3. Ecology has authority to categorically exempt certain actions from the EIS requirement, but
major actions
do not qualify for such exemptions. RCW 43.21C.110.
4. The activities of the pulp and paper mills referred to in this case constitute major actions.
5. Hence, because the permits were issued to mills engaging in major actions without compliance with the EIS requirement of RCW 43.21C.031, those permits are invalid, and the regulation exempting them from the EIS requirement is also invalid because, as applied, it exceeds Ecology's delegated authority.
The entire claim of Appellants is premised on their conclusion that the mills in question are engaging in activities constituting "major action". However, no evidence was presented in the trial court to establish that conclusion.
Ecology specifically denies Appellants' conclusion,
thus raising a factual issue.
Appellants contend that estabfishing a legal definition of the term "major action" is a prerequisite to determining whether the activities of a particular mill come under that definition. However, because no evidence supporting this argument was presented before the trial court, this court need not resolve the issue.
At any rate, the argument is
logically flawed. One need not define the entire universe of activities which might constitute major actions before deciding whether a particular activity constitutes a "major action".
Because Appellants' legal challenge is premised on their conclusion that NPDES permits were wrongly issued under WAC 197-11-855 to paper and pulp mills whose activities constitute major actions without compliance with EIS requirements, jurisdiction over such challenges lies with the PCHB pursuant to RCW 43.21B.310(1).
Permits may be appealed to the PCHB under that section, and, except as provided under RCW 70.105D,
resort to the PCHB is the exclusive means of appealing such permits.
Respondents contend that the doctrine of primary jurisdiction also requires Appellants to bring their appeal before the PCHB before seeking relief in the superior court.
That doctrine "applies where a claim is originally cognizable in the courts, and
comes into play whenever enforcement of the claim requires the resolution of issues which, under a regulatory scheme, have been placed within the special competence of an administrative body,
in such a case the
judicial process is suspended
pending referral of such issues to the administrative body for its views."
Perhaps a more concise reference to "primary jurisdiction" is that stated in the dissent in
Multiple Listing Service
that:
The precise function of the doctrine of primary jurisdiction is to guide a court in determining whether the court should refrain from exercising its jurisdiction until after an administrative agency has determined some question or some aspect of some question arising in the proceeding before the court.
RCW 43.21B. 110(1) provides, in part, that "The hearings board shall. . . have jurisdiction to hear and decide appeals from . . . (c) [t]he issuance, modification, or termination of any permit. . .". This language gives the PCHB authority to hear Appellants' appeal, at least to the extent that the appeal challenges the issuance of specific permits.
Members of PCHB are required under RCW 43.21B.020 to be "qualified
by experience or training in pertinent matters pertaining to the environment. . Additionally, PCHB members acquire additional expertise in performing their statutory duties.
Appellants do not dispute that resolving environmental issues under SERA involves an extensive regulatory framework. Because Respondents satisfy the test for primary jurisdiction, the trial court was correct in relegating the matter to the PCHB by dismissing Appellants' claim.
Having concluded that primary jurisdiction over this case lies with the PCHB, we next address the question whether Appellants must exhaust their administrative remedies before seeking relief in the Thurston County Superior Court. Generally, RCW 34.05.534 requires that a person exhaust "all administrative remedies available within the agency whose action is being challenged, or available within any other agency authorized to exercise administrative review". However, a court may relieve a person from the exhaustion requirement if it is shown that the administrative remedy would be patently inadequate, that exhaustion of remedies would be futile, or that the grave irreparable harm that would result from requiring the person to exhaust administrative remedies clearly outweighs the public policy requiring exhaustion.
Besides arguing that the PCHB lacks jurisdiction to adjudicate their claim, Appellants also contend that exhaustion of remedies (1) would be inadequate because the PCHB cannot issue the type of relief Appellants are seeking, (2) would be futile because the PCHB has previously demonstrated its unwillingness to question Ecology's categorical exemption decisions, and (3) would lead to grave, irreparable harm because of the inadequacy of available administrative remedies.
Appellants' complaint seeks both declaratory and injunctive relief.
RCW 43.21B.100 requires the PCHB to make findings of fact and prepare a written decision on each case it adjudicates.
If the PCHB finds that Ecology violated SEPA in issuing certain NPDES permits, RCW 43.21B.100 not only authorizes the PCHB to issue a written decision to that effect, but obligates it to do so. Appellants' allegation that the PCHB cannot grant them declaratory relief is therefore not correct.
However, we find no Washington statutes or cases authorizing the PCHB to issue injunctions.
Appellants also argue that because the PCHB cannot grant them complete relief, exhaustion of administrative remedies is not required.
The futility exception to the exhaustion of remedies doctrine is premised on the idea that courts will not require vain and useless acts.
In
Orion Corp. v. State,
Orion brought an inverse condemnation action alleging that state and county shoreline management policies had rendered its property virtually useless. While petitioners argued that Orion failed to exhaust its administrative remedies, this court held that exhaustion was not required because both the State and Skagit County had adopted policies aimed at maintaining the area, including Orion's land, in its natural
state.
In concluding that exhaustion would be futile, this court considered the fact that the Legislature had passed the Shoreline Management Act of 1971 limiting development in certain areas, and that Skagit County had implemented a shoreline protection policy placing similar restrictions on landowners like Orion for use of their property.
Appellants in this case call attention to no legislation or statewide policy which would support their argument that appeal to the PCHB would be futile. Instead, they cite only one 1986 PCHB decision to support their conclusion that pursuing a claim before the PCHB would be futile.
The decision does not support their futility argument.
Appellants' final argument is that requiring them to exhaust administrative remedies before appealing to the superior court would cause irreparable harm to the environment because the mills in question would be allowed to continue dumping allegedly toxic wastes into the state's surface waters while Appellants' case is pending before the PCHB. If the facts underlying their claim are proven or accepted as true (that is, that the mills are dumping hazardous wastes into Washington's surface waters and that the impact of doing so is as bad as Appellants contend), the irreparable harm exception conceivably might apply. However, Appellants presented no evidence to support such a conclusion. Merely claiming that dumping toxic wastes into the state's surface waters will cause irreparable harm to the environment is not enough. There must be sufficient evidence to establish the claim.
Intervention of Right
The final question to be resolved is whether the trial court properly granted intervention of right to the North
west Pulp and Paper Association (NWPPA) under CR 24(a). Among other instances, CR 24(a) permits "intervention of right" when an applicant "claims an interest relating to the property or transaction which is the subject of the action and [the applicant] is so situated that the disposition of the action may as a practical matter impair or impede [the applicant’s] ability to protect that interest, unless the applicant's interest is adequately represented by existing parties."
At issue here is whether NWPPA has a legally protected interest in the subject of this action. NWPPA is a nonprofit trade association representing pulp, paper, and pulping chemical industries in Washington and other Northwest states.
Because the mills whose permits are being challenged are members of NWPPA, the association contends that the trial court properly allowed it to intervene in order to protect its members' rights.
In argument before this court, counsel for NWPPA stated that all the holders of the challenged permits were members of the association. This is a sufficient basis for allowing intervention by the association.
Conclusion
We affirm the Thurston County Superior Court in granting the motion of the Washington State Department of Ecology, et al., to dismiss the declaratory judgment action of
Dioxin/Organochlorine Center, et al., and in allowing intervention of right to the Northwest Pulp and Paper Association.
Dore, C.J., and Utter, Brachtenbach, Dolliver, Andersen, Durham, Guy, and Johnson, JJ., concur.