Dick Robert Markwell v. County of Bexar, Appeal of J. Michael Myers

878 F.2d 899, 14 Fed. R. Serv. 3d 796, 1989 U.S. App. LEXIS 11421, 1989 WL 79089
CourtCourt of Appeals for the Fifth Circuit
DecidedAugust 4, 1989
Docket88-5623
StatusPublished
Cited by41 cases

This text of 878 F.2d 899 (Dick Robert Markwell v. County of Bexar, Appeal of J. Michael Myers) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dick Robert Markwell v. County of Bexar, Appeal of J. Michael Myers, 878 F.2d 899, 14 Fed. R. Serv. 3d 796, 1989 U.S. App. LEXIS 11421, 1989 WL 79089 (5th Cir. 1989).

Opinion

E. GRADY JOLLY, Circuit Judge:

J. Michael Myers, attorney for defendant William Stanley, Bexar County Deputy Sheriff, appeals from an order of the district court imposing monetary sanctions against him under Rule 11 of the Federal Rules of Civil Procedure, and permanently enjoining him from charging his client for any time he expended in filing two motions. We affirm.

I

The name plaintiff, Dick Robert Mark-well, brought suit against Deputy Sheriff Stanley and other Bexar County, Texas, officials in May 1988, alleging that he had been detained and arrested without probable cause, and that excessive force had been used in arresting him. Attorney James Heidelberg represented Markwell in the lawsuit. Myers represented all the defendants until June 13, 1988, after which time he represented only Stanley.

An announcement was made in June 1987 that Bexar County Commissioner John A. Longoria would be joining the law firm in which Heidelberg was a partner. Soon after, Myers wrote to Heidelberg, asking him to withdraw voluntarily from participation in the case for conflict of interest reasons. There appears to have been no response, and on October 22, 1987, Myers filed a Motion to Disqualify Heidelberg and his firm. Heidelberg responded to the motion; Myers replied, and then filed a Supplemental Motion to Disqualify.

On May 27, 1988, the court granted Myers’ motion, disqualifying Heidelberg and his firm from representing Markwell “unless and until” the conflict of interest was resolved. The court ordered Markwell to retain new counsel within thirty days of the order’s entry. Later, at a status conference on June 6, 1988, the court modified the order to give Markwell until thirty days from June 6, 1988 to obtain an attorney. The parties disagree over whether it was established at that conference that if the plaintiff failed to locate counsel during that period he would be allowed an additional thirty days, or that a formal motion would be required to obtain a further extension. The case was reassigned to another judge on June 20, 1988.

On June 26, Myers attempted to initiate a settlement directly with Markwell. This commenced another flurry of communications between the parties, with Heidelberg writing to Myers, telling Myers he should not contact Markwell directly because Heidelberg was still representing him, and Myers responding that he had believed that Markwell was unrepresented, because Heidelberg had been disqualified. Both parties contacted the court.

On July 12, 1988, Myers filed on Stanley’s behalf a Motion to Dismiss for Want of Prosecution pursuant to Fed.R.Civ.P. 41(b). The other defendants adopted the motion without any additional briefing. Heidelberg then informed the court that his firm had had no success in finding new counsel for Markwell. On July 28 Heidelberg moved for an extension of time in which to respond to Myers’ Motion to Dismiss, and notified the court that he had associated another attorney as co-counsel who could act as sole counsel in the event Heidelberg was unable to reenter the case. Myers then, on August 3, 1988, filed a Motion to Strike Plaintiff’s Motion for Extension of Time.

The court denied Stanley’s Motion to Dismiss for Want of Prosecution and Motion to Strike Plaintiff’s Motion for Extension of Time on August 10, 1988. Sua sponte, the court imposed on Myers a fine of |1,000 in Rule 11 sanctions for filing the two motions, and ordered that Myers not charge his client for any time spent in filing them. The district court judge noted that he had sanctioned Myers on four separate occasions in 1987 for his inappropriate pleading tactics during pretrial procedure, and in 1986 another judge had warned Myers that his “shotgun approach to pleading” was treading close to forbidden Rule 11 territory.

The conflict of interest was eventually resolved by Longoria’s departure from Heidelberg’s firm in September 1988.

*901 On appeal, Myers argues first, that this court has jurisdiction over his appeal under the collateral order doctrine, notwithstanding seemingly contrary Fifth Circuit precedent, and second, that the imposition of Rule 11 sanctions against him was both a violation of due process and an abuse of discretion.

II

In Click v. Abilene National Bank, 822 F.2d 544 (5th Cir.1987), this circuit held that an interlocutory order imposing Rule 11 sanctions against a party’s attorney was not immediately appealable under the collateral order doctrine of Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949), because the sanctions order was not otherwise unre-viewable. The panel noted that Rule 11 sanctions “can be and routinely are appealed when merged in the district court’s final judgment.” 822 F.2d at 545.

For an order to be appealable under the collateral order doctrine (1) it must conclusively determine the disputed question, (2) it must resolve an important or serious and unsettled question, (3) which is completely separable from and collateral to the merits of the parties’ litigations, and (4) if not appealed as a collateral matter, the district court’s determination must be practically unreviewable. Click, 822 F.2d at 545. Myers insists that his withdrawal from representation of any of the Bexar County defendants renders his case distinguishable from that of the appellant in Click.

The Third Circuit addressed precisely this same issue in Eavenson, Auchmuty & Greenwald v. Holtzman, 775 F.2d 535 (3d Cir.1985). In that case, the court considered whether it had appellate jurisdiction over an order of a district court imposing a monetary sanction against an attorney under Rule 11, where the attorney had withdrawn his appearance in favor of substituted counsel, and the district court had not yet entered a final judgment in the underlying action. The Third Circuit held that the district court’s order was appeal-able as a collateral order under Cohen and its progeny because the attorney was no longer connected with the merits of the case, and had an immediate interest in challenging the sanction which interest was not shared by the parties to the suit or by counsel to a party, and because it was possible that the sanctions order would be effectively unreviewable on appeal from a final judgment in the litigation.

Although we stated in Click

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878 F.2d 899, 14 Fed. R. Serv. 3d 796, 1989 U.S. App. LEXIS 11421, 1989 WL 79089, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dick-robert-markwell-v-county-of-bexar-appeal-of-j-michael-myers-ca5-1989.