DiBlasio v. Novello

28 A.D.3d 339, 814 N.Y.S.2d 51
CourtAppellate Division of the Supreme Court of the State of New York
DecidedApril 20, 2006
StatusPublished
Cited by5 cases

This text of 28 A.D.3d 339 (DiBlasio v. Novello) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
DiBlasio v. Novello, 28 A.D.3d 339, 814 N.Y.S.2d 51 (N.Y. Ct. App. 2006).

Opinion

Order and judgment (one paper), Supreme Court, New York County (Shirley Werner Kornreich, J.), entered October 22, 2004, which granted the CELR article 78 petition seeking to compel respondent Office of Erofessional Medical Conduct (OEMC) to comply with an order of the Administrative Hearing Officer directing OEMC to turn over its investigative file for in camera review, unanimously reversed, on the law, without costs, the petition denied and the proceeding dismissed.

This article 78 proceeding arose out of professional misconduct proceedings commenced against petitioner L. Mario DiBlasio, M.D., a physician, by the New York State Department of Health’s Office of Erofessional Medical Conduct, which acts as the prosecutorial arm of the Department. The specifications filed against petitioner alleged, inter alia, that he negligently misinterpreted a mislabeled x ray of a specific patient, resulting in an inaccurate report being issued and the subsequent improper placement of a chest tube on the wrong side of the patient’s body.

[340]*340An administrative hearing on the charges was commenced before Administrative Hearing Officer (AHO) Marc Zylberberg in September 2003. OPMC’s first witness, an expert radiologist, referred in his testimony to an investigative report regarding the mislabeled x-ray incident titled “New York Patient Occurrence Report and Tracking System Root Cause Analysis” (Root Cause Analysis). According to the Root Cause Analysis, the improper tube placement resulted from a multitude of factors, beginning with an x-ray technician’s “poor judgment” and “initial failure to follow correct procedure” in mislabeling an x ray, which “created an environment in which all ensuing decisions were based on incorrect data.” The report also faulted petitioner for not insisting on a third set of x rays to resolve a perceived labeling inconsistency and for not addressing certain “landmarks and/or artifacts” on the x ray which might have revealed the mistake.

During the hearing, petitioner’s counsel complained to AHO Zylberberg that he had not been provided with a copy of the Root Cause Analysis, which he believed was exculpatory insofar as it blamed the technician for the initial labeling error, and demanded its production. Counsel for OPMC responded that petitioner had declined an offer to inspect the document and that it was not exculpatory in any event. Nevertheless, OPMC’s counsel provided the document to petitioner at the hearing.

After an extended colloquy during which OPMC’s counsel insisted that the Root Cause Analysis was not exculpatory, AHO Zylberberg directed OPMC to produce its entire investigative file for in camera inspection. The AHO concluded that in light of OPMC’s position on the Root Cause Analysis, he no longer had confidence in OPMC’s ability to recognize and disclose exculpatory material. In directing that OPMC produce its file for inspection, the AHO clarified that he was not ordering disclosure of the file, but rather he would review the documents in camera and then hear arguments from the parties on whether disclosure was appropriate.

On November 21, 2003, respondents wrote to AHO Zylberberg requesting that the in camera inspection be “canceled” on the ground that the Root Cause Analysis did not qualify as exculpatory evidence, as defined by the case law and a 1997 policy memorandum (1997 policy memo) issued by the Department of Health’s General Counsel. A month later, respondents sent a second letter declaring that they would “not consent” to the in camera inspection because, under the applicable laws and regulations, petitioner had no “right” to discovery in an administrative proceeding. Respondents also argued that [341]*341notwithstanding the Department’s voluntary policy of disclosing exculpatory material in its possession pursuant to the 1997 policy memo, the existence of this policy did not legally obligate OPMC to comply. Ultimately, respondents declined to comply with the AHO’s order and requested that the hearing proceed without further delay.

Petitioner then commenced the instant article 78 proceeding seeking to compel OPMC to comply with the AHO’s order to produce its file for in camera inspection. Petitioner further sought a stay of the administrative proceeding pending the outcome of the article 78 petition. Respondents opposed, arguing that mandamus relief was unavailable since there was no legal right to discovery in these administrative proceedings and because the AHO’s directive was purely discretionary.

Supreme Court granted the petition for mandamus relief and a stay, directing OPMC to turn over its file to the AHO for in camera inspection. The court reasoned that petitioner had a “clear legal right” to enforcement of the AHO’s order because the Public Health Law and applicable Department of Health (DOH) regulations gave the AHO the authority to rule on motions to compel discovery, and because the regulations expressly authorized limited discovery in cases such as this where the agency is seeking revocation of a physician’s license. The court further held that the AHO’s order was supported by respondents’ admitted internal policy of disclosing any exculpatory material in its possession, defined as evidence “which contradicts material facts alleged by the Department or which otherwise tends to prove the innocence of an accused party.”

On appeal, respondents argue that mandamus relief was unavailable to compel OPMC to comply with the AHO’s directive to turn over its file because an adequate remedy existed in the form of an appeal from a final agency determination and because petitioner had no clear legal right to the relief requested. We agree with both arguments and dismiss the petition.

“It is a well settled principle of administrative law that one who objects to the acts of an administrative agency must exhaust available administrative remedies before being permitted to litigate in a court of law (Matter of Doe v Axelrod, 71 NY2d 484, 491 [Simons, J., concurring]; Watergate II Apts. v Buffalo Sewer Auth., 46 NY2d 52, 57 [1978])” (Galin v Chassin, 217 AD2d 446, 447 [1995]). “Thus, absent extraordinary circumstances, courts are constrained not to interject themselves into ongoing administrative proceedings until final resolution of those proceedings before the agency” (Doe v St. Clare’s Hosp. & Health Ctr., 194 AD2d 365, 366 [1993], lv denied 82 NY2d 662 [1993]).

[342]*342We reject petitioner’s contention that the exhaustion requirement is inapplicable to article 78 petitions seeking relief in the nature of mandamus to compel (see Matter of Legal Aid Socy. of Sullivan County v Scheinman, 53 NY2d 12, 16 [1981] [mandamus to compel not available to obtain interlocutory relief in criminal proceeding where error can be reviewed on appeal]; Matter of Haydock v Passidomo, 121 AD2d 540, 541 [1986] [mandamus to compel will issue only in the absence of an adequate remedy at law]). Although courts have recognized that the exhaustion requirement may be relaxed in the context of mandamus or prohibition where a petitioner faces irreparable injury in awaiting ordinary avenues of review (see Matter of City of Newburgh v Public Empl. Relations Bd. of State of NY., 63 NY2d 793, 795 [1984]), petitioner has failed to establish irreparable injury in these circumstances (see Galin v Chassin, 217 AD2d at 447 [allegation of bad faith by investigator was not extraordinary circumstance or irreparable injury justifying injunction against pending disciplinary proceeding]).

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Cite This Page — Counsel Stack

Bluebook (online)
28 A.D.3d 339, 814 N.Y.S.2d 51, Counsel Stack Legal Research, https://law.counselstack.com/opinion/diblasio-v-novello-nyappdiv-2006.