Diaz v. United States Department of Housing and Urban Development

CourtDistrict Court, S.D. New York
DecidedFebruary 21, 2023
Docket1:22-cv-02051
StatusUnknown

This text of Diaz v. United States Department of Housing and Urban Development (Diaz v. United States Department of Housing and Urban Development) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Diaz v. United States Department of Housing and Urban Development, (S.D.N.Y. 2023).

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK LYDIA GONZALEZ DIAZ, et al., Plaintiffs, -against- No. 22-CV-2051 (LAP) UNITED STATES DEPARTMENT OF OPINION & ORDER HOUSING AND URBAN DEVELOPMENT, et al., Defendants.

LORETTA A. PRESKA, Senior United States District Judge: Before the Court are Defendants New York City Housing Authority (“NYCHA”),1 United States Department of Housing and Urban Development (“HUD”),2 C+C Apartment Management L.L.C. (“C+C”) and Harlem River Preservation L.L.C.’s (“HRP”)3 motions to dismiss pursuant to Federal Rules of Civil Procedure 12(b)(1)

1 (See Notice of Defendant NYCHA’s Motion to Dismiss the Amended Verified Class Action Complaint (“NYCHA MTD”), dated May 27, 2022 [dkt. no. 27]; Memorandum of Law in Support of Defendant NYCHA’s Motion to Dismiss the Amended Verified Class Action Complaint (“NYCHA Br.”), dated May 27, 2022 [dkt. no. 28]; Joinder to the Reply Memorandum in Further Support of HUD’s Motion to Dismiss the Amended Verified Class Action Complaint (“NYCHA Joinder”), dated August 22, 2022 [dkt. no. 48].)

2 (See HUD’s Notice of Motion (“HUD MTD”), dated May 27, 2022 [dkt. no. 29]; Defendant HUD’s Memorandum of Law in Support of its Motion to Dismiss the Amended Verified Class Action Complaint (“HUD Br.”), dated May 27, 2022 [dkt. no. 30]; Defendant HUD’s Reply Memorandum of Law in Further Support of its Motion to Dismiss the Amended Verified Class Action Complaint (“HUD Reply”), dated August 18, 2022 [dkt. no. 46].)

3 (See C+C’s Notice of Motion (“C+C MTD”), dated May 31, 2022 [dkt. no. 38].) and 12(b)(6). Plaintiffs oppose the motions.4 For the reasons below, the motions to dismiss are GRANTED. I. Background This action concerns the Harlem River Houses, a public housing authority (“PHA”) development funded under Section 9 of the Housing Act of 1937 originally owned and managed by NYCHA.

(Dkt. no. 4 at ¶ 1.)5 Plaintiffs seek injunctive relief, challenging HUD’s approval of NYCHA’s plan to convert Harlem River Houses into a privately owned and managed development corporation funded under Section 8 of the Housing and Community Development Act of 1974, 42 U.S.C. § 5301 et seq. (Id.) HRP was created in April 2020 to be the RAD/PACT developer for the Harlem River Houses conversion. (AC at ¶ 152.) HRP is a partnership of at least four corporate entities: (a) C+C Apartment Management, LLC, a private property management company which manages thousands of residential units, most of which are funded under the LIHTC; (b) the Settlement Housing Fund, a non-profit developer/owner created in 1971, which has a bevy of high-paid executives and which received 90% of its funds from “related organizations”; (c) West Harlem Group Assistance, a small non-profit which is half-funded by management fees and half-funded by government grants; and (d) L&M Builders, a multi-million dollar General Contractor, which is to be the General Contractor at

4 (See Plaintiffs’ Memorandum of Law in Opposition to the Motions to Dismiss (“Pl. Opp.”), dated July 22, 2022 [dkt. no. 44]; Plaintiffs’ Sur-Reply Memorandum of Law in Opposition to the Motions to Dismiss (“Pl. Sur-Reply”), dated August 27, 2022 [dkt. no. 50].)

5 (Amended Verified Class Action Complaint (“AC”), dated March 11, 2022.) Harlem River Houses. Tenants are not being asked to sign leases with HRP, they are being asked to sign leases with C+C, the private sector property manager, the only entity in HRP which seems designed to stick around after federal money is used, under Section 8, to perform renovations at Harlem River Houses.

(Id.) A. Plaintiffs’ Communications with HUD and Issues with HRP In 2021, Plaintiffs organized as United Front Against Displacement and lodged “a series of complaints6 with HUD about what C+C Apartment Management, LLC and NYCHA were doing at Harlem River Houses.” (AC at ¶ 165.) The two emails attached as exhibits to the AC complained of “intimidation” and “harassment” by C+C trying to pressure Plaintiffs into signing the new private leases. (Dkt. nos. 4-12 and 4-14.) The AC alleges that the C+C lease “does not contain all of the protections of the NYCHA lease (Exhibit A) and the tenants have none of the statutory protections set forth in Section 9 of the Housing

6 (The AC cites to Exhibit L, which contains three documents. First, a June 22, 2021 email from “nogonyc@riseup.net” addressed to the “HUD Special Projects Center” that allegedly attached a letter from Harlem River Houses tenants “requesting that HUD withdraw approval of RAD conversion” due to inadequate tenant engagement and reports that C+C had the second highest eviction rate in New York City. [Dkt. no. 4-12.] Second, an article in the American Prospect titled “Public Housing Is Going Private– and Residents are Fighting Back” that discusses the RAD program and the tenant organizing around the Harlem River Houses conversion. [Dkt. no. 4-13.] Third, a June 30, 2021 email from the same “nogonyc” email address addressed to the HUD Special Projects Center allegedly attaching several letters from Harlem River Houses residents requesting that HUD withdraw approval of the RAD conversion. [Dkt. no. 4-14.]) Act[] of 1937.” (AC at ¶ 157.) The AC alleges that representatives of HRP and C+C: continued to push Plaintiffs and all other Harlem River Houses NYCHA tenants to sign their leases. They intrusively visited tenants’ apartments, insisting that they have a right to enter in order to do a survey so that they could plan repairs, and, in many cases, using those visits as an opportunity to tell tenants that they would face eviction of [sic.] they don’t sign leases with C+C, which they say will come into effect when conversion occurs ‘in the Fall [of 2021].’ Tenants have multiple notices posted on their apartment doors, are pressured to come to meetings with C+C, and are being told that repair orders they requested of NYCHA will have to be refiled with C+C and be reassessed.

(AC at ¶ 168.)

On August 2, 2021, Taí Merey Alex of the HUD Office of Recapitalization responded to Plaintiffs’ June 22, 2021 email. (Dkt. no. 4-15.) Alex informed Plaintiffs that HUD would investigate the claims set out in Plaintiffs’ email and attached letter and, at the conclusion of the investigation, HUD would issue a findings letter that would include whether HUD determined there to be program violations. (Id.) Alex further assured Plaintiffs that if HUD found non-compliance with RAD program requirements or HUD regulations, HUD would “take appropriate actions” in response. (Id.) Alex noted that while NYCHA had submitted the “preliminary application," NYCHA had not then submitted the full project proposal, and as a result, HUD had not yet done “a detailed review of the project proposal documents.” (Id.) Finally, Alex instructed Plaintiffs to send any future correspondence about RAD to Alex’s email address and requested contact information for Plaintiffs’ primary contact so that HUD could “communicate with [Plaintiffs] effectively during [HUD’s] fact-finding.” (Id.) On September 17, 2021, Plaintiffs’ Counsel responded to Alex’s August 2, 2021 email, asking that he be kept up to date on HUD’s investigation. (Dkt. no. 4-16.)

In October 2021, HRP announced that it would begin repairs on apartments, that in “many cases” the repairs would require tenants to move out, and HRP did not provide any assurances about whether tenants would return to their apartments or how long tenants would be “forced out” of their apartments.

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Diaz v. United States Department of Housing and Urban Development, Counsel Stack Legal Research, https://law.counselstack.com/opinion/diaz-v-united-states-department-of-housing-and-urban-development-nysd-2023.