Diaz v. Smith

CourtDistrict Court, N.D. New York
DecidedAugust 23, 2022
Docket9:19-cv-01438
StatusUnknown

This text of Diaz v. Smith (Diaz v. Smith) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Diaz v. Smith, (N.D.N.Y. 2022).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK

MIGUEL DIAZ,

Plaintiff,

-against- 9:19-CV-1438 (LEK/TWD)

ERIC J. SMITH, et al.,

Defendants.

MEMORANDUM-DECISION AND ORDER

I. INTRODUCTION Plaintiff Miguel Diaz commenced this action pro se on November 20, 2019. Dkt. No. 1. On August 4, 2021, the Honorable Judge Thérèse W. Dancks, United States Magistrate Judge, granted in part and denied in part Plaintiff’s motion to file an amended complaint, Dkt. No. 118, and on August 4, 2021, Plaintiff filed his amended complaint, pursuant to 42 U.S.C. § 1983, alleging violations of his constitutional rights at Upstate Correctional Facility (“Upstate Correctional”) by defendants Stacy Dominic, Trevor Dunning, Adam J. Gallagher, Gary Gettmann, Robert J. Lamica II, Bryan T. LeClair, Eric J. Smith, James B. Trombley, Joshua Tulip, Donald G. Uhler, Geraldine M. Wilson, Eric E. Marshall, Gabriel Obregozo, and Steven Salls (“Defendants”). Dkt. No. 119 (“Amended Complaint”). On November 1, 2021, Plaintiff filed a motion for summary judgment. Dkt. No. 156 (“Plaintiff’s Motion”). On January 31, 2022, Defendants filed a cross-motion for summary judgment in response to Plaintiff’s Motion. Dkt. No. 166 (“Defendants’ Cross-Motion”). Plaintiff filed a reply and opposed the cross-motion. Dkt. Nos. 169, 170, 171, 178. Now before the Court is a report and recommendation issued by Judge Dancks on June 21, 2022, recommending that Plaintiff’s Motion be denied and further recommending that Defendants’ Cross-Motion be granted in part and denied in part. Dkt. No. 199 (“Report- Recommendation”). Plaintiff filed objections to the Report-Recommendation on June 29, 2022.

Dkt. No. 201 (“Objections”). For the reasons that follow, the Court approves in part and rejects in part the Report-Recommendation. II. BACKGROUND A. Factual Allegations Plaintiff’s Amended Complaint stems from “two separate documented use of force incidents that occurred on February 22, 2019.” R&R at 2. Plaintiff brings Eighth Amendment excessive force and failure-to-intervene claims against Corrections Officers Gallagher, Lamica, Smith, Tulip, Trombley, LeClair, Marshall, Obregozo, Sergeant Dunning, Lieutenant Gettmann, Lieutenant Salls, Captain Dominic, Superintendent Uhler, and Nurse Wilson. Id. Plaintiff also brings an Eighth Amendment sexual abuse claim against Smith. Id. Furthermore, Plaintiff brings

an Eighth Amendment medical indifference claim against Wilson. Id. These allegations are detailed in the Report-Recommendation, familiarity with which is assumed. Id. at 3–10. B. The Report-Recommendation After reviewing Plaintiff’s Motion, Judge Dancks found in the Report-Recommendation that Plaintiff had failed to submit a Statement of Material Facts as a part of his Motion for Summary Judgment, as required Local Rule 56.1(a).1 R&R at 13. In light of Plaintiff’s failure to follow Local Rule 56.1(a), Judge Dancks recommended denying Plaintiff’s Motion. Id. at 13.

1 “Any motion for summary judgment shall contain a separate Statement of Material Facts. The Statement of Material Facts shall set forth, in numbered paragraphs, a short and concise statement of each material fact about which the moving party contends there exists no genuine Judge Dancks also recommended denying Plaintiff’s Motion by asserting that it “is legally deficient and is replete with conclusory allegations and, as noted, directs the Court to ‘look’ at the ‘massive amounts of evidence’ that allegedly supports his claims.” Id. at 14. In particular, Judge Dancks found that “no reasonable factfinder could conclude [Nurse] Wilson

was deliberately indifferent to Plaintiff’s serious medical needs” and “[t]hus, Plaintiff is not entitled to summary judgment on the medical indifference claim.” Id. Additionally, Judge Dancks found that “Defendants have submitted declarations detailing their involvement, if any, in each of the documented use of force incidents at issue, to wit: they either did not participate in or observe the actual force at issue and/or the minimal force was reasonably applied in response to Plaintiff’s own actions and in a good-faith effort to maintain or restore discipline.” Id. at 14– 15. Judge Dancks also recommended denying Plaintiff’s Motion for these reasons. Id. at 15. Judge Dancks then turned to Defendants’ Cross-Motion. First, Judge Dancks found that neither Uhler, Gettmann, nor Wilson were involved in the use-of-force incidents carried out against Plaintiff. Id. at 18. Judge Dancks stated that “Gettmann’s and Uhler’s involvement in this

action was limited to their supervisory roles as the watch commander and superintendent, respectively, while Wilson’s role was limited to her medical care after the first incident.” Id. at 19 (footnote omitted). Based on this finding, Judge Dancks recommended granting Defendants’ Cross-Motion, as it relates to Plaintiff’s excessive force and failure-to-intervene claims against Uhler, Gettmann, and Wilson’s alleged involvement in the use-of-force incident carried out against Plaintiff. Id. at 20.

issue. Each fact listed shall set forth a specific citation to the record where the fact is established. The record for purposes of the Statement of Material Facts includes the pleadings, depositions, answers to interrogatories, admissions and affidavits. It does not, however, include attorney’s affidavits. Failure of the moving party to submit an accurate and complete Statement of Material Facts shall result in a denial of the motion.” L.R. 56.1(a) (emphasis in original). Second, Judge Dancks found that “no reasonable jury could find Wilson deprived Plaintiff of adequate medical care.” Id. at 22. Judge Dancks emphasized that “the record evidence demonstrates Plaintiff’s medical needs were reasonably treated and monitored by Wilson.” Id. at 23. Moreover, Judge Dancks found that “no reasonable jury could find Wilson

acted with a sufficiently culpable state of mind.” Id. Judge Dancks recommended granting Defendants’ Cross Motion as it relates to Plaintiff’s claim of medical indifference against Wilson. Id. at 25. Third, Judge Dancks found that there are genuine issues of material fact with regard to the morning use-of-force incident, which allegedly involved Dominic, Trombley, Tulip, Dunning, Smith, Lamica, Gallagher, Marshall, Obregozo, and Salls. Id. at 28–29. Judge Dancks stated that “Defendants have marshalled evidence demonstrating minimal force was used only after Plaintiff refused multiple opportunities to comply with directions.” Id. at 30. However, Judge Dancks also observed that “Plaintiff testified under oath that Lamica, Gallagher, Marshall, and Obregozo struck him while he was face down, already subdued, and defenseless, while Salls

failed to intervene[,]” and that Plaintiff “claims he was attacked, while unrestrained, under the pretext he spit at Lamica.” Id. Furthermore, Judge Dancks stated that “Plaintiff testified Dominic and Dunning were present during the cell extraction and the record demonstrates Trombley was present, manually opened Plaintiff’s cell gate and secured it while the extraction and alleged excessive force took place[,]” and that “Plaintiff testified Smith and Tulip were present when he was slammed on his face, kicked, and punched while restrained under the pretext he spit on Lamica.” Id. at 30–31. In addition, Judge Dancks found that “Defendants are not entitled to qualified immunity at this stage of the proceeding.” Id. at 32. For these reasons, Judge Dancks found a genuine dispute of material fact as to Plaintiff’s excessive force and failure-to-intervene claims, and recommended denying Defendants’ Cross-Motion as to Dominic, Trombley, Tulip, Dunning, Smith, Lamica, Gallagher, Marshall, Obregozo, and Salls. Id.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Estelle v. Gamble
429 U.S. 97 (Supreme Court, 1976)
Anderson v. Liberty Lobby, Inc.
477 U.S. 242 (Supreme Court, 1986)
Farmer v. Brennan
511 U.S. 825 (Supreme Court, 1994)
Dipilato v. 7-Eleven, Inc.
662 F. Supp. 2d 333 (S.D. New York, 2009)
Molefe v. KLM Royal Dutch Airlines
602 F. Supp. 2d 485 (S.D. New York, 2009)
Bumpus v. Canfield
495 F. Supp. 2d 316 (W.D. New York, 2007)
A v. by Versace, Inc. v. Gianni Versace S.P.A
191 F. Supp. 2d 404 (S.D. New York, 2002)
Chicago Insurance v. Kreitzer & Vogelman
210 F. Supp. 2d 407 (S.D. New York, 2002)
Hathaway v. Coughlin
37 F.3d 63 (Second Circuit, 1994)
Chance v. Armstrong
143 F.3d 698 (Second Circuit, 1998)
N.Y.C. Dist. Council of Carpenters Pension Fund v. Forde
341 F. Supp. 3d 334 (S.D. Illinois, 2018)
Salahuddin v. Goord
467 F.3d 263 (Second Circuit, 2006)

Cite This Page — Counsel Stack

Bluebook (online)
Diaz v. Smith, Counsel Stack Legal Research, https://law.counselstack.com/opinion/diaz-v-smith-nynd-2022.