Diaz-Bigio v. Santini

652 F.3d 45, 32 I.E.R. Cas. (BNA) 719, 2011 U.S. App. LEXIS 13257, 2011 WL 2557003
CourtCourt of Appeals for the First Circuit
DecidedJune 29, 2011
Docket09-2575
StatusPublished
Cited by54 cases

This text of 652 F.3d 45 (Diaz-Bigio v. Santini) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Diaz-Bigio v. Santini, 652 F.3d 45, 32 I.E.R. Cas. (BNA) 719, 2011 U.S. App. LEXIS 13257, 2011 WL 2557003 (1st Cir. 2011).

Opinion

LYNCH, Chief Judge.

Plaintiff Maria Diaz-Bigio, who was a Medical Social Worker at the Health Department of' San Juan, Puerto Rico, brought this suit against the Municipality of San Juan and several city officials under 42 U.S.C. § 1983, alleging that they fired her in retaliation for statements she made on matters of public concern in violation of the First Amendment. Her complaint requested reinstatement and monetary damages. Before us is an interlocutory appeal from the district court’s denial of summary judgment to the individual defendants in their personal capacities on grounds of qualified immunity.

Diaz-Bigio made statements in August 2004 accusing the Executive Director of the Health Department of having a serious conflict of interest. In both print and radio media, she alleged that he had economic interests in companies and a medical group that had been given Health Department contracts. The city immediately investigated these charges, and Diaz-Bigio was twice issued a summons to provide testimony in support of her allegations, but she refused to do so. After the investigation concluded that the charges were false and groundless, the city notified Diaz-Bigio that it intended to terminate her employment and that she had the right to an administrative hearing on the issue. After that hearing on December 6, in which she again declined to testify, she was fired. The letter of termination informed her that in making false and groundless allegations against the Executive Director of the Health Department and failing to comply with the summons to appear before the body investigating her allegations, she had broken several laws and regulations governing her obligations as a public employee.

The question before us is whether the undisputed facts of the record demonstrate that a reasonable public official could have concluded that terminating Diaz-Bigio’s employment in these circumstances would not violate her First Amendment rights. The answer to this question determines whether the defendants are entitled to qualified immunity. The district court concluded that they are not. Díaz-Bigio v. Municipality of San Juan, No. 06-1704, 2009. WL 3497961 (D.P.R. Oct. 28, 2009). We reverse and direct entry of judgment for defendants in their individual capacities on grounds of qualified immunity.

I.

A claim of qualified immunity demands deference to the objectively reasonable beliefs and actions of the defendants as to the constitutionality of their actions, even if the beliefs are mistaken. Ashcroft v. al-Kidd, — U.S.-, 131 S.Ct. 2074, 2085, 179 L.Ed.2d 1149 (2011). The summary *47 judgment standard requires that reasonable inferences be drawn in Diaz-Bigio’s favor, as long they are based on facts that “are put forward on personal knowledge or otherwise documented by materials of evidentiary quality.” Morelli v. Webster, 552 F.8d 12, 18-19 (1st Cir.2009). We identify the “version of events that best comports with the summary judgment standard and then ask[ ] whether, given that set of facts, a reasonable officer should have known that his actions were unlawful.” Id. at 19.

On August 16, 2004, Diaz-Bigio, apparently acting as the president of the Brotherhood of Health Employees, made statements during a demonstration in front of San Juan’s Puerto Nuevo Health Plus Center. In radio interviews and statements to newspapers, Diaz-Bigio accused the Executive Director of San Juan’s Health Department, defendant Dr. Alfredo Escalera, of having economic interests in a medical group that had a contract with the Center and in private companies that provided emergency room, laboratory, x-ray, and dental services to the Center. DiazBigio further alleged that this conflict of interest was responsible for differences in the quality of the conditions in different areas of the hospital to the benefit of Escalera.

In an interview on WAPA Radio, DiazBigio stated that the air conditioning “works in the areas of the hospital that Escalera has privatized which is the emergency room, laboratory, X-Rays and dental areas,” but that “in the areas under San Juan Municipal control, that are not generating money for Escalera, it is not working.” When asked, “Is it not generating money for the Health Plus Center?” she responded, “No, it is generating money for Escalera.” This allegation was also reported in the El Vocero newspaper, which quoted Diaz-Bigio as saying that the emergency room, laboratory, x-rays, and dental area of the Center “have air conditioning and are in good condition because they belong to the San Juan Vice-Mayor and Health Medical Director, Dr. Alfredo Escalera.”

Diaz-Bigio also stated, in an interview on Radio Puerto Rico, that Dr. Escalera “is the owner of the Emergency Rooms,” and when a reporter asked what proof she had of this, she told the reporter to look in the records of corporations registered with the Puerto Rico State Department. She said, “You make the search, I tell you what there is,” but when asked for the name of the corporation recorded with the State Department, she responded: “I don’t know, I can’t tell you that.... The owner is Alfredo Escalera. If with a group ... it’s as if it were an IPA.”

Diaz-Bigio repeated her allegations in a press conference on September 1, 2004. As reported the following day in the El Nuevo Dia newspaper: “Maria Diaz-Bigio said that Dr. Escalera ‘Owns the MPL’, but when she was asked to substantiate the accusations, she declined to do so.” This article also reported that the Executive Director of the Brotherhood “was more cautious and underscored that although he could not accuse Escalera of having a contractual relation with the privatizing entity, he did allege that he had ‘some type of economic ties’ with that company.”

On August 17, 2004, the day after DiazBigio first made her accusations against Escalera, the Mayor of San Juan, defendant Jorge Santini, ordered San Juan’s Internal Auditing Office to initiate an internal investigation to determine whether the allegations were true. The investigation was overseen by defendant Elmer Sauri-Santiago, the Director of the Internal Auditing Office, who explained in a report to the Mayor that the investigation was carried out “in accordance with gener *48 ally accepted governmental rules and procedures in current auditing practices,” using a methodology that included obtaining statements under oath from the implicated parties and reviewing pertinent documentary evidence.

Several sources of documents were considered in the investigation. Records in the State Department were reviewed to identify the directors and officers of the medical group operating at the Center. Although Diaz-Bigio had claimed that this would show that the group was controlled by Dr. Escalera, the investigation found that Dr. Escalera was not among the group’s directors or officers during the relevant time period. The medical group’s contract with the Center was also reviewed to determine when the contractual relationship originated and to identify the executing parties. The investigation found that Dr. Escalera was not an original party and that the relationship originated before Dr. Escalera was a member of the cabinet of the municipal administration. Finally, a certified report from the Collections and Revenue Office showed that the city, and not Dr.

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652 F.3d 45, 32 I.E.R. Cas. (BNA) 719, 2011 U.S. App. LEXIS 13257, 2011 WL 2557003, Counsel Stack Legal Research, https://law.counselstack.com/opinion/diaz-bigio-v-santini-ca1-2011.