Dianne Cicchetti v. Fidelity Brokerage Services LLC

CourtDistrict Court, D. Connecticut
DecidedJanuary 20, 2026
Docket3:25-cv-00012
StatusUnknown

This text of Dianne Cicchetti v. Fidelity Brokerage Services LLC (Dianne Cicchetti v. Fidelity Brokerage Services LLC) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dianne Cicchetti v. Fidelity Brokerage Services LLC, (D. Conn. 2026).

Opinion

UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT

Dianne Cicchetti,

Plaintiff, Civil No. 3:25-cv-12 (SVN)

v.

Fidelity Brokerage Services LLC, January 20, 2026

Defendant.

RULING AND ORDER ON MOTION TO COMPEL [ECF No. 38]

The defendant, Fidelity Brokerage Services LLC (“Fidelity”), moved the Court for an order compelling the plaintiff, Dianne Cicchetti, to comply with interrogatories and requests for production. (Mot. to Compel, ECF No. 38.) For the following reasons, the motion will be granted in part and denied in part as set forth more fully below. 1. Background This is an employment case. (See generally Am. Compl., ECF No. 23.) Fidelity hired Cicchetti to work as a financial consultant in its Greenwich office on June 1, 2020. (Id. ¶ 21; see also Ans. & Aff. Defs., ECF No. 27, ¶ 21.) It then terminated her employment on February 6, 2024. (Am. Compl., ECF No. 23, ¶ 83; Ans. & Aff. Defs., ECF No. 27, ¶ 83.) The company says that it fired Cicchetti for “unsatisfactory performance” (Ans. & Aff. Defs., ECF No. 27, ¶ 83), but Cicchetti claims that her termination was a product of unlawful sex discrimination. (Am. Compl., ECF No. 23, Count One.) She sued Fidelity under both Title VII of the Civil Rights Act of 1964 and the Connecticut Fair Employment Practices Act (id. Counts One & Two), and she claimed emotional distress damages and attorneys’ fees, among other losses. (Id. Claim for Relief.) Fidelity answered the complaint and asserted several affirmative defenses, including failure to mitigate damages. (Ans. & Aff. Defs., ECF No. 27, Third Def.) Fidelity served nineteen interrogatories and fifty requests for production on Cicchetti on July 21, 2025. (ECF Nos. 39-1, 39-2.) Through counsel, Cicchetti served her responses on

October 15, 2025. (ECF Nos. 39-3, 39-4.) Fidelity regarded the responses as insufficient, and its counsel initiated meet-and-confer efforts pursuant to D. Conn. L. Civ. R. 37 on October 23, 2025. (Decl. of L. Alexander, ECF No. 39-6, ¶ 4.) Cicchetti then served supplemental answers to interrogatories on November 14, 2025 (ECF No. 39-5), but the supplement failed fully to resolve the parties’ disputes. Fidelity therefore filed this motion seeking an order directing Cicchetti to comply with nine of the nineteen interrogatories and thirty-nine of the fifty requests for production. (Mot. to Compel, ECF No. 38; see also Memo. of L. in Supp. of Mot. to Compel, ECF No. 39 (hereinafter “Memo.”).) The presiding District Judge, the Honorable Sarala V. Nagala, referred the motion to the undersigned Magistrate Judge on December 2, 2025. (Order of Referral, ECF No. 40.)

The Court convened a status conference on December 10, 2025 to see if it could reduce the number of disputes and resolve some of them without full briefing. (Conference Memo. & Order, ECF No. 43.) It resolved some issues during the conference; for example, Cicchetti had asserted privilege and work product claims without serving a privilege log, and the Court ordered her to serve one. (Id.) It also directed the parties to continue meeting and conferring in a further effort to reduce the number of disputed discovery requests (id.), and to complete briefing only on those that they could not settle between themselves. Cicchetti then filed an opposition memorandum on December 17, 2025 (“Opp’n,” ECF No. 44), and Fidelity filed a reply on January 13, 2026. (“Reply,” ECF No. 47.) Those filings revealed that the parties were able to reduce the number of disputed requests for production from thirty- nine to six. (Compare Memo. with Reply.) The parties were evidently unable to resolve any single interrogatory in its entirety, but even here, the scope of those disputes has been reduced somewhat. (Compare Memo. with Reply.) Neither side having requested oral argument, and both sides

nevertheless having been given an opportunity to be heard at the December 10th conference, the motion is ripe for decision. The Court now resolves the remaining disputes as follows. 2. Applicable Legal Principles The legal principles governing these disputes are well established. Subject to the proportionality requirement and other limitations set forth in Rule 26, a party may discover relevant, nonprivileged information in the other party’s possession. “Parties may obtain discovery regarding any nonprivileged matter that is relevant to any party’s claim or defense[.]” Fed. R. Civ P. 26(b)(1). Moreover, information “within [the] scope of discovery need not be admissible in evidence to be discoverable.” Id. Information is “relevant” if “(a) it has any tendency to make a fact more or less probable

than it would be without the evidence; and (b) the fact is of consequence in determining the action.” Fed. R. Evid. 401; see also Gaynor v. City of Meriden, No. 3:17-cv-01103 (CSH), 2019 WL 2537669, at *2 (D. Conn. June 20, 2019) (“While the Federal Rules of Civil Procedure do not define ‘relevant,’ the operative definition can be found in Rule 401 of the Federal Rules of Evidence[.]”); In re PE Corp. Secs. Litig., 221 F.R.D. 20, 23 (D. Conn. 2003) (employing Rule 401’s definition of relevance in addressing discovery dispute under Rule 26). “[T]he determination of whether . . . information is discoverable because it is relevant to the claims or defenses depends on the circumstances of the pending action.” Fed. R. Civ. P. 26 advisory committee’s notes to 2000 amendments. In part because the concept of relevance is not limited by considerations of evidentiary admissibility at the discovery stage, see Fed. R. Civ. P. 26(b)(1), “[i]t is well established that relevance for purpose of discovery is broader in scope than relevance for the purpose of the trial itself.” Vaigasi v. Solow Mgmt. Corp., No. 1:11-cv-05088 (RMB) (HBP), 2016 WL 616386, at *11 (S.D.N.Y. Feb. 16, 2016) (quotation marks omitted); accord

Martino v. Nationstar Mortg., LLC, No. 3:17-cv-01326 (KAD), 2019 WL 2238030, at *1 (D. Conn. May 23, 2019) (observing that, at the discovery stage, relevance is “an extremely broad concept”) (quotation marks omitted). Yet this does not mean that a party must automatically produce any piece of information that catches its adversary’s fancy. It is well established that, during discovery, “the parties should not be permitted to roam in shadow zones of relevancy and to explore matter which does not presently appear germane on the theory that it might conceivably become so.” Williams v. City of Hartford, No. 3:15-cv-0933 (AWT) (SALM), 2016 WL 3102001, at *2 (D. Conn. June 2, 2016) (quoting Wells Fargo Bank, N.A. v. Konover, No. 3:05-cv-1924 (CFD (WIG), 2009 WL 585430, at *5 (D. Conn. Mar. 4, 2009)). Stated differently, “[t]he party seeking discovery must make a

prima facie showing that the discovery sought is more than merely a fishing expedition.” Id. (quoting Wells Fargo Bank, 2009 WL 585430, at *5). When a discovery-seeking party moves to compel responses to its requests, it bears the burden to demonstrate that the requests are within the scope of Rule 26(b)(1). As this Court has previously observed, “[t]he burden of demonstrating relevance initially rests with the party seeking discovery.” Doe v. Wesleyan Univ., No. 3:19-cv-01519 (JBA) (TOF), 2021 WL 4704852, at *3 (D. Conn. Oct. 8, 2021) (citing Bagley v. Yale Univ., 315 F.R.D. 131, 144 (D. Conn.

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Dianne Cicchetti v. Fidelity Brokerage Services LLC, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dianne-cicchetti-v-fidelity-brokerage-services-llc-ctd-2026.