IN THE COURT OF APPEALS OF IOWA
No. 15-0251 Filed March 23, 2016
DIANNA KAYE ERICKSON, Petitioner-Appellee,
vs.
DOUGLAS DALE BLAKE, Respondent-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Jackson County, Paul L. Macek,
Judge.
Douglas Blake appeals from the decree granting the parties joint physical
care of their child. AFFIRMED.
Sandra P. Trevino of Hammer, Simon & Jensen, P.C., East Dubuque,
Illinois, for appellant.
Dianna Kaye Erickson, pro se, for appellee.
Considered by Vaitheswaran, P.J., and Doyle and Mullins, JJ. 2
DOYLE, Judge.
Douglas Blake appeals from the court’s decree for custody, visitation, and
support, which grants Douglas and Dianna Erickson joint physical care of their
child.1 Douglas argues joint physical care is not in the child’s best interests and
advocates that he be granted physical care of the child instead. He further
argues the trial court improperly considered testimony by witnesses Dianna failed
to disclose before trial and admitted into evidence undisclosed exhibits, which
amounts to reversible error.
We review district court decisions regarding child custody de novo.
McKee v. Dicus, 785 N.W.2d 733, 736 (Iowa Ct. App. 2010). We are not bound
by the district court’s fact findings. Id. However, because the district court has
the opportunity to listen to and observe the parties and witnesses, we give weight
to those fact findings, especially those concerning witness credibility. Id. Our
overriding consideration is the child’s best interests. Id. We base our decision
on the unique circumstances of each case. See In re Marriage of Crotty, 584
N.W.2d 714, 717 (Iowa Ct. App. 1998). “Though we do not award custody based
on hours of service for past care, we attempt to determine which parent will in the
future provide an environment where the child is most likely to thrive.” Id.
Although Douglas complains the court admitted testimony and exhibits
into evidence that Dianna failed to disclose to him before trial, we note custody
determinations are made in equity. See Schott v. Schott, 744 N.W.2d 85, 88
(Iowa 2008) (“A court of equity has inherent power and jurisdiction in all
proceedings involving the custody and care of minor children.”). As such, the
1 Dianna did not file an appellate brief. 3
district court properly withheld ruling on Douglas’s objections to facilitate our de
novo review of the entire record. See Davis v. Roberts, 563 N.W.2d 16, 20 (Iowa
Ct. App. 1997). The trial court stated as much at trial and in its ruling:
[Dianna] offered exhibits A through G, inclusive. Exhibits A and B were admitted. Exhibits C through G were admitted for the purposes of the record of the case. [Douglas] objected to these exhibits on the basis that they had not been previously disclosed pursuant to local rule and, further, there was no foundation for these exhibits. The court, on the record, stated that it would not consider these exhibits but that they were admitted solely for the purpose of the record. [Douglas] had no opportunity to view these records in advance in order to prepare his case, and further, there was no foundation that these records were authentic.
To the extent any evidence was improperly considered by the district court,
reversal is not required given our de novo review of the record on appeal. See In
re Marriage of Anderson, 509 N.W.2d 138, 142 (Iowa Ct. App. 1993) (holding
there is no need to rule on admissibility of evidence because the court did not
consider the challenged evidence in its de novo review).
In making custody determinations, we apply the criteria found in Iowa
Code section 598.41 (2013). See Iowa Code § 600B.40. Our objective is to
place the child in the environment most likely to promote a healthy physical,
mental, and social maturity. In re Marriage of Hansen, 733 N.W.2d 683, 695
(Iowa 2007). The court must fashion a child-custody arrangement that will afford
“the opportunity for the maximum continuing physical and emotional contact with
both parents” and “will encourage parents to share the rights and responsibilities
of raising the child unless direct physical harm or significant emotional harm to
the child, other children, or a parent is likely to result from such contact with one
parent.” Iowa Code § 598.41(1)(a). 4
The court was required to consider joint physical care because Dianna
requested it. See id. § 598.41(5)(a) (stating joint physical care is to be
considered by the court if joint legal custody is awarded and either parent
requests it). In determining whether to award joint physical care, the court must
consider the following factors:
(1) “approximation”—what has been the historical care giving arrangement for the child between the two parties; (2) the ability of the spouses to communicate and show mutual respect; (3) the degree of conflict between the parents; and (4) “the degree to which the parents are in general agreement about their approach to daily matters.”
In re Marriage of Berning, 745 N.W.2d 90, 92 (Iowa Ct. App. 2007) (quoting
Hansen, 733 N.W.2d at 697-99).
The trial court granted joint physical care after determining “neither party is
superior to the other in respect to parenting,” finding instead the parties are
“essentially equal.” While the parties have had conflict, the court noted both
parents possessed “the skills and ability to communicate with each other.” After
finding the child needs both parents “in equal measure,” the court determined
joint physical care was in the child’s best interests.
Douglas claims joint physical care is not in the child’s best interests, citing
the parties’ history of conflict. Undoubtedly, there has been a strain in the
parties’ relationship during the pendency of the custody proceedings. However,
the trial court indicated it believed the tension between the parties was caused in
large part by the custody proceedings and would resolve once the proceedings
concluded, allowing the parties to focus on the child’s best interests rather than
tactical maneuvering. The court further determined that a “specific and precise” 5
custody schedule would reduce the potential for conflict to arise. We concur in
this assessment.
We further note Douglas’s role in contributing to the conflict. During an
argument between the parties in April 2013, Douglas alleges Dianna grabbed
him by the throat while he held their child. Douglas called the police. That
decision led to the issuance of no-contact orders between the parties, which
complicated custody exchanges and, in turn, further exacerbated the tension
between the parties.
Douglas also claims Dianna’s domestic abuse militates against joint
physical care.
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IN THE COURT OF APPEALS OF IOWA
No. 15-0251 Filed March 23, 2016
DIANNA KAYE ERICKSON, Petitioner-Appellee,
vs.
DOUGLAS DALE BLAKE, Respondent-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Jackson County, Paul L. Macek,
Judge.
Douglas Blake appeals from the decree granting the parties joint physical
care of their child. AFFIRMED.
Sandra P. Trevino of Hammer, Simon & Jensen, P.C., East Dubuque,
Illinois, for appellant.
Dianna Kaye Erickson, pro se, for appellee.
Considered by Vaitheswaran, P.J., and Doyle and Mullins, JJ. 2
DOYLE, Judge.
Douglas Blake appeals from the court’s decree for custody, visitation, and
support, which grants Douglas and Dianna Erickson joint physical care of their
child.1 Douglas argues joint physical care is not in the child’s best interests and
advocates that he be granted physical care of the child instead. He further
argues the trial court improperly considered testimony by witnesses Dianna failed
to disclose before trial and admitted into evidence undisclosed exhibits, which
amounts to reversible error.
We review district court decisions regarding child custody de novo.
McKee v. Dicus, 785 N.W.2d 733, 736 (Iowa Ct. App. 2010). We are not bound
by the district court’s fact findings. Id. However, because the district court has
the opportunity to listen to and observe the parties and witnesses, we give weight
to those fact findings, especially those concerning witness credibility. Id. Our
overriding consideration is the child’s best interests. Id. We base our decision
on the unique circumstances of each case. See In re Marriage of Crotty, 584
N.W.2d 714, 717 (Iowa Ct. App. 1998). “Though we do not award custody based
on hours of service for past care, we attempt to determine which parent will in the
future provide an environment where the child is most likely to thrive.” Id.
Although Douglas complains the court admitted testimony and exhibits
into evidence that Dianna failed to disclose to him before trial, we note custody
determinations are made in equity. See Schott v. Schott, 744 N.W.2d 85, 88
(Iowa 2008) (“A court of equity has inherent power and jurisdiction in all
proceedings involving the custody and care of minor children.”). As such, the
1 Dianna did not file an appellate brief. 3
district court properly withheld ruling on Douglas’s objections to facilitate our de
novo review of the entire record. See Davis v. Roberts, 563 N.W.2d 16, 20 (Iowa
Ct. App. 1997). The trial court stated as much at trial and in its ruling:
[Dianna] offered exhibits A through G, inclusive. Exhibits A and B were admitted. Exhibits C through G were admitted for the purposes of the record of the case. [Douglas] objected to these exhibits on the basis that they had not been previously disclosed pursuant to local rule and, further, there was no foundation for these exhibits. The court, on the record, stated that it would not consider these exhibits but that they were admitted solely for the purpose of the record. [Douglas] had no opportunity to view these records in advance in order to prepare his case, and further, there was no foundation that these records were authentic.
To the extent any evidence was improperly considered by the district court,
reversal is not required given our de novo review of the record on appeal. See In
re Marriage of Anderson, 509 N.W.2d 138, 142 (Iowa Ct. App. 1993) (holding
there is no need to rule on admissibility of evidence because the court did not
consider the challenged evidence in its de novo review).
In making custody determinations, we apply the criteria found in Iowa
Code section 598.41 (2013). See Iowa Code § 600B.40. Our objective is to
place the child in the environment most likely to promote a healthy physical,
mental, and social maturity. In re Marriage of Hansen, 733 N.W.2d 683, 695
(Iowa 2007). The court must fashion a child-custody arrangement that will afford
“the opportunity for the maximum continuing physical and emotional contact with
both parents” and “will encourage parents to share the rights and responsibilities
of raising the child unless direct physical harm or significant emotional harm to
the child, other children, or a parent is likely to result from such contact with one
parent.” Iowa Code § 598.41(1)(a). 4
The court was required to consider joint physical care because Dianna
requested it. See id. § 598.41(5)(a) (stating joint physical care is to be
considered by the court if joint legal custody is awarded and either parent
requests it). In determining whether to award joint physical care, the court must
consider the following factors:
(1) “approximation”—what has been the historical care giving arrangement for the child between the two parties; (2) the ability of the spouses to communicate and show mutual respect; (3) the degree of conflict between the parents; and (4) “the degree to which the parents are in general agreement about their approach to daily matters.”
In re Marriage of Berning, 745 N.W.2d 90, 92 (Iowa Ct. App. 2007) (quoting
Hansen, 733 N.W.2d at 697-99).
The trial court granted joint physical care after determining “neither party is
superior to the other in respect to parenting,” finding instead the parties are
“essentially equal.” While the parties have had conflict, the court noted both
parents possessed “the skills and ability to communicate with each other.” After
finding the child needs both parents “in equal measure,” the court determined
joint physical care was in the child’s best interests.
Douglas claims joint physical care is not in the child’s best interests, citing
the parties’ history of conflict. Undoubtedly, there has been a strain in the
parties’ relationship during the pendency of the custody proceedings. However,
the trial court indicated it believed the tension between the parties was caused in
large part by the custody proceedings and would resolve once the proceedings
concluded, allowing the parties to focus on the child’s best interests rather than
tactical maneuvering. The court further determined that a “specific and precise” 5
custody schedule would reduce the potential for conflict to arise. We concur in
this assessment.
We further note Douglas’s role in contributing to the conflict. During an
argument between the parties in April 2013, Douglas alleges Dianna grabbed
him by the throat while he held their child. Douglas called the police. That
decision led to the issuance of no-contact orders between the parties, which
complicated custody exchanges and, in turn, further exacerbated the tension
between the parties.
Douglas also claims Dianna’s domestic abuse militates against joint
physical care. However, Douglas has failed to establish a history of domestic
abuse perpetrated by Dianna. Although Douglas alleges Dianna attacked him
without provocation in April 2013, there is no evidence of any domestic abuse
between the parties before or after this incident. The trial court found Douglas’s
claim that he was in fear of Dianna was “not credible” and further determined
Douglas maintained the no-contact order “to manipulate this situation.” On this
record, Douglas has failed to establish a history of domestic abuse to weigh
against joint physical care, given the isolated nature of the incident and
Douglas’s lack of credibility on the matter.
Douglas advocates that he should be granted physical care of the child,
arguing he is best able to administer to the child’s needs. He cites his role as the
child’s caregiver during the pendency of these proceedings; his “demonstrated
maturity, patience, and a proper concern for the care of the minor child”; and his
“stability and continuity, [ ] capacity to co-parent, [ ] ability to communicate with
Dianna, and demonstrate[d] respect for the relationship between Dianna and the 6
minor child.” In contrast, he alleges Dianna “presented no evidence that she had
abandoned her reckless ways,” citing “her associations and drug and alcohol
abuse.” He further alleges Dianna “actively subverts the child’s relationships with
Douglas and the child’s half-siblings.”
We disagree with Douglas’s assessment of the record evidence. The trial
court found Dianna to be “forthright and candid” in her testimony regarding her
prior substance-abuse issues, and the record supports this finding. The record
shows she evidenced a concern for the child’s well-being above that of her own
interests. In contrast, the trial court found Douglas’s testimony regarding his
concerns for his safety and the child’s safety lacked credibility. The trial court
found that testimony, along with Douglas’s claims regarding Dianna’s alcohol and
substance abuse and her interactions with substance abusers, was motivated by
his interest in the outcome of the custody proceeding.
The record as a whole establishes the parties are equally capable of
caring for the child, who would benefit from both parties’ involvement as
caregivers. Joint physical care is in the child’s best interests. Accordingly, we
affirm the child-custody decree.
Douglas requests appellate attorney fees. Such an award rests in our
discretion and is based on the merits of the appeal, the parties’ needs, and their
ability to pay. See In re Marriage of Sullins, 715 N.W.2d 242, 255 (Iowa 2006).
Because we did not find his position on appeal to be meritorious, we decline to
grant Douglas appellate attorney fees. We assess the costs to Douglas.
AFFIRMED.