Diamond Expansion Bolt Co. v. U. S. Expansion Bolt Co.

177 A.D. 554, 164 N.Y.S. 433, 1917 N.Y. App. Div. LEXIS 5756
CourtAppellate Division of the Supreme Court of the State of New York
DecidedApril 13, 1917
StatusPublished
Cited by8 cases

This text of 177 A.D. 554 (Diamond Expansion Bolt Co. v. U. S. Expansion Bolt Co.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Diamond Expansion Bolt Co. v. U. S. Expansion Bolt Co., 177 A.D. 554, 164 N.Y.S. 433, 1917 N.Y. App. Div. LEXIS 5756 (N.Y. Ct. App. 1917).

Opinion

Scott, J.:

This is an action to restrain what plaintiff alleges is unfair competition on the part of defendant and for an accounting. Both parties manufacture and sell expansion shields and anchors to be used in combination with screws to secure objects to concrete or brick walls, floors and other supports. No question is involved of any infringement of patents, nor is there any claim that defendant has copied or simulated any trade mark, or put up its product in packages or cases which even remotely resemble the packages or cases used by plaintiff. The complaint is that defendant has manufactured shields and anchors identical in form, shape and general appearance with those manufactured by plaintiff and by this means has intentionally misled buyers into purchasing its product instead of that of defendant. It is the manufacture and sale of these “Chinese copies” of plaintiff’s product, to borrow the words used at Special Term, which is said to constitute unfair competition. In order to comprehend, in detail, the claims of the [556]*556contending parties it will be necessary to describe the articles which are the subject of competition.

An expansion bolt or shield is a fastening device used in connection with screws of the larger type known as lag screws to affix objects to bodies composed of brick, stone, concrete or other hard and friable material. Those with which we are concerned consist of two hemi-cylindrical sections, joined together at one end by lugs, and having an interior circumference smaller at one end than at the other. In use the expansion shield or bolt is first driven into a hole prepared for its reception. The lag screw is then screwed into it with the result that the outer surface of the shield or bolt is pressed by the expanding power of the screw hard against the surrounding material.

In order that the bolt or shield shall not readily pull out of the hole, and shall not revolve with the screw which is turned into it, it is necessary that its outer surface shall be furnished with excrescences in one form or another designed to prevent both rotation and retraction. It is with the form and position of these excrescences that this action has to do. The expansion anchor, which is used in connection with screws of a smaller size, is made of lead, in one piece, smaller at one end than at the other. It also, and for the same reason, has excrescences on its exterior surface. It will be seen that these articles are purely utilitarian, and are not objects of taste or fancy in design. The use of these articles seems to have been of comparatively recent date, but has very greatly increased latterly because of the constantly growing use of concrete in construction work.

Several concerns are engaged in the business of manufacturing and selling these shields and anchors, and samples of the various kinds thus produced were put in evidence. They vary in design and appearance, the variations consisting of differences in the design of the excrescences upon the outside, intended to prevent rotation and withdrawal. It is quite obvious that the range for such variation is limited, so that it would apparently be difficult for a manufacturer seeking to enter the field in competition to devise shields and anchors which would not copy to some extent one or the other of those already in the market.

[557]*557The plaintiff’s claim, however, is that defendant has abjectly copied its product in non-essential features as well as in those which' are essential, and has thereby violated the rules of fair competition. The similarity of design is certainly striking. The general plan of both productions is, as to the shield, that a portion is covered with circumferential corrugations, unbroken when the two hemi-cylinders are held together. At the larger end are eight perpendicular ribs, having eight flat surfaces between them. These ribs are intended to prevent rotation, and on four of the flat surfaces are inscriptions while the other four contain the lugs and slots which hold the hemicylinders together. The inscriptions on the flat surface of plaintiff’s product are not copied or simulated on those of defendant’s product. The similarities between plaintiff’s and defendant’s lead anchors are of the same description although not so exact in that the circumferential corrugations on plaintiff’s anchors are parallel, while those on defendant’s aré spiral.

The defendant’s contention is that if it has copied the essential and salient features of plaintiff’s product it is because plaintiff has employed in its design forms and devices most perfect mechanically, both as to use and production, and most economical and convenient as to process of manufacture, and that inasmuch as no patent rights are infringed thereby, defendant or any one else is entitled to produce the articles which it manufactures in their most efficient and economical form, and that no one by adopting and using that form can obtain a monopoly for its use, or prevent others from also using it.

If the forms of shields and anchors manufactured by plaintiff and copied by defendant are in fact the most efficient and economical, it is clear that defendant is right in claiming, since there is no protection by patent, that it or any one is at liberty to copy the form in all its essential features, and one who has so copied it will not be required merely for the sake of changing the appearance of the product to sacrifice strength, efficiency, durability or cheapness. For this there is ample authority. In Marvel Co. v. Pearl (133 Fed. Rep. 160) it is said: “‘There is nothing about the article as made and sold by the defendants that is not necessary in the making and operation of such an [558]*558instrument. It is made in the form that it must be made ’ in order to accomplish its purpose, and, if the making in that form is any representation that the thing made came from the plaintiff, it is because of the extent to which the plaintiff had made and displayed and sold it before the defendants began.’

“In the absence of protection by patent, no person can monopolize or appropriate to the exclusion of others elements of mechanical construction which are essential to the successful practical operation of a manufacture, or which primarily serve to promote its efficiency for the purpose to which it is devoted. Unfair competition is not established by proof of similarity in form, dimensions, or general appearance alone.”

In Flagg Mfg. Co. v. Holway (178 Mass. 83) Holmes, C. J., said: “ Both zithers are adapted for the use of patented sheets of music, but the zithers are not patented. Under such circumstances the defendant has the same right that the plaintiff has to manufacture instruments in the present form, to imitate the arrangement of the plaintiff’s strings or the shape of the body. In the absence of a patent the freedom of manufacture cannot be cut down under the name of preventing unfair competition. * * * All that can be asked is that precautions shall be taken, so far as are consistent with the defendant’s fundamental right to make and sell what he chooses, to prevent the deception which no doubt he desires to practice. It is true that a defendant’s freedom of action with regard to some subsidiary matter of ornament or label may be restrained, although a right of the same nature with its freedom to determine the shape of the articles which it sells.

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Bluebook (online)
177 A.D. 554, 164 N.Y.S. 433, 1917 N.Y. App. Div. LEXIS 5756, Counsel Stack Legal Research, https://law.counselstack.com/opinion/diamond-expansion-bolt-co-v-u-s-expansion-bolt-co-nyappdiv-1917.