Diagnostic Healthcare Services D/B/A Onsite Balance Solutions, LLC v. Dianne Jackson

Court of Appeals of Texas·Decided August 31, 2015·No. 13-15-00170-CV·Published

Opinion

COURT OF APPEALS

THIRTEENTH DISTRICT OF TEXAS

CORPUS CHRISTI - EDINBURG

NUMBER 13-15-00170-CV

DIAGNOSTIC HEALTHCARE SERVICES D/B/A ONSITE BALANCE SOLUTIONS, LLC, Appellant,

v.

DIANNE JACKSON, Appellee.

NUMBER 13-15-00171-CV

P. PALIVELA RAJU, M.D., Appellant,

v.

DIANNE JACKSON, Appellee.

On appeal from the 23rd District Court of Matagorda County, Texas.

MEMORANDUM OPINION Before Chief Justice Valdez and Justices Rodriguez and Longoria Memorandum Opinion by Justice Rodriguez Appellants, Diagnostic Healthcare Services, d/b/a Onsite Balance Solutions, LLC,

(OBS) and P. Palivela Raju, M.D., appeal the trial court’s orders denying their motions to

dismiss appellee Dianne Jackson’s claims pursuant to section 74.351 of the Texas Civil

Practice and Remedies Code for failure to file an expert report in good faith. 1 TEX. CIV.

PRAC. & REM. CODE ANN. § 74.351 (West, Westlaw through Ch. 46, 2015 R.S.). We

affirm.

I. BACKGROUND

Jackson saw Dr. Raju, an ear, nose, and throat specialist, complaining of vertigo.

On March 28, 2012, Jackson underwent balance testing at Dr. Raju’s office, which Dr.

Raju scheduled with OBS, a third-party, non-physician, medical service provider. OBS

employee Danny Hertzer seated Jackson in a chair to perform a “caloric stimulation” test.2

After that test was completed but before Jackson began the vertigo test, Jackson fell

backwards in the chair and allegedly suffered injury to her knee and shoulder. Though

the testing took place at Dr. Raju’s office, neither Dr. Raju nor any member of his staff

was present during the testing or when Jackson fell.

Jackson sued OBS and Dr. Raju under Chapter 74 of the civil practice and

1 Appellants filed separate appeals. However, because they involve the same underlying facts and issues, we address Cause No. 13-15-00170-CV and No. 13-15-00171-CV in one memorandum opinion.

2 According to Jackson, a “caloric stimulation” test stimulates the acoustic nerve by delivering cold

or warm water or air into the ear canal.

2 remedies code.3 In support of her claims, Jackson attached to her original petition an

expert report and curriculum vitae from orthopedic surgeon Arnold Ravdel, M.D. Dr.

Ravdel opined that Dr. Raju was required to ensure that all medical equipment was

properly maintained, in working order, and that his patients were supervised at all times,

either by himself or his staff, when medical tests are being performed. Dr. Ravdel further

opined that the chair from which Jackson fell was poorly maintained and/or malfunctioning

and noted that Dr. Raju did not supervise OBS’s testing. Though Dr. Ravdel’s report

referenced OBS in passing, the report addressed neither the standard of care applicable

to OBS nor any breach of that standard.

Dr. Raju timely objected to Dr. Ravdel’s report. Jackson did not file an amended

report, and Dr. Raju subsequently filed a motion to dismiss Jackson’s lawsuit against him.

OBS did not object to Dr. Ravdel’s report and instead filed a motion to dismiss Jackson’s

lawsuit against it. The trial court denied appellants’ motions to dismiss. This appeal

followed.

II. APPLICABILITY OF THE TEXAS MEDICAL LIABILITY ACT

As a preliminary matter, Jackson contends that her claims are not claims of

professional negligence such that they are subject to the expert report requirements found

in section 74.351(a) of the civil practice and remedies code. See id. § 74.351(a).

Specifically, Jackson pled claims for general negligence and premises liability against

appellants that she maintains are the appropriate causes of action going forward.

Because we must determine the applicability of the Texas Medical Liability Act

3 By amended petition Jackson also alleged claims for general negligence and premises liability. 3 (TMLA) to Jackson’s claims, which is a question of law, we apply a de novo standard of

review. See Tex. W. Oaks Hosp., LP v. Williams, 371 S.W.3d 171, 177 (Tex. 2012).

The TMLA defines the procedural requirements for bringing a health care liability claim

(HCLC) in Texas and is codified under Chapter 74 of the Texas Civil Practice and

Remedies Code. See TEX. CIV. PRAC. & REM. CODE ANN. §§ 74.001, et. seq. (West,

Westlaw through Ch. 46, 2015 R.S.). A claim is an HCLC when it is:

A cause of action against a health care provider or physician for treatment, lack of treatment, or other claimed departure from accepted standards of medical care, or health care, or safety or professional or administrative services directly related to health care, which proximately results in injury to or death of a claimant, whether the claimant’s claim or cause of action sounds in tort or contract.

Id. § 74.0001(a)(13). Whether a case is an HCLC is determined by the nature of the acts

or omissions causing the alleged injuries. See Williams, 371 S.W.3d at 176. The

statutory requirements of the TMLA cannot be circumvented by artful pleading. Harris

Methodist Fort Worth v. Ollie, 342 S.W.3d 525, 527 (Tex. 2011). “An HCLC contains

three basic elements: (1) a physician or health care provider must be a defendant; (2)

the claim or claims at issue must concern treatment, lack of treatment, or a departure

from accepted standards of medical care, or health care, or safety or professional or

administrative services directly related to health care; and (3) the defendant’s act or

omission complained of must proximately cause the injury to the claimant.” Williams,

371 S.W.3d at 179–80.

The TMLA sets out several types of HCLCs: in addition to claims involving

treatment and lack of treatment, the Act contemplates claims for alleged “departure[s]

from . . . safety . . . .” Id. at 180 (citing TEX. CIV. PRAC. & REM. CODE § 74.001(a)(13)).

4 “[S]afety, undefined in the statute, is commonly understood to mean protection from

danger and that the ‘specific source of that danger . . . is without limitation.’” Id. at 185.

Therefore, the safety component of HCLCs need not be directly related to the provision

of health care. Id. at 186 (recognizing that construing the statute to give safety its

“common meaning” encompasses premises liability claims). However, we do look to the

nature of the alleged “acts or omissions” to distinguish an HCLC from a claim or ordinary

negligence—at a minimum, “there must be a substantive nexus between the safety

standards allegedly violated and the provision of healthcare” that constitutes more than a

“but for” relationship. Ross v. St. Luke’s Episcopal Hosp., 462 S.W.3d 492, 503–04 (Tex.

2015); see Methodist Health Care Sys. of San Antonio, Ltd., v. Dewey, 423 S.W.3d 516,

519 (Tex. App.—San Antonio 2014, pet. denied) (interpreting Williams narrowly to govern

cases that involve safety claims that are indirectly related to healthcare).

Jackson’s claims meet the three basic requirements for an HCLC: (1) she sued

her physician, Dr. Raju, and her non-physician health care provider, OBS; (2) the claims

involve an alleged departure from accepted standards of safety; and (3) Jackson’s

pleadings allege that the acts and/or omissions of appellants proximately caused her

injuries. See Williams, 371 S.W.3d at 179–80. Jackson’s claims occurred while

undergoing testing for vertigo. The testing was recommended by her treating physician,

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