Devens v . Stern CV-93-66-SD 04/12/95 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
James W . Devens
v. Civil N o . 93-66-SD
Dr. Barry Stern
O R D E R
In this civil action brought under 42 U.S.C. § 1983, pro se
plaintiff James W . Devens asserts that defendant D r . Barry Stern
violated his Eighth Amendment rights by failing or refusing to
provide needed medical treatment.
Presently before the court is defendant's motion for summary
judgment. Plaintiff's objection to said motion was due on
March 2 7 , 1995. As of the date of this order, no such objection
has been filed with this court.
Discussion
By order dated November 9, 1994, the court gave plaintiff
until December 9, 1994, to identify those physicians who treated
him subsequent to his transfer from the Cheshire County
Correctional Facility to the New Hampshire State Prison and to
furnish signed authorizations to defendant's counsel for the procurement of their records. The order further notified plaintiff that failure to comply with such directives would result in the granting of defendant's September 3 0 , 1994, motion to preclude plaintiff's use of these physicians as expert witnesses.
As a result of plaintiff's subsequent failure to comply with the terms of the court's November 9, 1994, order, the court granted defendant's motion to preclude the introduction of expert testimony on plaintiff's behalf on December 2 1 , 1994.
Defendant now moves for summary judgment on the ground that plaintiff's claims must be supported by expert testimony.
1. Medical Malpractice Claims
Defendant asserts that to the extent plaintiff's complaint
contains one or more claims for medical injury subject to New
Hampshire Revised Statutes Annotated (RSA) 507-E:2, such claims
cannot survive without expert testimony.
RSA 507-E:2 states, in pertinent part,
I . In any action for medical injury, the plaintiff shall have the burden of proving by affirmative evidence which must include expert testimony of a competent witness or witnesses: (a) The standard of reasonable professional practice in the medical care provider's profession or specialty thereof, if any, at the time the medical care in question was rendered; and
2 (b) That the medical care provider failed to act in accordance with such standard; and (c) That as a proximate result thereof, the injured person suffered injuries which would not otherwise have occurred.
RSA 507-E:2, I (Supp. 1994) (emphasis added). See also Thorpe v .
Department of Corrections, 133 N.H. 299, 3 0 4 , 575 A.2d 3 5 1 , 353-
54 (1990) (in medical malpractice cases, medical expert testimony
is required to establish that plaintiff's injury was proximately
caused by defendant's negligence "if 'any inference of the
requisite causal link must depend on observation and analysis
outside the common experience of jurors'" (quoting Martin v .
Wentworth-Douglas Hosp., 130 N.H. 1 3 4 , 136, 536 A.2d 1 7 4 , 175
(1987))).
As a result of his failure to make a timely disclosure of
his experts, Devens is precluded from presenting expert testimony
to support his claims. Therefore, to the extent Devens is
asserting medical malpractice claims against D r . Stern which are
subject to RSA 507-E:2, defendant's motion for summary judgment
must be and herewith is granted as to said claims.
2. Eighth Amendment Claims
Defendant asserts that he is also entitled to summary
judgment on plaintiff's Eighth Amendment claims due to
plaintiff's lack of expert medical testimony because such claims
3 involve matters outside the common experience and knowledge of
lay jurors.
"The Eighth Amendment, which applies to the States through
the Due Process Clause of the Fourteenth Amendment, Robinson v .
California, 370 U.S. 6 6 0 , 666 (1962), prohibits the infliction of
'cruel and unusual punishments' on those convicted of crimes." Wilson v . Seiter, 501 U.S. 2 9 4 , 296-97 (1991). It is well
established that "[a] prison official's 'deliberate indifference'
to a substantial risk of serious harm to an inmate violates the
Eighth Amendment." Farmer v . Brennan, ___ U.S. ___, ___, 114 S .
C t . 1970, 1974 (1994). In the context of medical care, this
means that a prison official violates the Eighth Amendment if he
is "deliberately indifferent" to the "serious medical needs" of a
prisoner. Helling v . McKinney, ___ U.S. ___, ___, 113 S . C t .
2475, 2480 (1993); DesRosiers v . Moran, 949 F.2d 1 5 , 18 (1st Cir.
1991).
a. Serious Medical Need
In order for an Eighth Amendment claim to succeed, "the
deprivation alleged must b e , objectively, 'sufficiently serious'
. . . ." Farmer, supra, ___ U.S. at ___, 114 S . C t . at 1977
(quoting Wilson, supra, 501 U.S. at 2 9 8 ) . For a claim based on
failure to provide medical care, plaintiff must prove that he had
4 a "serious medical need" for such care. "A medical need is 'serious' if it is one that has been diagnosed by a physician as mandating treatment, or one that is so obvious that even a lay person would easily recognize the necessity for a doctor's attention." Gaudreault v . Salem, 923 F.2d 203, 208 (1st Cir. 1990), cert. denied, 500 U.S. 956 (1991). See also Laaman v . Helgemoe, 437 F. Supp. 269, 311 (D.N.H. 1977). "The 'seriousness' of an inmate's needs may also be determined by reference to the effect of the delay of treatment." Gaudreault, supra, 923 F.2d at 208. Applying these standards, the court finds that although expert medical testimony could certainly bolster a prisoner's Eighth Amendment claim, such testimony is not required to establish that the prisoner had a serious medical need.
b. Deliberate Indifference
To establish "deliberate indifference," plaintiff is
required to prove that the defendant acted "with a sufficiently
culpable state of mind." Farmer, supra, ___ U.S. at ___, 114 S .
C t . at 1977 (quoting Wilson, supra, 501 U.S. at 2 9 7 ) ; see also
DesRosiers, supra, 949 F.2d at 1 8 .
The test for "deliberate indifference" recently adopted by
5 the Supreme Court for Eighth Amendment cases is the subjective
recklessness standard used in criminal law. Farmer, supra, ___
U.S. at ___, 114 S . C t . at 1980. Under this test, "an Eighth
Amendment claimant need not show that a prison official acted or
failed to act believing that harm actually would befall an
inmate; it is enough that the official acted or failed to act despite his knowledge of a substantial risk of serious harm."
Id., 114 S . C t . at 1981. "Whether a prison official had the
requisite knowledge of a substantial risk [is] a question of fact
subject to demonstration in the usual ways, including inference
from circumstantial evidence, and a factfinder may conclude that
a prison official knew of a substantial risk from the very fact
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Devens v . Stern CV-93-66-SD 04/12/95 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
James W . Devens
v. Civil N o . 93-66-SD
Dr. Barry Stern
O R D E R
In this civil action brought under 42 U.S.C. § 1983, pro se
plaintiff James W . Devens asserts that defendant D r . Barry Stern
violated his Eighth Amendment rights by failing or refusing to
provide needed medical treatment.
Presently before the court is defendant's motion for summary
judgment. Plaintiff's objection to said motion was due on
March 2 7 , 1995. As of the date of this order, no such objection
has been filed with this court.
Discussion
By order dated November 9, 1994, the court gave plaintiff
until December 9, 1994, to identify those physicians who treated
him subsequent to his transfer from the Cheshire County
Correctional Facility to the New Hampshire State Prison and to
furnish signed authorizations to defendant's counsel for the procurement of their records. The order further notified plaintiff that failure to comply with such directives would result in the granting of defendant's September 3 0 , 1994, motion to preclude plaintiff's use of these physicians as expert witnesses.
As a result of plaintiff's subsequent failure to comply with the terms of the court's November 9, 1994, order, the court granted defendant's motion to preclude the introduction of expert testimony on plaintiff's behalf on December 2 1 , 1994.
Defendant now moves for summary judgment on the ground that plaintiff's claims must be supported by expert testimony.
1. Medical Malpractice Claims
Defendant asserts that to the extent plaintiff's complaint
contains one or more claims for medical injury subject to New
Hampshire Revised Statutes Annotated (RSA) 507-E:2, such claims
cannot survive without expert testimony.
RSA 507-E:2 states, in pertinent part,
I . In any action for medical injury, the plaintiff shall have the burden of proving by affirmative evidence which must include expert testimony of a competent witness or witnesses: (a) The standard of reasonable professional practice in the medical care provider's profession or specialty thereof, if any, at the time the medical care in question was rendered; and
2 (b) That the medical care provider failed to act in accordance with such standard; and (c) That as a proximate result thereof, the injured person suffered injuries which would not otherwise have occurred.
RSA 507-E:2, I (Supp. 1994) (emphasis added). See also Thorpe v .
Department of Corrections, 133 N.H. 299, 3 0 4 , 575 A.2d 3 5 1 , 353-
54 (1990) (in medical malpractice cases, medical expert testimony
is required to establish that plaintiff's injury was proximately
caused by defendant's negligence "if 'any inference of the
requisite causal link must depend on observation and analysis
outside the common experience of jurors'" (quoting Martin v .
Wentworth-Douglas Hosp., 130 N.H. 1 3 4 , 136, 536 A.2d 1 7 4 , 175
(1987))).
As a result of his failure to make a timely disclosure of
his experts, Devens is precluded from presenting expert testimony
to support his claims. Therefore, to the extent Devens is
asserting medical malpractice claims against D r . Stern which are
subject to RSA 507-E:2, defendant's motion for summary judgment
must be and herewith is granted as to said claims.
2. Eighth Amendment Claims
Defendant asserts that he is also entitled to summary
judgment on plaintiff's Eighth Amendment claims due to
plaintiff's lack of expert medical testimony because such claims
3 involve matters outside the common experience and knowledge of
lay jurors.
"The Eighth Amendment, which applies to the States through
the Due Process Clause of the Fourteenth Amendment, Robinson v .
California, 370 U.S. 6 6 0 , 666 (1962), prohibits the infliction of
'cruel and unusual punishments' on those convicted of crimes." Wilson v . Seiter, 501 U.S. 2 9 4 , 296-97 (1991). It is well
established that "[a] prison official's 'deliberate indifference'
to a substantial risk of serious harm to an inmate violates the
Eighth Amendment." Farmer v . Brennan, ___ U.S. ___, ___, 114 S .
C t . 1970, 1974 (1994). In the context of medical care, this
means that a prison official violates the Eighth Amendment if he
is "deliberately indifferent" to the "serious medical needs" of a
prisoner. Helling v . McKinney, ___ U.S. ___, ___, 113 S . C t .
2475, 2480 (1993); DesRosiers v . Moran, 949 F.2d 1 5 , 18 (1st Cir.
1991).
a. Serious Medical Need
In order for an Eighth Amendment claim to succeed, "the
deprivation alleged must b e , objectively, 'sufficiently serious'
. . . ." Farmer, supra, ___ U.S. at ___, 114 S . C t . at 1977
(quoting Wilson, supra, 501 U.S. at 2 9 8 ) . For a claim based on
failure to provide medical care, plaintiff must prove that he had
4 a "serious medical need" for such care. "A medical need is 'serious' if it is one that has been diagnosed by a physician as mandating treatment, or one that is so obvious that even a lay person would easily recognize the necessity for a doctor's attention." Gaudreault v . Salem, 923 F.2d 203, 208 (1st Cir. 1990), cert. denied, 500 U.S. 956 (1991). See also Laaman v . Helgemoe, 437 F. Supp. 269, 311 (D.N.H. 1977). "The 'seriousness' of an inmate's needs may also be determined by reference to the effect of the delay of treatment." Gaudreault, supra, 923 F.2d at 208. Applying these standards, the court finds that although expert medical testimony could certainly bolster a prisoner's Eighth Amendment claim, such testimony is not required to establish that the prisoner had a serious medical need.
b. Deliberate Indifference
To establish "deliberate indifference," plaintiff is
required to prove that the defendant acted "with a sufficiently
culpable state of mind." Farmer, supra, ___ U.S. at ___, 114 S .
C t . at 1977 (quoting Wilson, supra, 501 U.S. at 2 9 7 ) ; see also
DesRosiers, supra, 949 F.2d at 1 8 .
The test for "deliberate indifference" recently adopted by
5 the Supreme Court for Eighth Amendment cases is the subjective
recklessness standard used in criminal law. Farmer, supra, ___
U.S. at ___, 114 S . C t . at 1980. Under this test, "an Eighth
Amendment claimant need not show that a prison official acted or
failed to act believing that harm actually would befall an
inmate; it is enough that the official acted or failed to act despite his knowledge of a substantial risk of serious harm."
Id., 114 S . C t . at 1981. "Whether a prison official had the
requisite knowledge of a substantial risk [is] a question of fact
subject to demonstration in the usual ways, including inference
from circumstantial evidence, and a factfinder may conclude that
a prison official knew of a substantial risk from the very fact
that the risk was obvious." Id. (citation omitted). The First
Circuit, applying the subjective criminal recklessness standard,
has held that "[t]he requisite state of mind may be manifested by
the officials' response to an inmate's known needs or by denial,
delay, or interference with prescribed health care." DesRosiers,
supra, 949 F.2d at 1 9 .
Based on this guidance from the Supreme Court and the First
Circuit, the court finds that expert medical testimony is not
required to establish "deliberate indifference." E.g., Hathaway
v . Coughlin, 37 F.3d 6 3 , 68 (2d Cir. 1994) (expert testimony not
required in § 1983 action based on prison official's deliberate
6 indifference to prisoner's serious medical needs), cert. denied, ___ U.S. ___, 115 S . C t . 1108 (1995). Defendant's motion is therefore denied as to plaintiff's Eighth Amendment claims.*
Conclusion
For the reasons set forth herein, defendant's motion for summary judgment (document 55) is granted in part and denied in
part.
SO ORDERED.
Shane Devine, Senior Judge United States District Court
April 1 2 , 1995 cc: James W . Devens, pro se John A . Lassey, Esq.
* Defendant's argument in favor of granting summary judgment as to plaintiff's Eighth Amendment claims assumes that said claims are not subject to RSA 507-E. On this issue, the court notes that the deliberate indifference standard is much stricter than the negligence standard applied to medical malpractice claims. E.g., Estelle v . Gamble, 429 U.S. 9 7 , 106 (1976) ("a complaint that a physician has been negligent in diagnosing or treating a medical condition does not state a valid claim of medical mistreatment under the Eighth Amendment"); DesRosiers, supra, 949 F.2d at 19 ("inadvertent failures to provide medical care, even if negligent, do not sink to the level of deliberate indifference"). Accordingly, the court holds that the expert testimony requirement set forth in RSA 507-E:2 and applicable to medical malpractice claims in New Hampshire does not apply to plaintiff's Eighth Amendment claims.