RENDERED: FEBRUARY 19, 2021; 10:00 A.M. TO BE PUBLISHED
Commonwealth of Kentucky Court of Appeals
NO. 2019-CA-0626-MR
DERWIN NICKELBERRY APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT v. HONORABLE AUDRA J. ECKERLE, JUDGE ACTION NO. 05-CR-003685
COMMONWEALTH OF KENTUCKY APPELLEE
OPINION AFFIRMING
** ** ** ** **
BEFORE: CALDWELL, KRAMER, AND MAZE, JUDGES.
CALDWELL, JUDGE: Derwin Nickelberry (Nickelberry) appeals from the
findings of fact and conclusions of law rendered by the Jefferson Circuit Court
after remand following his appeal of the trial court’s denial of his motion for relief
pursuant to RCr1 11.42. We affirm.
1 Kentucky Rules of Criminal Procedure. FACTS AND PROCEDURAL HISTORY
Derwin Nickelberry was convicted in the Jefferson Circuit Court of
fifteen (15) counts of first-degree robbery and three (3) counts of theft by unlawful
taking over $3002 in 2006 and was sentenced to seventy (70) years’ imprisonment.
His convictions and sentence were affirmed on direct appeal to the Kentucky
Supreme Court in 2008.3
A year later, Nickelberry collaterally attacked his convictions with a
motion pursuant to RCr 11.42, forwarding multiple claims, which were later
distilled after counsel was appointed and to which counsel added a claim pursuant
to Brady v. Maryland, 373 U.S. 83, 87, 83 S. Ct. 1194, 1196-97, 10 L. Ed. 2d 215
(1963). The Jefferson Circuit Court denied the motion without holding an
evidentiary hearing, and Nickelberry appealed with the assistance of counsel.
The Court of Appeals reversed, agreeing with Nickelberry that the
trial court should have held an evidentiary hearing as not all of his claims could be
2 At the time the crimes were committed, the felony threshold monetary amount for the offense of Kentucky Revised Statutes (KRS) 514.030, theft by unlawful taking, was only $300. The General Assembly raised the threshold amount to $500 in 2009. 3 Nickelberry v. Commonwealth, No. 2006-SC-000865-MR, 2008 WL 3890386 (Ky. Aug. 21, 2008).
-2- refuted by review of the record.4 A hearing was held pursuant to the remand, and
the trial court again determined no relief was due Nickelberry.
Nickelberry once again appealed to this Court. A panel of this Court,
while specifically stating it was not engaging in a merits analysis of the claims
raised, remanded the matter yet again to the circuit court for an analysis of
Nickelberry’s allegation of a Brady violation committed when the prosecution
failed to provide notice of statements of co-defendants in discovery in written
findings of fact and conclusions of law.5 In that opinion, Nickelberry’s allegations
concerning ineffective assistance of counsel were addressed, the Court determined
that counsel was not ineffective, and such determination is now the law of the
case.6
4 Nickelberry v. Commonwealth, No. 2012-CA-000082-MR, 2013 WL 1919545 (Ky. App. May 10, 2013). 5 Nickelberry v. Commonwealth, No. 2014-CA-001631-MR, 2018 WL 794776 at *2 (Ky. App. Feb. 9, 2018).
6 “As the term ‘law of the case’ is most commonly used, and as used in the present discussion unless otherwise indicated, it designates the principle that if an appellate court has passed on a legal question and remanded the cause to the court below for further proceedings, the legal questions thus determined by the appellate court will not be differently determined on a subsequent appeal in the same case.” Inman v. Inman, 648 S.W.2d 847, 849 (Ky. 1982) (citing 5 Am. Jur. 2d, Appeal and Error, § 744).
-3- The Jefferson Circuit Court has entered written findings pursuant to
the prior opinion concerning the allegation of a Brady violation, and Nickelberry is
now appealing those written findings.7 We affirm the trial court.
STANDARD OF REVIEW
The standard of review concerning a trial court’s findings of fact after
an evidentiary hearing in reviewing an RCr 11.42 motion is whether the findings
are “clearly erroneous.” “As a reviewing court, on this RCr 11.42 appeal, we must
defer to the findings of fact and determinations of witness credibility made by the
trial judge.” Commonwealth v. Bussell, 226 S.W.3d 96, 99 (Ky. 2007), as modified
(Aug. 30, 2007) (citing Haight v. Commonwealth, 41 S.W.3d 436, 442 (Ky. 2001),
overruled on other grounds by Leonard v. Commonwealth, 279 S.W.3d 151 (Ky.
2009)).
There has been a failure of consistency in which standard of review is
to be applied when reviewing the trial court’s conclusions of law when reviewing a
post-conviction claim alleging a violation of Brady, or that the prosecution failed
to turn over to the defense evidence which is material to guilt or innocence.
Conclusions of law of the trial court in determining allegations in a RCr 11.42
7 We note that Nickelberry as Appellant failed in his duty to provide a copy of the order from which he is appealing. Kentucky Rules of Civil Procedure (CR) 76.12(4)(c)(vii) clearly requires that the first item following the index of the appendix shall be the judgment, opinion or order under review. We caution him to accord his future filings to the Civil Rules or risk his filings being struck or his actions dismissed.
-4- motion are reviewed de novo. At times this Court and the Kentucky Supreme
Court have applied an abuse of discretion standard to the review, as in Bowling v.
Commonwealth, 981 S.W.2d 545, 548 (Ky. 1998), and even in the prior
Nickelberry v. Commonwealth, No. 2012-CA-000082-MR, 2013 WL 1919545
(Ky. App. May 10, 2013). However, we find that the Kentucky Supreme Court has
most recently and consistently moved towards conducting a de novo review, and
thus we so adopt such standard of review in this matter. “This Court reviews de
novo whether the particular material at issue falls under Brady. A ʻreasonable
probability’ may be defined as ‘a probability sufficient to undermine confidence in
the outcome.’” Bussell, 226 S.W.3d at 100 (footnotes omitted). “[T]his Court
reviews de novo whether the conduct of the Commonwealth pertaining to the
evidence at issue constitutes a Brady violation.” Commonwealth v. Parrish, 471
S.W.3d 694, 697 (Ky. 2015). Thus, we will conduct a de novo review of whether a
violation occurred in this case.
ANALYSIS
The crux of Nickelberry’s extant complaint is that a Brady violation
occurred when the Commonwealth failed to turn over statements given by two of
his co-defendants during investigations of similar crimes committed in other
counties. Nickelberry forwards that these statements were exculpatory in nature
-5- and that his defense was therefore prejudiced by the Commonwealth’s failure to
turn the statements over in discovery.
A violation of due process occurs when evidence which is exculpatory
to the accused, as it is material to either the question of guilt or punishment, is
withheld by the prosecution, whether such be conducted in bad faith or not. Brady,
373 U.S. at 87, 83 S. Ct. at 1196-97. In the earlier remand, the trial court was
ordered to specifically engage in a review of the three components of a Brady
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RENDERED: FEBRUARY 19, 2021; 10:00 A.M. TO BE PUBLISHED
Commonwealth of Kentucky Court of Appeals
NO. 2019-CA-0626-MR
DERWIN NICKELBERRY APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT v. HONORABLE AUDRA J. ECKERLE, JUDGE ACTION NO. 05-CR-003685
COMMONWEALTH OF KENTUCKY APPELLEE
OPINION AFFIRMING
** ** ** ** **
BEFORE: CALDWELL, KRAMER, AND MAZE, JUDGES.
CALDWELL, JUDGE: Derwin Nickelberry (Nickelberry) appeals from the
findings of fact and conclusions of law rendered by the Jefferson Circuit Court
after remand following his appeal of the trial court’s denial of his motion for relief
pursuant to RCr1 11.42. We affirm.
1 Kentucky Rules of Criminal Procedure. FACTS AND PROCEDURAL HISTORY
Derwin Nickelberry was convicted in the Jefferson Circuit Court of
fifteen (15) counts of first-degree robbery and three (3) counts of theft by unlawful
taking over $3002 in 2006 and was sentenced to seventy (70) years’ imprisonment.
His convictions and sentence were affirmed on direct appeal to the Kentucky
Supreme Court in 2008.3
A year later, Nickelberry collaterally attacked his convictions with a
motion pursuant to RCr 11.42, forwarding multiple claims, which were later
distilled after counsel was appointed and to which counsel added a claim pursuant
to Brady v. Maryland, 373 U.S. 83, 87, 83 S. Ct. 1194, 1196-97, 10 L. Ed. 2d 215
(1963). The Jefferson Circuit Court denied the motion without holding an
evidentiary hearing, and Nickelberry appealed with the assistance of counsel.
The Court of Appeals reversed, agreeing with Nickelberry that the
trial court should have held an evidentiary hearing as not all of his claims could be
2 At the time the crimes were committed, the felony threshold monetary amount for the offense of Kentucky Revised Statutes (KRS) 514.030, theft by unlawful taking, was only $300. The General Assembly raised the threshold amount to $500 in 2009. 3 Nickelberry v. Commonwealth, No. 2006-SC-000865-MR, 2008 WL 3890386 (Ky. Aug. 21, 2008).
-2- refuted by review of the record.4 A hearing was held pursuant to the remand, and
the trial court again determined no relief was due Nickelberry.
Nickelberry once again appealed to this Court. A panel of this Court,
while specifically stating it was not engaging in a merits analysis of the claims
raised, remanded the matter yet again to the circuit court for an analysis of
Nickelberry’s allegation of a Brady violation committed when the prosecution
failed to provide notice of statements of co-defendants in discovery in written
findings of fact and conclusions of law.5 In that opinion, Nickelberry’s allegations
concerning ineffective assistance of counsel were addressed, the Court determined
that counsel was not ineffective, and such determination is now the law of the
case.6
4 Nickelberry v. Commonwealth, No. 2012-CA-000082-MR, 2013 WL 1919545 (Ky. App. May 10, 2013). 5 Nickelberry v. Commonwealth, No. 2014-CA-001631-MR, 2018 WL 794776 at *2 (Ky. App. Feb. 9, 2018).
6 “As the term ‘law of the case’ is most commonly used, and as used in the present discussion unless otherwise indicated, it designates the principle that if an appellate court has passed on a legal question and remanded the cause to the court below for further proceedings, the legal questions thus determined by the appellate court will not be differently determined on a subsequent appeal in the same case.” Inman v. Inman, 648 S.W.2d 847, 849 (Ky. 1982) (citing 5 Am. Jur. 2d, Appeal and Error, § 744).
-3- The Jefferson Circuit Court has entered written findings pursuant to
the prior opinion concerning the allegation of a Brady violation, and Nickelberry is
now appealing those written findings.7 We affirm the trial court.
STANDARD OF REVIEW
The standard of review concerning a trial court’s findings of fact after
an evidentiary hearing in reviewing an RCr 11.42 motion is whether the findings
are “clearly erroneous.” “As a reviewing court, on this RCr 11.42 appeal, we must
defer to the findings of fact and determinations of witness credibility made by the
trial judge.” Commonwealth v. Bussell, 226 S.W.3d 96, 99 (Ky. 2007), as modified
(Aug. 30, 2007) (citing Haight v. Commonwealth, 41 S.W.3d 436, 442 (Ky. 2001),
overruled on other grounds by Leonard v. Commonwealth, 279 S.W.3d 151 (Ky.
2009)).
There has been a failure of consistency in which standard of review is
to be applied when reviewing the trial court’s conclusions of law when reviewing a
post-conviction claim alleging a violation of Brady, or that the prosecution failed
to turn over to the defense evidence which is material to guilt or innocence.
Conclusions of law of the trial court in determining allegations in a RCr 11.42
7 We note that Nickelberry as Appellant failed in his duty to provide a copy of the order from which he is appealing. Kentucky Rules of Civil Procedure (CR) 76.12(4)(c)(vii) clearly requires that the first item following the index of the appendix shall be the judgment, opinion or order under review. We caution him to accord his future filings to the Civil Rules or risk his filings being struck or his actions dismissed.
-4- motion are reviewed de novo. At times this Court and the Kentucky Supreme
Court have applied an abuse of discretion standard to the review, as in Bowling v.
Commonwealth, 981 S.W.2d 545, 548 (Ky. 1998), and even in the prior
Nickelberry v. Commonwealth, No. 2012-CA-000082-MR, 2013 WL 1919545
(Ky. App. May 10, 2013). However, we find that the Kentucky Supreme Court has
most recently and consistently moved towards conducting a de novo review, and
thus we so adopt such standard of review in this matter. “This Court reviews de
novo whether the particular material at issue falls under Brady. A ʻreasonable
probability’ may be defined as ‘a probability sufficient to undermine confidence in
the outcome.’” Bussell, 226 S.W.3d at 100 (footnotes omitted). “[T]his Court
reviews de novo whether the conduct of the Commonwealth pertaining to the
evidence at issue constitutes a Brady violation.” Commonwealth v. Parrish, 471
S.W.3d 694, 697 (Ky. 2015). Thus, we will conduct a de novo review of whether a
violation occurred in this case.
ANALYSIS
The crux of Nickelberry’s extant complaint is that a Brady violation
occurred when the Commonwealth failed to turn over statements given by two of
his co-defendants during investigations of similar crimes committed in other
counties. Nickelberry forwards that these statements were exculpatory in nature
-5- and that his defense was therefore prejudiced by the Commonwealth’s failure to
turn the statements over in discovery.
A violation of due process occurs when evidence which is exculpatory
to the accused, as it is material to either the question of guilt or punishment, is
withheld by the prosecution, whether such be conducted in bad faith or not. Brady,
373 U.S. at 87, 83 S. Ct. at 1196-97. In the earlier remand, the trial court was
ordered to specifically engage in a review of the three components of a Brady
claim as set out by the United States Supreme Court in Strickler v. Greene, 527
U.S. 263, 281-82, 119 S. Ct. 1936, 1948, 144 L. Ed. 2d 286 (1999).
There are three components of a true Brady violation: [t]he evidence at issue must be favorable to the accused, either because it is exculpatory, or because it is impeaching; that evidence must have been suppressed by the State, either willfully or inadvertently; and prejudice must have ensued. Id. at 281-82, 119 S. Ct. at 1948.
We will review the order of the trial court for compliance with this
directive.
a. The evidence must be favorable to the accused.
According to the findings of fact and conclusions of law, the trial
court found the statements the co-defendants made during investigations into
robberies in other counties were not “material.” The test of materiality is whether
there is a reasonable probability that the outcome of the proceeding would have
-6- been different had the evidence been disclosed. United States v. Bagley, 473 U.S.
667, 682, 105 S. Ct. 3375, 3383, 87 L. Ed. 2d 481 (1985). If the statements of the
co-defendants constituted the only evidence against Nickelberry, then their
materiality may have been of consequence. However, we conclude their
statements were simply cumulative of other evidence, despite Nickelberry’s
arguments to the contrary. Thus, we hold the statements were properly considered
by the trial court as not sufficiently favorable to the accused so as to require
reversal. There was no “reasonable probability that his conviction or sentence
would have been different” had the evidence been presented to the jury. Stickler,
527 U.S. at 296, 119 S. Ct. at 1955. We come to the same conclusion as the trial
court.
b. The evidence must have been suppressed by the Commonwealth.
Even if one could disagree with the prior finding as to materiality,
there can be no legitimate disagreement with the trial court’s finding that the
Commonwealth did not suppress the statements. At the evidentiary hearing,
Nickelberry’s trial counsel testified that she investigated the statements, that she
obtained an investigative letter from the investigating agency involved in the
crimes in the other jurisdictions, and that she also affirmatively obtained a
transcript of the testimony of one of the co-defendants, all prior to Nickelberry’s
trial. In order for evidence to be suppressed under Brady, it must be unknown to
-7- the defense. Bussell, 226 S.W.3d at 100 (citing United States v. Agurs, 427 U.S.
97, 103, 96 S. Ct. 2392, 2397, 49 L. Ed. 2d 342 (1976)). We hold that the evidence
clearly establishes that the prosecution did not fail to turn over the statements.
c. Prejudice
Since we have determined there was no suppression and the
statements were not material, there can be no associated prejudice.
CONCLUSION
Having reviewed the pleadings of the parties, the multiple orders of
the trial court and the record before us, and for all the above-stated reasons, we
affirm the Jefferson Circuit Court.
ALL CONCUR.
BRIEFS FOR APPELLANT: BRIEF FOR APPELLEE:
Derwin Nickelberry, pro se Daniel Cameron LaGrange, Kentucky Attorney General of Kentucky
Ken W. Riggs Assistant Attorney General Frankfort, Kentucky
-8-