Department of Utilities v. Carothers

613 A.2d 316, 28 Conn. App. 674, 1992 Conn. App. LEXIS 326
CourtConnecticut Appellate Court
DecidedAugust 18, 1992
Docket10215
StatusPublished
Cited by15 cases

This text of 613 A.2d 316 (Department of Utilities v. Carothers) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Department of Utilities v. Carothers, 613 A.2d 316, 28 Conn. App. 674, 1992 Conn. App. LEXIS 326 (Colo. Ct. App. 1992).

Opinion

O’Connell, J.

This is the plaintiff’s appeal from the granting of the motion for summary judgment filed by the named defendant (commissioner),1 the effect of [676]*676which was to deny the plaintiff a writ of mandamus. Three issues are raised on appeal, namely, whether (1) the Superior Court lacked subject matter jurisdiction to issue a writ of mandamus because the plaintiff had an adequate remedy at law, (2) the Superior Court lacked subject matter jurisdiction based on the prior pending action doctrine, and (3) the public hearing “closed” within the meaning of General Statutes § 22a-373 upon the conclusion of oral argument. We affirm the judgment of the trial court.

The parties submitted a stipulation of facts to the trial court.2 We summarize the stipulation as follows. The [677]*677plaintiff applied to the commissioner for a water diversion permit pursuant to the Connecticut Water Diversion Policy Act. General Statutes §§ 22a-365 to 22a-378. A public hearing on the application was held on June 26, 1989, before hearing officer Clyde Fisher. On July 17, 1989, Fisher issued a proposed decision recommending approval of the plaintiffs application. Following the issuance of this proposed decision, exceptions, objections, briefs and requests for oral argument were filed, together with the naming of additional parties and requests for intervention all in accordance with § 22a-3a-l (e) (9) (C) of the Regulations of Connecticut State Agencies.3 As a result of this activity, the commissioner assigned the matter for oral argument which was held on September 25, 1989. On November 21, 1989, the commissioner issued her final decision denying the plaintiff’s application. The plaintiff took a timely appeal to the Superior Court from this decision. That appeal was still pending when the plaintiff brought this action for a writ of mandamus, seeking an order from the court directing the commissioner to issue the water diversion permit.

[678]*678The plaintiff filed a motion for summary judgment followed shortly thereafter by a motion for summary judgment filed by the commissioner. The trial court, M. Hennessey, J., denied the plaintiffs motion and granted the defendant’s motion for summary judgment.

As a threshold matter, we must first consider the jurisdictional issues. The basis of both issues is the plaintiff’s administrative appeal from the commissioner’s decision. In the trial court, the commissioner moved to dismiss the mandamus action on the jurisdictional grounds that the appeal afforded the plaintiff an adequate remedy at law, and, further, that the appeal constituted a prior pending action. The trial court, Freed, J., denied the motion to dismiss. We agree with Judge Freed.

It is well settled law that a court may not entertain a mandamus action if the plaintiff has an adequate remedy at law. Caltabiano v. Phillips, 23 Conn. App. 258, 263-64, 580 A.2d 67 (1990). It is likewise well settled in Connecticut, however, that an appeal based on an administrative agency’s failure to render a timely decision does not constitute an adequate remedy at law so as to bar a mandamus action. Vartuli v. Sotire, 192 Conn. 353, 366, 472 A.2d 336 (1984). The reasoning of Vartuli is that, although the administrative appeal would result in a review of the administrative record, it would not necessarily result in the issuance of the permit itself. Thus, because only mandamus would secure the expedient and effective remedy of compelling the issuance of the permit, the appeal does not constitute an adequate remedy at law. As stated in Vartuli v. Sotire, supra, “[a]n adequate remedy is one that ‘enforces in some way the performance of the particular duty, and not merely a remedy which in the end saves the party to whom the duty is owed unharmed [679]*679by its nonperformance.’ ” Accordingly, we conclude that the appeal in this case did not constitute an adequate remedy at law.

At first glance, it also appears that the prior pending action doctrine would bar this mandamus action. “The pendency of a prior suit of the same character, between the same parties, brought to obtain the same end or object, is, at common law, good cause for abatement. It is so, because there cannot be any reason or necessity for bringing the second, and, therefore, it must be oppressive and vexatious. This is a rule of justice and equity, generally applicable, and always, where the two suits are virtually alike, and in the same jurisdiction.” (Internal quotation marks omitted.) Halpern v. Board of Education, 196 Conn. 647, 652-53, 495 A.2d 264 (1985).

The case law. of this state, however, has departed from the broad principles of the prior pending case doctrine in its application to a situation involving an administrative appeal and a subsequent action seeking issuance of the extraordinary writ of mandamus. Our Supreme Court “in several cases has implicitly approved mandamus as an appropriate remedy where it is claimed that a subdivision plan has been automatically approved pursuant to § 8-26 because of the failure of a planning commission to perform its statutory duty within the prescribed time. ... In Vartuli v. Sotire, [supra, the Supreme Court] held that the pendency of a zoning appeal, which could do no more than secure approval of the coastal site plan, which already had been approved by operation of law, did not preclude resort to the more expeditious and effective remedy of mandamus in order to vindicate the plaintiffs’ right to the immediate issuance of a building permit. The situation is similar in [the case then before the Supreme Court] where the plaintiff claims that her subdivision plan has been approved pursuant to § 8-26 by [680]*680virtue of the inaction of the commission. If the plan has been approved by operation of law, as [the plaintiff] contends, her right to certification of its approval by the commission can most directly, completely and expeditiously be effectuated by mandamus.” (Citations omitted; internal quotation marks omitted.) Merlo v. Planning & Zoning Commission, 196 Conn. 676, 680-81, 495 A.2d 268 (1985). The principle enunciated in Merlo is directly applicable to the present case. Accordingly, we conclude that the prior pending case doctrine is not a bar to this mandamus action and we will consider the case on its merits.

Pursuant to General Statutes § 22a-373 (a) and (d),4 the commissioner is required to issue her decision within 120 days of the close of the hearing and failure to render a decision within 120 days shall be deemed a granting of the application. This appeal turns on our construction of the phrase “the close of the hearing.”

The plaintiff claims that the 120 day period started running on June 26, 1989, when the hearing officer declared the hearing closed. Computed from June 26, the commissioner’s decision would be late and, the plaintiff’s application would statutorily be deemed granted.

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Bluebook (online)
613 A.2d 316, 28 Conn. App. 674, 1992 Conn. App. LEXIS 326, Counsel Stack Legal Research, https://law.counselstack.com/opinion/department-of-utilities-v-carothers-connappct-1992.