Department of Revenue, Finance & Administration Cabinet v. Wyrick

323 S.W.3d 710, 2010 Ky. LEXIS 260, 2010 WL 4146168
CourtKentucky Supreme Court
DecidedOctober 21, 2010
Docket2008-SC-000468-DG, 2009-SC-000543-DG
StatusPublished
Cited by4 cases

This text of 323 S.W.3d 710 (Department of Revenue, Finance & Administration Cabinet v. Wyrick) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Department of Revenue, Finance & Administration Cabinet v. Wyrick, 323 S.W.3d 710, 2010 Ky. LEXIS 260, 2010 WL 4146168 (Ky. 2010).

Opinion

Opinion of the Court by

Justice SCHRODER.

The appeal in this case deals with interpretation of KRS 61.878(1), the “civil litigation limitation” of the Open Records Law. We hold that a request for open records should be evaluated independently of whether the requester is a party or potential party to litigation. Therefore, we agree with the Court of Appeals that the circuit court erred in its application of the civil litigation limitation, and remand for reconsideration.

Appellee/Cross-Appellant Mitzi Wyrick, an attorney representing Gannett Satellite Information Network, Inc. before the Kentucky Board of Tax Appeals (Board) regarding a tax refund claim, made a discovery request of Appellani/Cross-Appellee the Department of Revenue (Revenue). 1 The Board sustained Revenue’s objections to the request. Wyrick then requested nine categories of documents from Revenue, most of which were the same documents requested through discovery, under the Kentucky Open Records Law. 2 Relying on KRS 61.878(1), Revenue denied most of Wyrick’s open records requests on grounds that the documents requested were materials pertaining to civil litigation *712 beyond that allowed in the pretrial discovery in litigation between the same parties.

A month after the first open records request, Wyrick made a second request, this time for “all documents produced by the Revenue Cabinet in the Johnson Controls [v. Com. of Kentucky, Revenue Cabinet] litigation in the Franklin Circuit Court, Civil Action No. 00-CI-00661 [2004 WL 5471176].” The second request was denied for reasons other than the civil litigation limitation.

Pursuant to KRS 61.880, Wyrick sought review by the Attorney General of Revenue’s denial of both requests. The Attorney General opined that four of the nine categories of documents from the first request were subject to open records disclosure, as well as those documents from the second request. Revenue appealed the Attorney General’s determination to the Franklin Circuit Court. In its appeal, Revenue asserted that Wyrick’s request for review by the Attorney General was untimely, that inspection was prohibited as beyond pretrial discovery pursuant to KRS 61.878(1), and that each of the categories for which the Attorney General authorized inspection was barred from inspection by a listed exclusion in KRS 61.878(l)(a)-(n).

The circuit court ruled in favor of Revenue, finding that the four categories of documents were excluded from disclosure by the civil litigation limitation of KRS 61.878(1). The circuit court did not make a determination as to whether the documents were excluded from the application of the Open Records Law under one of the fourteen specific exceptions provided by KRS 61.878(l)(a)-(n). The court also did not address Wyrick’s second request, nor attorney fees, but did make the judgment as to the four categories of documents final and appealable under CR 54.02(1).

On appeal, the Court of Appeals, after holding that Wyrick’s request for review by the Attorney General was timely, addressed only the four categories of documents at issue from the first request. In addressing the merits, the Court of Appeals reversed and remanded to the circuit court, holding that the circuit court’s first inquiry should have been whether the requested documents fell into one of the fourteen listed open records exclusions of KRS 61.878(i)(a)-(n), without regard to whether the requester was a party or potential party to litigation. Thereafter, this Court granted discretionary review.

The first issue we must address is a procedural one: the timeliness of Wy-rick’s request for review by the Attorney General. Revenue responded to Wyrick’s first request on October 18, 2005. Wy-rick’s request for review was filed with the Attorney General on November 21, 2005. The Open Records Law provides that an agency’s response to a request “shall constitute final agency action.” 3 The Open Records Law also provides for a request for review by the Attorney General 4 or for an appeal to the circuit court, 5 although there is no timeirame given for the initial review or appeal. 6 Revenue contends that in such a case, the thirty-day deadline of KRS Chapter 13B (governing appeals of administrative decisions) should apply. 7

We disagree. We do not believe it was a legislative oversight in not providing a *713 deadline for requesting review by the Attorney General or initially appealing to the circuit court. An open records request is a pro se request by “any person,” 8 the basic policy of the Open Records Law being that “free and open examination of public records is in the public interest[.]” 9 We opine that the omission of a deadline for a “complaining” party to forward the request and the denial to the Attorney General is intentional (although a reviewing court could require that the request be filed within a reasonable time under the circumstances of a case). Therefore, we agree with the Court of Appeals that Wy-rick’s appeal to the Attorney General was timely.

With respect to the merits of Revenue’s appeal, the Open Records Law begins with the general statement that “[a]ll public records shall be open for inspection by any person, except as otherwise provided....” 10 KRS 61.878(1) establishes exceptions to this general rule: (emphasis added). KRS 61.878(l)(a)-(n) then list the fourteen categories of records excluded from disclosure. 11

The following public records are excluded from the application of KRS 61.870

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Bluebook (online)
323 S.W.3d 710, 2010 Ky. LEXIS 260, 2010 WL 4146168, Counsel Stack Legal Research, https://law.counselstack.com/opinion/department-of-revenue-finance-administration-cabinet-v-wyrick-ky-2010.