Dennis Drew Chafin v. State

Court of Appeals of Texas·Decided December 12, 2002·No. 03-01-00493-CR·Published

Opinion

TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN

NO. 03-01-00493-CR

Dennis Drew Chafin, Appellant

v.

The State of Texas, Appellee

FROM THE DISTRICT COURT OF HAYS COUNTY, 22ND JUDICIAL DISTRICT NO. CR-00-014, HONORABLE CHARLES R. RAMSAY, JUDGE PRESIDING

May a trial court accept a jury=s verdict at the guilt-innocence stage of a trial and then sua

sponte reform the verdict at the penalty stage and instruct the jury to punish for a different offense? The

answer is no. Does it matter that the original verdict was based on alleged conduct that was not a crime?

The answer is still no.

Appellant Dennis Drew Chafin appeals his five convictions for the second degree felony

offense of indecency with a child by contact. See Act of May 29, 1993, 73d Leg., R.S., ch. 900, ' 1.01,

1993 Tex. Gen. Laws 3586, 3615 (Tex. Pen. Code Ann. ' 21.11(a)(1), since amended). The jury found

appellant guilty of aggravated sexual assault of a child in one count and of indecency with a child in four

counts. In accordance with the trial court instructions, the jury assessed punishment for five counts of

indecency with a child at eight years= imprisonment for each count. We will reverse the one conviction for indecency with a child (reformed sua sponte by the

trial court from a conviction for aggravated sexual assault of a child) and dismiss because the conduct

alleged in the indictment was not a crime at the time of the alleged commission. Because the evidence is

legally insufficient to support the other four convictions, we will reverse the judgment and order acquittals.

Points of Error

Appellant advances sixteen points of error. In four points of error, appellant complains that

he was charged with conduct that did not constitute the crime of aggravated sexual assault of a child, that

the trial court erred in overruling his mistrial motion, and that in the process of the trial he was denied due

process of law and due course of law in violation of the federal and state constitutions. Eight points of error

challenge the legal and factual sufficiency of the evidence to sustain four convictions of indecency with a

child. In view of our disposition, we will not reach appellant=s other points of error relating to evidentiary

rulings and a jury charge on parole.

Background

The eight-count indictment charged appellant with four counts of aggravated sexual assault

of a child and four counts of indecency with a child by contact. Before trial, the State abandoned and

waived counts I, III, and IV of the indictment, each alleging the offense of aggravated sexual assault of a

child. The trial court granted the State=s request to renumber the counts remaining in the indictment.

Appellant did not object. There was no physical alteration on the face of the indictment. It appears that

2 count II of the indictment was renumbered count I, and counts V, VI, VII, and VIII became counts II, III,

IV, and V. This renumbering was used during trial and in the briefs on appeal.1

Facts

1 Abandonment of counts in an indictment does not constitute an amendment to the indictment. See Eastep v. State, 941 S.W.2d 130, 133 (Tex. Crim. App. 1997). The renumbering of the counts, however, should be memorialized in a written document filed for record with the clerk. If a conflict arises as to the offense of which a defendant was convicted, an unaltered indictment is often used for interpretation. If the count numbers do not match, much confusion may result.

3 The complainant, C. H., testified at the August 2001 trial that she was sixteen years old and

a high school cheerleader. She related that appellant was her maternal aunt=s former husband who had

periodically molested her since 1993 when she was about seven or eight years old. The complainant did

not live with appellant and his wife, but claimed that the incidents occurred on visits to appellant=s home or

at family gatherings. She acknowledged that she did not make an outcry to an adult until the summer of

1999 when she talked to an older stepcousin, H. H., who advised her to tell her mother. The complainant

admitted that she was not clear on the dates of the occurrences unless she could tie the date to a particular

event that she could rememberCsuch as the videotaping of the birth of kittens in Hidalgo County in 1993.2

She testified about unadjudicated offenses in Hidalgo and Uvalde Counties in 1993 and other offenses at

unspecified times after appellant had moved to Hays County. As to the subject matter of count I, it was

established that in the summer of 1996 the complainant had come to Hays County for horseback riding

classes; she spent the night at appellant=s home. She related that after she went to bed, appellant came into

the room and placed his penis to her mouth, and that she clinched her teeth and refused to open her mouth.

There was no penetration. Appellant left the room.

Appellant testified and denied each and every charge. His former wife, Julianne, was

married to him at the pertinent times. She testified that she was unaware of any such conduct as alleged and

was surprised at the outcry of her niece in 1999. She testified to the divorce and the turmoil within the

family resulting from the accusations.

2 This videotape was played for the jury.

4 Re: Procedure CCount I

In light of appellant=s contentions that he was improperly charged and convicted of conduct

that was not a crime, we examine the procedure regarding the renumbered count I. The indictment was

presented January 6, 2000. Count I alleged:

Dennis Drew Chafin hereinafter styled Defendant, on or about the lst day of July, A.D., 1996, and before the presentment of this indictment, in the county and state aforesaid, did then and there knowingly and intentionally sexually assault [C. H.], by then and there knowingly and intentionally causing his male sexual organ to contact the mouth of the aforesaid [C. H.] who was then and there a child younger than 14 years of age and not the spouse of the said Defendant.

The undisputed evidence showed that the conduct occurred in the summer of 1996. Tracking the

indictment, the trial court submitted count I to the jury. There was no submission of a lesser included

offense nor a request by either party for such a submission. The jury returned a general verdict finding

appellant guilty Aas alleged in Count I of the indictment.@ This verdict at the guilt-innocence stage of the trial

was accepted by the trial court and filed.

At the penalty stage of the trial, the trial court announced that after Asome research@ and

because of the Atime frame@ it would, sua sponte, reform the jury=s verdict on count I to show a conviction

for the Alesser included offense of indecency with a child.@ The State expressed its concern, and appellant=s

motion for a mistrial was overruled. The jury was informed that the punishment hearing would proceed with

count I being a conviction for the Alesser included offense of indecency with a child.@ The trial court in its

charge on punishment authorized punishment on count I for indecency with a child, a second-degree felony.

See Tex. Pen. Code Ann. ' 12.33 (West 1994) (two to twenty years= imprisonment and a fine up to

5 $10,000). The jury was told that appellant had been Afound guilty by the jury of the offense of indecency

with a child (5 counts).@ In accordance with the instructions at the penalty stage of the trial, the jury=s

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