Delta Constructors, Inc. v. Vacuum

259 F.R.D. 245, 74 Fed. R. Serv. 3d 178, 2009 U.S. Dist. LEXIS 68613, 2009 WL 2408728
CourtDistrict Court, S.D. Mississippi
DecidedAugust 4, 2009
DocketCivil Action No. 3:09CV119TSL-JCS
StatusPublished
Cited by3 cases

This text of 259 F.R.D. 245 (Delta Constructors, Inc. v. Vacuum) is published on Counsel Stack Legal Research, covering District Court, S.D. Mississippi primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Delta Constructors, Inc. v. Vacuum, 259 F.R.D. 245, 74 Fed. R. Serv. 3d 178, 2009 U.S. Dist. LEXIS 68613, 2009 WL 2408728 (S.D. Miss. 2009).

Opinion

MEMORANDUM OPINION AND ORDER

TOM S. LEE, District Judge.

This cause is before the court on the motion of defendant Roediger Vacuum, GmbH (Roediger) to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(5) for insufficiency of service of process. Plaintiff Delta Constructors, Inc. (Delta) has responded in opposition to the motion and the court, having considered the memoranda of authorities, together with attachments, submitted by the parties, concludes that Roediger has not been effectively served with process. However, rather than dismiss, the court will grant Delta the opportunity to effect proper service.

Delta filed this lawsuit against Roediger for breach of contract and breach of express and implied warranties after certain vacuum collection chambers Delta purchased from Roediger and installed as part of a wastewater collection system in Tunica, Mississippi cracked, allegedly because the walls of the chambers were not of sufficient thickness. In its original complaint, filed February 26, 2009, Delta alleged that Roediger is a German corporation which maintains offices in Hanau, Germany, and in both Bridgeville and Carnegie, Pennsylvania. At the time the complaint was filed, two summons were issued, one to “Roediger Vacuum GmbH” at the Bridgeville, Pennsylvania address, and [247]*247the other to “Roediger Vacuum GmbH ... c/o James P¡ Doeherty” at the Carnegie, Pennsylvania address. On March 6, counsel for Delta forwarded the summons and complaint to James Doeherty at the Carnegie, Pennsylvania address via first class United States Mail. Plaintiff also transmitted the summons and complaint abroad to employees of Roediger in Germany via international mail and electronic mail.

On March 12, Delta filed an amended complaint, in which it alleged that Roediger, a German corporation with offices in Hanau, Germany, could be served with process at Airvac, Inc., c/o Mark A. Jones, in Rochester, Indiana. Summons was contemporaneously issued to “Roediger ... c/o AIRVAC, Inc., Mark A. Jones,” at the Rochester, Indiana address listed in the complaint. This summons was returned executed on March 24, 2009, showing that Dennis Horoho was served with the summons on March 17, 2009.

On May 27, 2009, Roediger filed its motion to dismiss for insufficiency of service of process. In its motion, Roediger objects that plaintiffs attempted service of process of the summons and complaint by direct mail and by email to Roediger in Germany were not proper methods of service under the the Hague Convention for the Service Abroad of Judicial and Extrajudicial Documents,1 and further, that the attempt to serve Roediger by serving Airvac, Jones, Horoho and Docherty in the United States was insufficient because none of them is an authorized agent to receive service of process on behalf of Roediger. In its response and accompanying memorandum, Delta addresses only its putative domestic service on Airvac; it makes no mention of the attempted service via mail and email on Roediger in Germany and has thus implicitly conceded it did not follow the Hague Convention. Instead, Delta maintains only that it has properly served its amended complaint on Roediger by serving Airvac as Roediger’s domestic agent.2 The decisive issue on the present motion, therefore, is whether Delta has effectively served process on Roediger by serving its sister corporation, Airvac, in the United States. Put another way, the issue is whether Delta validly served a domestic agent of Roediger in accordance with Federal Rule of Civil Procedure 4(e).

Pursuant to Rule 4(h)(2) of the Federal Rules of Civil Procedures, service of a corporation “at a place not within any judicial district of the United States” is to be made “in any manner prescribed” by Rule 4(f) for serving an individual, except personal delivery under Rule 4(f)(2)(C)(I). Rule 4(f)(1) provides for service on an individual in a foreign country “by any internationally agreed means of service that is reasonably calculated to give notice, such as those authorized by the Hague Convention on the Service Abroad of Judicial and Extrajudicial Documents.”3 As Germany is a signatory to the Hague Convention, any service on Roediger in Germany must comply with the Hague Convention. See Hague Convention, At. 1 (“The present Convention shall apply in all cases, in civil or commercial matters, where there is occasion to transmit a judicial or extrajudicial document for service abroad.”); Volkswagenverk v. Aktiengesellschaft v. Schlunk, 486 U.S. 694, 706, 108 S.Ct. 2104, 2111, 100 L.Ed.2d 722 (1988) (holding that the Hague Convention is “the exclusive means of valid service” for entities in countries that are signatories to the Hague Con[248]*248vention). The Hague Convention sets forth permissible methods of effecting service. Articles 2 through 7 require each signatory nation to establish a “Central Authority” to act as an agent to receive request of service, arrange for service of documents, and return proofs of service. Nuovo Pignone, SpA v. STORMAN ASIA M/V, 310 F.3d 374, 383 (5th Cir.2002). The Hague Convention provides for alternative methods of service, but according to the Fifth Circuit, does not permit service by mail. Id. Accordingly, the attempted service on Roediger in Germany by mail was ineffective.4

However, the fact that Roediger is a German corporation and that Germany is a signatory to the Hague Convention does not necessarily mean that Roediger is entitled to receive all service of process at its home office in Germany. The Supreme Court held in Schlunk, supra, that process which is attempted to be served abroad must comply with the Hague Convention, but the Hague Convention is not implicated “[w]here service on a domestic agent is valid and complete under both state law and the Due Process Clause.” Schlunk, 486 U.S. at 707, 108 S.Ct. at 2112 (“The only transmittal to which the Convention applies is a transmittal abroad that is required as a necessary part of service.”). Thus, Schlunk recognized an exception to service pursuant to the Hague Convention where a plaintiff is able to perfect service according to the rules of civil procedure without transmitting the summons and complaint abroad. See id. (service upon domestic statutory agent for service of process sufficient). Thus, if Delta’s putative service on Roediger via service on Airvac was authorized under the applicable rules of civil procedure, it was not necessary to effectuate service under the Hague Convention.

Federal Rule of Civil Procedure 4(h) provides that “a domestic or foreign corporation ... must be served: (1) in a judicial district of the United States”

(A) in the manner prescribed by Rule 4(e)(1) for serving an individual; or

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259 F.R.D. 245, 74 Fed. R. Serv. 3d 178, 2009 U.S. Dist. LEXIS 68613, 2009 WL 2408728, Counsel Stack Legal Research, https://law.counselstack.com/opinion/delta-constructors-inc-v-vacuum-mssd-2009.