Delgado v. Bretz & Coven, LLP

109 A.D.3d 38, 967 N.Y.S.2d 371
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 20, 2013
StatusPublished
Cited by1 cases

This text of 109 A.D.3d 38 (Delgado v. Bretz & Coven, LLP) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Delgado v. Bretz & Coven, LLP, 109 A.D.3d 38, 967 N.Y.S.2d 371 (N.Y. Ct. App. 2013).

Opinion

OPINION OF THE COURT

Manzanet-Daniels, J.

In this case we determine whether plaintiff has sufficiently alleged that defendants’ legal advice concerning the consequences of applying for an adjustment of immigration status constitutes malpractice, and whether she has sufficiently alleged that such misguided advice was the but-for cause of her ultimately being taken into custody and deported.

Plaintiff is a native of Ecuador. On May 5, 1999, she first attempted to enter the United States at Houston International Airport by falsely presenting herself as a returning resident alien, using a visa belonging to her cousin, who has the same surname. Plaintiff was removed and returned to Ecuador, but in December 2000, reentered the United States without inspection by crossing the Mexican border. As an alien previously ordered removed who thereafter entered the United States without permission, plaintiff was deemed “inadmissible” pursuant to Immigration and Nationality Act (INA) § 212 (a) (9) (C) (i) (II) (8 USC § 1182 [a] [9] [C] [i] [II]), and, by statute, could not apply for readmission until 10 years had passed from the date of her last departure from the United States (INA § 212 (a) (9) (C) (ii) [8 USC § 1182 (a) (9) (C) (ii)]).

On January 8, 2006, plaintiff married a United States citizen, Jarret Kahn. On February 23, 2006, plaintiff retained defendant Bretz & Coven, LLP to represent her before the United States Citizenship and Immigration Service (CIS) in order to obtain legal residency in the United States. Plaintiff alleges that defendant Kerry Bretz, a partner at the firm, determined that she [41]*41could apply for adjustment of status without leaving the United States, based on a Ninth Circuit precedent, Perez-Gonzalez v Ashcroft (379 F3d 783, 788-789 [9th Cir 2004]).

On July 11, 2006, the firm filed several immigration forms with CIS, including a Form 1-485 petition for adjustment of status to lawful permanent resident, Form 1-212 for permission to reapply after deportation or removal, and a Form 1-130 petition for classification of an alien as an immediate relative of a United States citizen.

On October 26, 2006, plaintiff and her husband appeared with defendants for an interview at CIS, which denied her requests on the 1-485 and 1-212 forms that same day. CIS found her ineligible for adjustment of her status because she had entered the United States without permission after having been removed. CIS found that plaintiff did not qualify for a waiver of inadmissibility, as set forth in section 212 (a) (9) (C) (ii) because 10 years had not yet passed from the date of her last departure from the United States, and she did not seek permission for readmission before she reentered in December 2000.

Plaintiff was arrested on the same day by immigration authorities, who reinstated her expedited removal order of May 5, 1999. They released her from detention the same day pursuant to an agreement reached with her lawyers, but the reinstatement order remained in effect.

Defendant Matthew L. Guadagno, a partner at Bretz & Coven, orally argued plaintiffs petition before the Second Circuit. The petition for review relied on Perez-Gonzalez, which had already been rejected by seven sister circuits and abrogated by the Board of Immigration Appeals (BIA) in In re Torres-Garcia (23 Immigr & Natlity Dec 866, 873-876 [BIA 2006]).

On November 7, 2007, the Ninth Circuit overruled Perez-Gonzalez, announcing that it was bound by the BIA’s decision in Torres-Garcia (see Gonzales v Department of Homeland Sec., 508 F3d 1227, 1242 [9th Cir 2007]).

On January 12, 2008, plaintiff terminated the services of Bretz & Coven and retained her husband, Kahn, as her attorney. On February 7, 2008, the Second Circuit denied plaintiffs petition for review and upheld the reinstatement of the May 5, 1999 deportation order, citing Torres-Garcia and deferring to the BIA’s interpretation of immigration statutes (Delgado v Mukasey, 516 F3d 65, 73 [2d Cir 2008], cert denied 555 US 887 [2008], citing Chevron, U.S.A., Inc. v Natural Resources Defense [42]*42Council, Inc., 467 US 837, 842-843 [1984]). The court observed that Perez-Gonzalez, relied upon by defendants, had been overruled by Gonzales (id.)

Plaintiff commenced this action on December 14, 2010, asserting claims for legal malpractice, breach of contract and breach of fiduciary duty.1 Plaintiff alleges that Bretz was “dishonest and deceitful with PlaintiffI ] to [her] detriment in an effort to create legal fees.” Plaintiff alleges that defendants encouraged her to apply for adjustment of status “as soon as possible,” “without informing her of numerous material issues,” including the fact that she was deemed inadmissible under INA § 212 (a) (9) (C) (i) (II), and the likelihood of reinstatement of the prior removal order. Defendants allegedly informed plaintiff that if she applied for adjustment of status in 2006, “there was no risk of her being deported much less detained.” Defendants failed to give plaintiff “a realistic assessment of the consequences of any action.” Plaintiff alleges that Bretz failed to advise her that if she were going to pursue such a “risky” application, she ought to have waited until 10 years had passed from the date of her last departure from the United States, in light of the statutory language and the relevant law.

With respect to the Second Circuit appeal, plaintiff alleges that the firm ignored “BIA [and] Second Circuit law,” and that Guadagno “showed up at oral argument unprepared.”

Defendants moved to dismiss the complaint in its entirety pursuant to CPLR 3211 (a) (1), (5) and/or (7), and moved to disqualify Kahn from representing Delgado in this matter pursuant to the advocate-witness rule.

The court granted the motion to dismiss the legal malpractice claim, noting that the retainer agreements “clearly identify the difficulty of [plaintiff’s] position and warn of a ‘harsh’ legal environment” (2011 NY Slip Op 33687[U], *9 [2011]). The court further reasoned that given the passage of “time and intervening events” from the time she retained defendants, in February 2006, to her ultimate deportation in May 2010, more than four years later, defendants’ actions in soliciting her business could not be deemed the “but for” cause of her deportation (id.).

The court rejected plaintiffs arguments concerning the quality of defendants’ representation during the appellate process, noting that the Second Circuit’s opinion was “rife with citations to statutes, immigration rules and regulations, and federal case [43]*43law from various jurisdictions” and thus, was not entirely contingent on the contents of defendants’ brief {id. at *10). The court found that plaintiff had failed to establish that she would have succeeded on the appeal but for defendants’ negligence, noting that her deportation to Ecuador was consistent with prevailing law.

The court dismissed the breach of fiduciary duty claim as duplicative of the legal malpractice claim. Finally, the court granted defendants’ motion to disqualify Kahn pursuant to the advocate-witness rule, reasoning that his testimony would be critical in presenting plaintiffs case.

We now modify to reinstate plaintiffs claim for legal malpractice against defendant law firm and Bretz. The claim against defendant Guadagno was properly dismissed.

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Cite This Page — Counsel Stack

Bluebook (online)
109 A.D.3d 38, 967 N.Y.S.2d 371, Counsel Stack Legal Research, https://law.counselstack.com/opinion/delgado-v-bretz-coven-llp-nyappdiv-2013.