DeBellas v. United States

542 F. Supp. 999
CourtDistrict Court, S.D. New York
DecidedJuly 17, 1982
Docket81 Civ. 6991 (VLB)
StatusPublished
Cited by7 cases

This text of 542 F. Supp. 999 (DeBellas v. United States) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
DeBellas v. United States, 542 F. Supp. 999 (S.D.N.Y. 1982).

Opinion

VINCENT L. BRODERICK, District Judge.

I.

Plaintiffs James J. DeBellas and Victoria DeBellas brought this personal injury action for alleged negligence on the part of defendants in the construction, repair and renovation taking place at the premises of 201 Varick Street, New York, New York, on March 4, 1980. Defendants are United States of America (“United States”), which, through its General Services Administration, was the owner of the aforesaid premises; PJR Construction Corporation (“PJR”), general contractor employed by the United States at the premises; and Kesten Plumbing & Heating Corporation (“Kesten”), subcontractor engaged in work at the premises (PJR and Kesten are collectively referred to as “the corporate defendants”).

Plaintiffs have brought suit under the Federal Torts Claims Act, 28 U.S.C. § 2671 et seq., and have predicated jurisdiction on 28 U.S.C. § 1346(b). All defendants have answered the complaint. Each of the defendants has filed cross-claims against the remaining codefendants.

*1001 II.

Defendant Kesten moved for an order dismissing the complaint against it for lack of subject matter jurisdiction. Fed.R.Civ.P. 12(b)(1). Plaintiff cross-moved for an order striking the affirmative defenses of defendants Kesten and PJR based on lack of diversity jurisdiction. Fed.R.Civ.P. 12(f).

On July 13,1982 I denied defendant Kesten’s motion to dismiss, and granted plaintiff’s cross-motion to strike the affirmative defenses. This memorandum sets out the reasons for those dispositions.

III.

Plaintiffs’ claim against defendants Kesten and PJR sounds in common law negligence. Acknowledging that plaintiff and the corporate defendants are residents of New York for jurisdictional purposes, plaintiffs ask this court to exercise jurisdiction over these defendants under the doctrine of pendent jurisdiction. 1 Plaintiffs argue that there is no constitutional or statutory barrier to the assertion of jurisdiction and that the interests of judicial economy, convenience and fairness to the litigants support the result they seek. Defendant Kesten maintains that this court lacks subject matter jurisdiction over the claim against it for the following reasons: 1) diversity jurisdiction pursuant to 28 U.S.C. § 1332 is admittedly lacking; 2) while the doctrine of pendent jurisdiction allows assertion of related state claims, it is inapplicable to parties as to whom there exists no independent basis for jurisdiction.

IV.

A.

While federal courts possess only limited jurisdiction, they have frequently adjudicated claims that extend beyond a given statutory grant of jurisdiction as ancillary to their resolution of the controversy within the specific grant. E.g. United Mine Workers v. Gibbs, 383 U.S. 715, 86 S.Ct. 1130, 16 L.Ed.2d 218 (1966). Thus pendent jurisdiction has been accepted with regard to state claims factually related to the federal claim forming the predicate for jurisdiction. United Mine Workers v. Gibbs, supra.

The doctrine of pendent jurisdiction is not, however, without its limits. Especially unsettled is the status of the law with regard to pendent party jurisdiction to allow the plaintiff to assert state law claims against additional defendants over whom no independent predicate for jurisdiction exists.

As the Supreme Court has warned, before concluding that such pendent jurisdiction exists, the court must satisfy itself that Article III, Section 2 permits the exercise of jurisdiction and that Congress has not, by statute, negated its existence. Aldinger v. Howard, 427 U.S. 1, 18, 96 S.Ct. 2413, 2422, 49 L.Ed.2d 276 (1976).

B.

Supreme Court Cases

With these general principles serving as background, an analysis of the recent significant Supreme Court cases in this area is helpful.

United Mine Workers v. Gibbs, 383 U.S. 715, 86 S.Ct. 1130, 16 L.Ed.2d 218 (1966) is the seminal case regarding pendent jurisdiction with respect to related state, claims over which no independent predicate for jurisdiction exists. In Gibbs, the plaintiff brought an action in federal court against the union asserting a federal statutory claim and a state common law claim arising out of alleged concerted union activity intended to deprive him of his rights. Although the federal claim was ultimately dismissed, the Supreme Court recognized the power of the federal court to adopt a flexible treatment within the contours of *1002 Article III, Section 2 of the constitutional grant of jurisdiction and to adjudicate appended state claims. The Court held that the district court had jurisdiction, in the sense of “power” to adjudicate the claim, when the relationship between the federal claim and the state claim is such that the entire action can be said to comprise “one constitutional ‘case’.” Gibbs, supra, 383 U.S. at 725, 86 S.Ct. at 1138. The Court noted that the claims must derive from a “common nucleus of operative fact” so that the plaintiff would ordinarily be expected to try the entire case in one forum. Ibid. Finally, the court held that the doctrine of pendent jurisdiction is “a doctrine of discretion, not of plaintiff’s right” and focus must be on the considerations of “judicial economy, convenience and fairness to litigants” in determining whether it should be applied. Gibbs, supra, 383 U.S. at 726, 86 S.Ct. at 1139. 2

Gibbs, then, stands for the proposition that as a matter of interpreting the constitutional grant of judicial power in Article III, when there is federal jurisdiction over parties who have federal and non-federal claims in dispute, the federal court has the power to adjudicate the non-federal portions of the parties’ dispute. Gibbs did not involve an area in which Congress had spoken to the issue and hence no question of statutory construction was present. Nor did Gibbs involve the question of pendent party jurisdiction since all the parties were already before the court.

Three more recent Supreme Court cases have involved but not resolved the question of pendent party jurisdiction.

In Zahn v. International Paper Co., 414 U.S.

Related

Finley v. United States
490 U.S. 545 (Supreme Court, 1989)
Madarash v. Long Island Rail Road Co.
654 F. Supp. 51 (E.D. New York, 1987)
Verdi v. United States
636 F. Supp. 114 (E.D. New York, 1986)
Angel Music, Inc. v. ABC Sports, Inc.
609 F. Supp. 764 (S.D. New York, 1985)
Neilan v. Value Vacations, Inc.
603 F. Supp. 1227 (S.D. New York, 1985)
Fried v. United States
579 F. Supp. 1212 (N.D. Illinois, 1983)

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542 F. Supp. 999, Counsel Stack Legal Research, https://law.counselstack.com/opinion/debellas-v-united-states-nysd-1982.