Dean v. Town of Hempstead

163 F. Supp. 3d 59, 2016 U.S. Dist. LEXIS 20069, 2016 WL 660884
CourtDistrict Court, E.D. New York
DecidedFebruary 18, 2016
Docket14-cv-04951 (JG) (SMG)
StatusPublished
Cited by7 cases

This text of 163 F. Supp. 3d 59 (Dean v. Town of Hempstead) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dean v. Town of Hempstead, 163 F. Supp. 3d 59, 2016 U.S. Dist. LEXIS 20069, 2016 WL 660884 (E.D.N.Y. 2016).

Opinion

MEMORANDUM AND ORDER

JOHN GLEESON, United States District Judge:

This case is about whether a Long Island town violated the constitutional rights of two of its small business owners when it refused to grant them the necessary authorizations to open and run two cabarets. Plaintiffs Billy Dean and Rori Leigh Gordon, along with the entities with whom they are affiliated, bring this action against defendants Town of Hempstead (the “Town”), the Town’s Building Inspector, the Town’s Supervisor, and the individual members of the Town’s Board of Appeals,1 pursuant to 42 U.S.C. § 1983, alleging numerous constitutional violations. The plaintiffs seek a judgment declaring that the defendants’ denial of their applications for special exception permits, certificates of occupancy, and public assembly licenses for two cabarets violated the First, Fifth, and Fourteenth Amendments to the United States Constitution. They also seek in-junctive relief, actual damages, punitive damages, and legal fees pursuant to 42 U.S.C. § 1988. The defendants have moved to dismiss the case pursuant to Rule 12(c) for lack of subject matter jurisdiction. For the reasons set forth below, I grant in part and deny in part the motion to dismiss. I also direct the parties to appear before Magistrate Judge Steven M. Gold, on a date to be set by him, to begin settlement discussions.

FACTUAL BACKGROUND

A. Materials Considered,

The Town brings its jurisdictional challenges pursuant to Fed R. Civ. P. 12(c) rather than Rule 12(b)(1). Courts largely treat the two motions the same. See U.S. ex rel. Phipps v. Comprehensive Cmty. Dev. Corp., 152 F.Supp.2d 443, 448-49 (S.D.N.Y.2001) (“A Rule 12(c) motion for judgment on the pleadings based upon a lack of subject matter jurisdiction is treated as a Rule 12(b)(1) motion to dismiss the complaint.”); Cruz v. AAA Cart[64]*64ing and Rubbish Removal, Inc., 116 F.Supp.3d 232, 239 (S.D.N.Y.2015) (collecting cases). In a motion to dismiss brought under Rule 12(b)(1), a court may consider extra-pleading affidavits and other materials, excepting “conclusory or hearsay statements contained in the affidavits.” J.S. ex rel. N.S. v. Attica Central Schs., 386 F.3d 107, 110 (2d Cir.2004).

As an initial matter, the parties dispute whether I may consider extra-pleading materials when deciding a jurisdictional motion pursuant to Rule 12(c). Dean argues that I cannot consider the defendants’ affidavits and exhibits

“outside the four corners of the original pleadings” unless I treat the instant motion as one for summary judgment pursuant to Rule 56. See Pis.’ Br., ECF No. 49, at 12-13. In support of this argument, Dean relies on Rule 12(d), which states that “[i]f, on a motion under Rule 12(b)(6) or 12(c), matters outside the pleadings are presented to and not excluded by the court, the motion must be treated as one for summary judgment under Rule 56.” The Town argues that I may consider materials outside the pleadings for jurisdictional motions brought under Rule 12(c) just as I may for such motions when they are brought pursuant to Rule 12(b)(1). Defs.’ Reply Br., ECF No. 51, at 13-14.

Courts in this circuit have found that they may consider materials outside the pleadings when deciding a Rule 12(c) motion to dismiss based on a court’s purported lack of jurisdiction, reasoning that — as with Rule 12(b)(1) challenges — a court is duty-bound to determine whether it has the statutory or constitutional power to adjudicate a claim. See, e.g., U.S. ex rel. Phipps, 152 F.Supp.2d at 449 (finding that in a 12(c) motion challenging subject-matter jurisdiction, a court may consider “materials outside the pleadings, such as affidavits, documents and testimony,” because a court may properly consider those materials in a Rule 12(b)(1) challenge); Cruz, 116 F.Supp.3d at 239 (same); Destefanis v. Fugate, 2013 WL 6796425, at *2 (E.D.N.Y. Dec. 19, 2013) (same); accord Kamen v. American Tel. & Tel. Co., 791 F.2d 1006, 1010-11 (2d Cir.1986) (“[A] motion that includes evidentiary matters outside the pleadings[] is properly converted to a Rule 56 motion only when it is made under Rule 12(b)(6): failure to state a claim ... [but] when, as here, subject matter jurisdiction is challenged under rule 12(b)(1), evidentiary matter may be presented by affidavit or otherwise.”).

A Rule 12(b)(1) motion and a Rule 12(c) motion for lack of subject-matter jurisdiction are means to the same end: a determination of whether I have the power to decide the merits of the parties’ claims. And so I conclude that in reviewing either motion, I may consider materials extraneous to the pleadings without converting the motion into one brought under Rule 56.2

Thus, as with any Rule 12(c) motion, I may consider the following materials: “the complaint, the answer, any written documents attached to them, and any [65]*65matter of which the court can take judicial notice for the factual background of the case.” L-7 Designs, Inc. v. Old Navy, LLC, 647 F.3d 419, 422 (2d Cir.2011) (internal quotation marks omitted). I may also consider materials integral to the complaint, that is, “any statements or documents incorporated in [the complaint] by reference ... [or documents] where the complaint relies heavily upon its terms and effect,” Chambers v. Time Warner, Inc., 282 F.3d 147, 152-53 (2d Cir.2002), as well as matters of public record, see Burfeindt v. Postupack, 509 Fed.Appx. 65, 67 (2d Cir.2013). In addition, to determine whether I have subject matter jurisdiction, I may consider materials outside the pleadings, including affidavits. J.S. ex rel. N.S., 386 F.3d at 110. The facts derived from these materials are set forth below.

A. The Parties

Billy Dean and Rori Leigh Gordon, New York residents, are the president and vice president of plaintiff One55Day Inc. (“One55Day”), a New York corporation with its principal place of business in Hempstead, New York. Compl., ECF No. 1, ¶¶ 24, 28-29. One55Day owns a piece of commercial property located at 3500 Sunrise Highway, Wantagh, New York (the “Wantagh Property” or the ‘Wantagh Cabaret”). Id. ¶24. Gordon is the president and Dean the vice president of Look Entertainment, ■ Ltd. (“Look Entertainment”) and Green 2009 Inc. (“Green 2009”), New York corporations with principal places of business in Bellmore, New York, and Wantagh, New York, respectively. Id. ¶¶ 25-26, 28-29. Green 2009 leases the Wantagh Property from One55Day. Id. ¶ 25.

Since 1998, Look Entertainment has leased commercial property located at 1536-38 Newbridge Road, Bellmore, New York (the “Bellmore. Property,” “Showtime Café,” or the “Bellmore Cabaret”). Id. ¶ 26. Non-party Great American Realty of Bellmore, LLC owns the Bellmore Property. Am. Answer, ECF Nos. 20-21, ¶219 (“Answ.”).

The Complaint names as defendants the Town of Hempstead,3

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163 F. Supp. 3d 59, 2016 U.S. Dist. LEXIS 20069, 2016 WL 660884, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dean-v-town-of-hempstead-nyed-2016.