Dean v. North Dakota Workers Compensation Bureau

1997 ND 165, 567 N.W.2d 626, 1997 N.D. LEXIS 184
CourtNorth Dakota Supreme Court
DecidedAugust 11, 1997
DocketCivil 970052
StatusPublished
Cited by27 cases

This text of 1997 ND 165 (Dean v. North Dakota Workers Compensation Bureau) is published on Counsel Stack Legal Research, covering North Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dean v. North Dakota Workers Compensation Bureau, 1997 ND 165, 567 N.W.2d 626, 1997 N.D. LEXIS 184 (N.D. 1997).

Opinion

MARING, Justice.

[¶ 1] Mari Dean appealed from a judgment affirming a Workers Compensation Bureau order dismissing her claim for benefits. The Bureau could reasonably have reached its factual conclusion that Dean intentionally made material false statements in connection with her claim, and we affirm.

[¶ 2] Dean was employed as a claims analyst by the Bureau. On June 28,1994, Dean, while sitting in her chair at work, turned to put a stack of files on her desk. Dean felt “something loek[] in my back by my bra strap and I felt pain.” Dean was unable to move and was taken to the hospital by ambulance. The emergency room physician told Dean she had a “severe muscle spasm.” Dr. Erik Isaacson treated Dean for her injury on July 5, 1994. He found “[pjalpatory tenderness T3-T9,” and diagnosed Dean with “Thoracic Sprain/Strain ... Thoracic Radiculitis.”

[¶ 3] On July 13, 1994, Dean filed a claim for workers compensation benefits. The “Worker’s Claim for Injury” form asked the applicant the “[ejxaet part of your body injured,” to which Dean wrote “Mid Back.” The form also asked, “Have you had prior problems or injuries to that part of the body?” Dean checked the “No” box, but added “to Lower Back, only if I lift to[o] much my lower back will start to hurt. If needed I will go to a chiropractor for 1 visit. This only happens maybe once a year if that.” Dean also wrote in an incident report she “felt a sharp pain .in my mid-back .... My back still hurts and now my left shoulder blade hurts also.”

[¶ 4] On July 15, 1994, both the Bureau’s claims manager and the claims analyst assigned to Dean’s file interviewed Dean about her injury and past medical problems. Dean reported her mid back, along her bra strap, was painful and, although she had previously been treated for neck and lower back problems, she had not had prior mid back thoracic problems.

[¶ 5] The claims analyst suggested the Bureau accept Dean’s claim. But a supervisor recommended the Bureau obtain Dean’s “past medical records to determine what, if any, back complaints or injuries she may have had that may affect her claim.” The Bureau requested the names and addresses of all doctors Dean had seen in the last five years. On August 31, 1994, Dean provided the Bureau the requested information, listing a total of eight doctors or medical facilities she had visited in the last five years and describing the area of the body treated. Although Dean described several treatments to her low back or hip, she revealed no prior treatment to her mid back.

[¶ 6] The Bureau received Dean’s medical records from two chiropractors, Dr. K. Todd Johnson and Dr. Dennis D. Sailer. Johnson’s treatment notes indicated that on September 19, 1987, he treated Dean for “mid-thoracic pain.” Sailer’s records concerning Dean showed boxes checked next to “[pjain across shoulders” under the category “[sjhoulders,” “[pjain between shoulder blades” under the categoiy “[mjid-back,” and “[ljow back pain” under the category “[ljow [bjack.”

[¶ 7] The claims analyst and supervisor recommended dismissing Dean’s claim for benefits because they believed she had made material false statements. A hearing officer approved the proposed dismissal after reviewing the claim. Dean submitted an affidavit dated September 29, 1994, stating “I have never presented for medical care for my mid-back prior to the June 28, 1994, injury” and “I can state with certainty that I was not experiencing any mid-back problems before the June 28, 1994, injury.” On October 3, 1994, the Bureau dismissed Dean’s claim, concluding Dean “made intentional, material false statements” in violation of N.D.C.C. § 65-05-33. Dean requested an administrative hearing.

[¶ 8] Dean relied on information from her treating physician and physiatrist, Dr. Carol Krause. Krause noted that Dean’s persistent thoracic pain emanated from the “T10-11” area. The Bureau, however, had presented no evidence that Dean had previously complained of, or sought treatment for, an injury at the T10-11 levels prior to the work injury. Dean asserted her statements that *628 she had never had a mid back injury were therefore true.

[¶ 9] The hearing officer recommended the order dismissing Dean’s claim be rescinded. The hearing officer reasoned “[t]he treatment information obtained from the chiropractors by the Bureau certainly raises some concerns regarding the accuracy of Ms. Dean’s representations on her cíaim regarding her medical history, and warrants some kind of follow-up inquiry with each of the chiropractors, as well as with Ms. Dean, but that information is not, on its face, sufficiently reliable to support a factual conclusion that Ms. Dean has had a prior injury or problem to her mid-back.... The determination explained above is not tantamount to a finding that Ms. Dean did not have a prior injury or problem to her mid-back, only that this fact has not been sufficiently established on the record to support the ... dismissal of her claim.”

[¶ 10] The Bureau then contacted Johnson for a clarification of his treatment notes and Dr. Scott C. Senne who had also treated Dean. Johnson responded that he treated Dean for “mid-thoracic problems” on eight occasions between September 19, 1987 and October 21, 1989, adding “[t]he specific levels treated were 6th and 7th thoracic.” Senne said he had treated Dean on February 16, 1993, for her complaints of “neck, mid back, and low back pain” resulting from a fall on the ice. Senne said he treated Dean’s “pelvis, her second lumnar, first and fourth thoracic, seventh, fifth, and second cervical, her occiput and finally her right scapula.” Dean had listed Johnson and Sailer, who practiced with Senne, in the information she gave to the Bureau.

[¶ 11] After receiving these post-hearing letters, the Bureau notified Dean of its intent to consider the letters and of her opportunity to cross-examine Johnson and Senne upon written request. Dean did not request an opportunity to cross-examine or a supplemental hearing. The Bureau remanded the matter back to the hearing officer for further consideration in light of the additional information.

[¶ 12] In supplemental recommended findings and conclusions, the hearing officer recommended dismissal of Dean’s claim for benefits. The hearing officer found the “mid-thoracic . describes an area of the mid-back” and Dean “had mid-back problems prior to June 28,1994 of such severity as to cause her to seek chiropractic treatment on several occasions.” The hearing officer found Dean’s representations in the claim form, her statement, and her affidavit about no prior mid back problems were “knowingly false” and constituted the intentional making of false statements within the meaning of N.D.C.C. § 65-05-33. The hearing officer also found the misrepresentations were material “because knowledge by the Bureau of the claimant’s prior physical problems or treatment history relative to the region of the injury for which the claimant seeks workers compensation benefits is essential to an informed assessment of eligibility.”

[¶ 13] The Bureau adopted the hearing officer’s findings and conclusions and affirmed its October 3, 1994 dismissal of Dean’s claim. The district court affirmed the dismissal, 1 and Dean appealed to this court.

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Bluebook (online)
1997 ND 165, 567 N.W.2d 626, 1997 N.D. LEXIS 184, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dean-v-north-dakota-workers-compensation-bureau-nd-1997.