De Allende v. Shultz

709 F. Supp. 18, 96 A.L.R. Fed. 255, 1989 U.S. Dist. LEXIS 2454, 1989 WL 27633
CourtDistrict Court, D. Massachusetts
DecidedMarch 13, 1989
DocketCiv. A. 83-3984-C
StatusPublished
Cited by3 cases

This text of 709 F. Supp. 18 (De Allende v. Shultz) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
De Allende v. Shultz, 709 F. Supp. 18, 96 A.L.R. Fed. 255, 1989 U.S. Dist. LEXIS 2454, 1989 WL 27633 (D. Mass. 1989).

Opinion

MEMORANDUM

CAFFREY, Senior District Judge.

The action currently before the Court, concerning the plaintiffs’ timely application for attorneys’ fees, has its roots in litigation that began in 1983, when United States Under Secretary of State Lawrence Eagle-burger denied a nonimmigrant tourist visa requested by the plaintiff, Hortensia de Allende, widow of slain Chilean President Salvatore Allende. Mrs. Allende applied for the visa after receiving several invitations to address university and community groups in the United States. The Under Secretary of State denied the visa based on section 212(a)(27) of the Immigration and Nationality Act, codified at 8 U.S.C. § 1182(a)(27).

The American plaintiffs, with Mrs. Allende serving as “symbolic plaintiff,” filed suit challenging this decision. In a series of decisions over the course of five years, plaintiffs repeatedly prevailed against the defendants. See Allende v. Shultz, 605 F.Supp. 1220 (D.Mass.1985) (defendants’ motion for summary judgment denied); Allende v. Shultz, 624 F.Supp. 1063 (D.Mass. 1985) (defendants’ motion to dismiss for mootness denied); Allende v. Shultz, Civ. No. 89-3984, 1987 WL 9764 (D.Mass. Mar. 31, 1987) (1987 U.S.Dist. Lexis 2798), aff'd, 845 F.2d 1111 (1st Cir.1988) (defendants’ renewed motion for summary judgment denied; plaintiffs’ cross motion for summary judgment allowed).

Plaintiffs now seek attorneys’ fees and costs against the United States totalling over $150,000 pursuant to the Equal Access to Justice Act (“EAJA”), 28 U.S.C. § 2412(d). The government opposes the application.

As we consider the plaintiffs’ application for fees, we must steer a difficult middle course between the Supreme Court’s admonition that a “request for attorney’s fees should not result in a second major litigation,” Hensley v. Eckerhart, 461 U.S. 424, 437, 103 S.Ct. 1933, 1941, 76 L.Ed.2d 40 (1983) (quoted in Pierce v. Underwood, — U.S. -, 108 S.Ct. 2541, 2549, 101 L.Ed.2d 490 (1988), and Grendel's Den v. Larkin, 749 F.2d 945, 951 (1st Cir.1984)), and the statutory instruction that our decision concerning fee awards under the EAJA “shall be determined on the basis of the record ... which is made in the civil action for which fees and other expenses are sought.” 28 U.S.C. § 2412(d)(1)(B). As briefly as possible, therefore, we summarize the law, the record of the case at bar, and our decision that the award of attorneys’ fees is appropriate in this case.

1. The Equal Access to Justice Act Standard: “Substantial Justification”

The United States Congress enacted the EAJA in 1980 in order to “encourage relatively impecunious private parties to challenge abusive or unreasonable governmental behavior by relieving such parties of the fear of incurring large litigation expenses.” Sierra Club v. Secretary of the Army, 820 F.2d 513, 516 (1st Cir.1987) (quoting United States v. 1,378.65 Acres of Land, 794 F.2d 1313, 1315-16 (8th Cir.1986)). Congress intended “to ensure that [private parties] will not be deterred from seeking review of, or defending against, unjustified governmental action because of the expense involved in securing the vindication of their rights.” Miles v. Bowen, 632 F.Supp. 282, 283 (M.D. Ala.1986) (quoting H.R.Rep. No. 120, 99th Cong., 1st Sess. 4, reprinted in 1985 U.S. Code Cong. & Admin.News 132, 132-33). *20 The EAJA’s purpose is to shift litigation expenses to the United States when the prevailing party has contested “unreasonable government action,” Meyers v. Heckler, 625 F.Supp. 228, 231 (S.D.Ohio 1985), and to “permit fee awards against the United States to the same extent they may be awarded against a private party at common law.” Sprague v. Heckler, 619 F.Supp. 1289, 1295 (D.Me.1985).

It goes almost without saying that the EAJA modifies the American Rule that each party in litigation bears its own costs, see Alyeska Pipeline Serv. Co. v. Wilderness Society, 421 U.S. 240, 95 S.Ct. 1612, 44 L.Ed.2d 141 (1975), and creates a limited waiver of the common law doctrine of sovereign immunity. Lane v. United States, 727 F.2d 18, 20-21 (1st Cir.), cert. denied, 469 U.S. 829, 105 S.Ct. 113, 83 L.Ed.2d 57 (1984). It is our duty, therefore, to construe the statutory language narrowly. Id.

The relevant portion of the EAJA provides that:

Except as otherwise specifically provided by statute, a court shall award to a prevailing party other than the United States fees and other expenses ... incurred by that party in any civil action ..., including proceedings for judicial review of agency action ... unless the court finds that the position of the United States was substantially justified or that special circumstances make an award unjust.

28 U.S.C. § 2412(a)(1)(A). The threshold statutory considerations are therefore three: a) whether the plaintiffs qualify as “prevailing parties”; b) whether the agency action here at issue — the State Department’s decision to deny a visa to Mrs. Allende in 1983 — was “substantially justified”; and c) whether “special circumstances” exist in this case that would make an award of attorneys’ fees “unjust.” We consider each requirement in turn.

A. “The Prevailing Party”

There can be no serious argument that the plaintiffs prevailed at every step of this litigation. In interpreting similar language in 42 U.S.C. § 1988, the Supreme Court has explained that a “typical formulation is that ‘plaintiffs may be considered “prevailing parties” for attorney’s fees purposes if they succeed on any significant issue in litigation which achieves some of the benefit the parties sought in bringing suit.’ ” Hensley v. Eckerhart, 461 U.S. 424, 433, 103 S.Ct. 1933, 1939, 76 L.Ed.2d 40 (1983) (quoting Nadeau v. Helgemoe, 581 F.2d 275, 278-79 (1st Cir.1978)).

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709 F. Supp. 18, 96 A.L.R. Fed. 255, 1989 U.S. Dist. LEXIS 2454, 1989 WL 27633, Counsel Stack Legal Research, https://law.counselstack.com/opinion/de-allende-v-shultz-mad-1989.