Dayton v. State

120 P.3d 1073, 2005 Alas. App. LEXIS 99, 2005 WL 2249871
Court of Appeals of Alaska·Decided September 16, 2005·No. A-8791·Published·Cited by 14 cases

Opinion

OPINION

MANNHEIMER, Judge.

This case requires us to resolve the slight inconsistency between the "Austin" rule-the sentencing rule first established by this Court in Austin v. State, 627 P.2d 657, 657-58 (Alaska App.1981)-and the later legislative codification of that rule in former AS 12.55.125(k)(2).

As we explain in more detail below, we promulgated the Austin rule under our common-law authority to create rules to implement and supplement the then-existing statutes governing the sentencing of first felony offenders convicted of class B and class C felonies-i.e., offenders who were not subject to presumptive sentencing. The purpose of the Austin rule was to make the sentencing of first felony offenders more consistent with the sentencing of second felony offenders (i.e., offenders who were subject to presumptive sentencing). And the purpose of AS 12.55.125(k)(2) was to codify the Austin rule. But the wording of the statute differs slightly from the final version of the Austin rule that we announced in Brezenoff v. State, 658 P.2d 1359, 1362 (Alaska App.1983).

For the reasons explained here, we conclude that AS 12.55.125(k)(2) did indeed codify a slightly different sentencing rule from the one we announced in Brezenoff And because any common-law rule announced by this Court must yield to a contrary provision of a statute dealing with the same issue, we conclude that AS 12.55.125(k)(2) superseded our rule.

Underlying facts

Franklin Dayton Jr. was originally indicted for first- and second-degree sexual assault, stemming from his act of sexual penetration with a woman who was intoxicated and who had fallen asleep in his home. Dayton successfully moved to have the first-degree sexual assault charge dismissed, but the superi- or court upheld the second-degree sexual assault charge. The parties then negotiated a plea bargain.

Under the terms of this plea bargain, the State agreed to dismiss the sexual assault charge and replace it with a charge of third-degree assault (i.e, not a sexual assault). The parties agreed to open sentencing on this reduced charge, and the parties further agreed that the superior court's sentencing decision could be based on the contents of the pre-sentence report and the police reports in the case, without the need for either side to produce live testimony. As Dayton's attorney told the court,

Defense Attorney: And ... part of the agreement is [that] we won't contest any information in the pre-sentence report that would require that the victim be present to testify.... None of the core information will [be] contested] from the police reports.

Following this announcement from the defense attorney, Superior Court Judge Randy M. Olsen addressed Dayton personally, asking him if he understood what he was giving up:

The Court: not going to have a trial, and you're not going to have witnesses come in. And Ms. Holland, [your attorney,] is very experienced, [and she] would be able to cross-examine people and make people come in and testify ... even if they didn't want to.... And you're giving up all of those trial rights in return for getting this resolution [of your case]. And you say you want to go straight to ... the sentencing. Is that what you want to do?
Dayton: Yes.

However, the parties then expressed some doubt as to whether the new charge of third-degree assault was a true lesser included offense of the original sexual assault charges. They concluded that, in order to resolve any doubt, the district attorney's office should draw up an information charging Dayton with third-degree assault, and then Dayton should be asked to formally waive indictment on this charge. For this reason, another court proceeding was scheduled for the following day.

*1076 The next afternoon, Dayton waived indictment and pleaded no contest to the information charging him with third-degree assault. At that time, Dayton's attorney again affirmed that "there's not going to be any denials of the information that's ... in the police report." The defense attorney explained that there were "two different versions [of events]" presented in the reports-the victim's version, and Dayton's version. But the attorney told the court:

Defense Attorney: We agree that there's no need that the complaining witness would have to testify, either in person or telephonically, even [as] to ... information [that is] disputed about the incident.

Three weeks before Dayton's sentencing, the State filed its required pre-sentencing pleading under Alaska Criminal Rule 32.1. In this pleading, the State noted that Dayton was not subject to presumptive sentencing because he was a first felony offender and because his offense, third-degree assault, was a class C felony. This meant that Dayton's sentencing was governed by former AS 12.55.125(k)(2).

AS 12.55.125(k)(2) was repealed earlier this year when the legislature revised Alaska's presumptive sentencing laws. See SLA 2005, ch. 2, § 32 (effective March 23, 2005). However, at the time of Dayton's offense and at the time of his sentencing, this statute declared that, in the absence of one or more of the aggravating factors defined in AS 12.55.155(c), or extraordinary circumstances as defined in AS 12.55.165, a first felony offender convicted of a class C felony could not receive

a term of unsuspended imprisonment that exceeds the presumptive term for a second felony offender convicted of the same crime....

In Dayton's case, the relevant presumptive term was 2 years to serve. 1

The State announced that it would rely on two aggravating factors to seek a sentence above the normal 2-year limit. These two aggravating factors were AS 12.55.155(c)(5) (that the victim was particularly vulnerable because she was incapacitated due to intoxication), and AS 12.55.155(c)(10) (that Dayton's conduct was among the most serious within the definition of the offense because he had, in fact, sexually assaulted the victim).

The State further announced that, to prove these two aggravators, it would rely on the information found on pages 2 through 5 of the pre-sentence report. These pages of the pre-sentence report contain (1) the victim's version of events, (2) the statement of a witness who reported that the victim came to her house in tears and said that Dayton had raped her, and (8) Dayton's various responses to this accusation.

The following week, Dayton's attorney filed a response to the State's pleading. This response almost derailed the plea bargain. In her response, Dayton's attorney wrote:

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Dayton v. State, 120 P.3d 1073, 2005 Alas. App. LEXIS 99, 2005 WL 2249871 (Ala. Ct. App. 2005).

120 P.3d 1073 (Dayton v. State) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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