Day 050715 v. Ryan

• Court: District Court, D. Arizona
• Decided: June 19, 2020
• Docket: 2:19-cv-01091
• Status: Unknown

Opinion

1 WO SKC 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9 Terry Dean Day, No. CV 19-01091-PHX-JAT (JFM) 10 Plaintiff, 11 v. ORDER 12 Charles L. Ryan, et al., 13 Defendants.

14 15 Plaintiff Terry Dean Day, who is currently confined in the Arizona State Prison 16 Complex (ASPC)-Lewis in Buckeye, Arizona, brought this civil rights action pursuant to 17 42 U.S.C. § 1983. Defendants have filed a Motion to Dismiss pursuant to Federal Rule of 18 Civil Procedure 12(b)(6). (Doc. 24.) Plaintiff was informed of his rights and obligations 19 to respond (Doc. 43), and he opposes the Motion. (Doc. 44.) 20 The Court will deny the Motion to Dismiss. 21 I. Background 22 On screening of Plaintiff’s single-count Complaint pursuant to 28 U.S.C. 23 § 1915A(a), the Court determined that Plaintiff stated an Eighth Amendment conditions- 24 of-confinement claim against Defendants former Arizona Department of Corrections 25 (ADC) Director Charles L. Ryan, ASPC-Lewis Deputy Warden Roan, ASPC-Lewis Lt. 26 Arnott, and ADC Correctional Officer (CO) Jhiremy Rabadan and directed these 27 Defendants to answer the claim. (Doc. 11.) 28 . . . . 1 II. Federal Rule of Civil Procedure 12(b)(6) 2 Dismissal of a complaint, or any claim within it, for failure to state a claim under 3 Federal Rule of Civil Procedure 12(b)(6) may be based on either a “‘lack of a cognizable 4 legal theory’ or ‘the absence of sufficient facts alleged under a cognizable legal theory.’” 5 Johnson v. Riverside Healthcare Sys., LP, 534 F.3d 1116, 1121–22 (9th Cir. 2008) (quoting 6 Balistreri v. Pacifica Police Dep’t, 901 F.2d 696, 699 (9th Cir. 1990)). In determining 7 whether a complaint states a claim under this standard, the allegations in the complaint are 8 taken as true and the pleadings are construed in the light most favorable to the nonmovant. 9 Outdoor Media Group, Inc. v. City of Beaumont, 506 F.3d 895, 900 (9th Cir. 2007). A 10 pleading must contain “a short and plain statement of the claim showing that the pleader is 11 entitled to relief.” Fed. R. Civ. P. 8(a)(2). But “[s]pecific facts are not necessary; the 12 statement need only give the defendant fair notice of what . . . the claim is and the grounds 13 upon which it rests.” Erickson v. Pardus, 551 U.S. 89, 93 (2007) (internal quotation 14 omitted). To survive a motion to dismiss, a complaint must state a claim that is “plausible 15 on its face.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009); see Bell Atlantic Corp. v. 16 Twombly, 550 U.S. 544, 570 (2007). “A claim has facial plausibility when the plaintiff 17 pleads factual content that allows the court to draw the reasonable inference that the 18 defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at 678. Where the plaintiff 19 is a pro se prisoner, the court must “construe the pleadings liberally and [] afford the 20 petitioner the benefit of any doubt.” Hebbe v. Pliler, 627 F.3d 338, 342 (9th Cir. 2010). 21 As a general rule, when deciding a Rule 12(b)(6) motion, the court looks only to the 22 face of the complaint and documents attached thereto. Van Buskirk v. Cable News 23 Network, Inc., 284 F.3d 977, 980 (9th Cir. 2002); Hal Roach Studios, Inc. v. Richard Feiner 24 & Co., Inc., 896 F.2d 1542, 1555 n.19 (9th Cir. 1990). If a court considers evidence outside 25 the pleading, it must convert the Rule 12(b)(6) motion into a Rule 56 motion for summary 26 judgment. United States v. Ritchie, 342 F.3d 903, 907–08 (9th Cir. 2003). A court may, 27 however, consider documents incorporated by reference in the complaint or matters of 28 judicial notice without converting the motion to dismiss into a motion for summary 1 judgment. Id. 2 III. Discussion 3 In their Motion to Dismiss, Defendants1 argue that Plaintiff’s conditions-of- 4 confinement claims against them should be dismissed as barred by the statute of limitations 5 and because, per the Settlement Agreement in a prior action before this Court, Day v. Ryan, 6 CV 17-00774-PHX-JAT (JFM), Plaintiff already released this claim. 7 A. Statute of Limitations 8 When the statute of limitations forms the basis of a motion to dismiss for failure to 9 state a claim, the motion can be granted if the running of the statute is apparent on the face 10 of the complaint, and “the assertions of the complaint, read with the required liberality, 11 would not permit the plaintiff to prove that the statute was tolled.” Jablon v. Dean Witter 12 & Co., 614 F.2d 677, 682 (9th Cir. 1980); see also TwoRivers v. Lewis, 174 F.3d 987, 991 13 (9th Cir. 1999). Although courts will not normally look beyond the pleadings in resolving 14 a Rule 12(b)(6) motion, Lee v. City of Los Angeles, 250 F.3d 668, 688 (9th Cir.2001), a 15 “court may consider material that the plaintiff properly submitted as part of the complaint 16 or, even if not physically attached to the complaint, material that is not contended to be 17 inauthentic and that is necessarily relied upon by the plaintiff’s complaint.” Id. The court 18 may also consider matters of public record, including pleadings, orders, and other papers 19 filed with the court. Mack v. S. Bay Beer Distributors, 798 F.2d 1279, 1282 (9th Cir.1986) 20 (abrogated on other grounds by Astoria Fed.l Savings and Loan Ass’n v. Solimino, 501 21 U.S. 104 (1991)). 22 42 U.S.C. § 1983 does not include its own statute of limitations. TwoRivers v. 23 Lewis, 174 F.3d 987, 991 (1999). Therefore, federal courts apply the statute of limitations 24 governing personal injury claims in the forum state, “along with the forum state’s law 25 regarding tolling, including equitable tolling, except to the extent any of these laws is 26 inconsistent with federal law.” Butler v. Nat’l Cmty. Renaissance of Cal., 766 F.3d 1191, 27

28 1 Defendants Ryan and Rabadan filed the Motion to Dismiss (Doc. 24), and Defendants Roan and Arnott subsequently joined the Motion. (See Docs. 39, 42.) 1 1198 (9th Cir. 2014) (citation omitted). In Arizona, the limitations period for personal 2 injury claims is two years. TwoRivers, 174 F.3d at 991; see also Ariz. Rev. Stat. § 12-542. 3 “If the defendant establishes a prima facie case that the statute was applicable, the burden 4 of going forward shifts to the plaintiff to show its claims fall within a recognized exception 5 to the statute.” Kiley v. Jennings, Strouss & Salmon, 927 P.2d 796, 799 (Ariz. Ct. App. 6 1996). 7 Although the statute of limitations applicable to § 1983 claims is borrowed from 8 state law, federal law continues to govern when a § 1983 claim accrues. Wallace v. Kato, 9 549 U.S. 384, 388 (2007); TwoRivers, 174 F.3d at 991. Under federal law, a claim accrues 10 “when the plaintiff knows or has reason to know of the injury which is the basis of the 11 action.” TwoRivers, 174 F.3d at 991; Kimes v. Stone, 84 F.3d 1121, 1128 (9th Cir. 1996). 12 Additionally, the statute of limitations is tolled while a prisoner plaintiff pursues the 13 mandatory exhaustion process. Soto v. Sweetman, 882 F.3d 865, 871 (9th Cir. 2018). 14 Defendants argue that, based on the allegations in the Complaint, Plaintiff began to 15 complain about the lack of clean clothing and bedding underlying his claim by filing 16 Inmate Letters about this issue on August 30, 2016. (Doc. 24 at 4; see Doc. 1 at 4−5.) 17 From this, they argue that Plaintiff had knowledge of his injury, whereby his claim began 18 to accrue, at the very least, by August 30, 2016. (Doc. 24 at 4.) They further argue that 19 Plaintiff was therefore required to file his Complaint by August 30, 2018, and because he 20 did not do so until February 19, 2019, more than five months later, his claim is barred under 21 Ariz. Rev. Stat. § 12-542 and should be dismissed with prejudice. (Id. at 4−5.) 22 Defendants have made a prima facie showing that the applicable two-year statute of 23 limitations bars Plaintiff’s claim; they fail, however, to discuss or point to any allegations 24 in the Complaint to show when Plaintiff pursued his available administrative remedies via 25 the prison grievance process, during which time the statute was tolled. Based on the 26 allegations in the Complaint, Plaintiff began to file Inmate Letters regarding his lack of 27 laundry services on or about August 30, 2016, and he received a response to his final 28 grievance appeal from Defendant Ryan in “early February” 2017. (Doc. 1 at 5.) The 1 Docket reflects that Plaintiff filed this action on February 15, 2019. (Doc. 1.) Read with 2 the required liberality, and drawing all reasonable inferences in Plaintiff’s favor, the 3 allegations in the complaint permit finding that the statute was tolled from at least August 4 30, 2016 until February 15, 2017. Jablon, 614 F.2d at 682. It is therefore not clear from 5 the face of the Complaint that Plaintiff’s claim, filed on February 15, 2019, was untimely. 6 Plaintiff also argues in his Response that his claim is not time-barred because, even 7 after he filed his final Grievance Appeal, he continued to suffer from the same violations 8 and health risks he made known to Defendants up to the time he was finally provided 9 laundry service on or about July 1, 2017. (Doc. 36 at 3.) He thereby maintains that, at the 10 very least, he has a timely claim for the violations that occurred between February 15, 2017 11 and July 1, 2017. Defendants Ryan and Rabadan argue in their Reply that no such claims 12 can lie against them because Plaintiff fails to allege any facts about their involvement in 13 his laundry deprivations after February 15, 2017. (Doc. 38 at 2.) Defendant Arnott 14 likewise argues that Plaintiff makes no allegations that involve him after February 15, 15 2017. (Doc. 42 at 2.) Defendants further argue that, to the extent Plaintiff relies on the 16 “continuing violation” theory to make his claim timely, this theory does not apply where a 17 plaintiff merely suffers the continuing effects of wrongful conduct but there are “no 18 continuing acts.” (Doc. 38 at 2−3; Doc. 42 at 1−2; Doc. 45 at 1−2.) See Reiss v. Ariz. 19 Dep’t of Safety, No. CV-18-00029-PHX-JJT, 2018 WL 6067258, at *7 (D. Ariz. November 20 18, 2018.) (citing Knox, 260 F.3d at 1013); see also Ward v. Caulk, 650 F.2d 1144, 1147 21 (9th Cir. 1987) (“A continuing violation is occasioned by continual unlawful acts, not by 22 continual ill effects from an original violation.”) (citation omitted). 23 Defendants’ arguments regarding their lack of involvement in Plaintiff’s laundry 24 deprivation after Plaintiff completed the administrative grievance process in February 2017 25 and the inapplicability of the continuing violation doctrine to Plaintiff’s claims after that 26 time are misplaced. Even if, as Defendants argue, Plaintiff was merely suffering the ill 27 effects of their alleged failures to remedy his issue, and Defendants were not involved in 28 any continued unlawful acts after February 2017, Defendants fail to account for any alleged 1 actions that occurred from August 30, 2016 to February 2017, during which it is possible 2 to conclude that the statute of limitations on Plaintiff’s claim was tolled. Defendants 3 simply do not argue or point to any allegations on the face of the Complaint showing they 4 were not involved in Plaintiff’s alleged deprivations during that time. 5 Moreover, Plaintiff makes several allegations that Defendants knew of and failed to 6 respond to his reported laundry deprivation during that timeframe. Plaintiff alleges, for 7 instance, that he made continuous complaints about this issue to Defendant Rabadan, both 8 before and after he started the administrative grievance process; on August 31, 2016, he 9 wrote Inmate Letters “to Defendants Ryan, Roan, and several others” and received no 10 response; on October 24, 2016, he filed an Inmate Grievance, which was forwarded to 11 Defendant Roan, and, in response, Defendant Roan relied in part on Defendant Arnott’s 12 misrepresentations that Plaintiff was receiving laundry service, for which Defendant Arnott 13 later apologized, admitting he had been wrong, but still failed to follow up; and, in early 14 February 2017, Defendant Ryan agreed that Plaintiff had been denied laundry service but 15 falsely claimed the issue had been remedied, causing Plaintiff to continue to go without 16 any laundry service until July 1, 2017. (Doc. 1 at 4−5.) 17 Because these alleged violations occurred, at least in part, while Plaintiff was 18 pursuing the mandatory administrative grievance, during which time the Statute of 19 Limitations was necessarily tolled, and the allegations in the Complaint permit a finding 20 that Plaintiff then filed this action before the two-year limitations period elapsed, the Court 21 cannot conclude that Plaintiff’s claim is barred by the Statute of Limitations and will deny 22 Defendants’ Motion to Dismiss on statute of limitations grounds. 23 B. Prior Settlement/Release of Claim 24 The interpretation and enforcement of a settlement agreement is generally governed 25 by principles of state contract law. See Botefur v. City of Eagle Point, 7 F.3d 152, 156 (9th 26 Cir.1993); Hisel v. Upchurch, 797 F. Supp. 1509, 1517 (D. Ariz. 1992). But “conditions 27 affecting the validity of a release of significant federal rights are eminently a matter of 28 federal law.” Jones v. Taber, 648 F.2d 1201, 1203 (9th Cir. 1981). Hisel, 797 F. Supp. at 1 1517. Thus, federal common law controls the effect and interpretation of a release of a 2 § 1983 claim, and it is unnecessary to examine state law. Id. at 1517-18 (citing Town of 3 Newton v. Rumery, 480 U.S. 386, 392 (1987)); see Jones, 648 F.2d at 1203 (in analyzing 4 whether a release of federal rights is valid, it is unnecessary to examine state authorities). 5 In applying federal law, courts are free to draw upon all relevant sources of common law, 6 including “general principles of contract.” Hisel, 797 F. Supp. at 1518. 7 A release of claims for violations of civil and constitutional rights must be 8 voluntary, deliberate, and informed. Jones, 648 F.2d at 1203. “There are both subjective 9 and objective aspects to each of these elements.” Id. Whether a release is voluntary, 10 deliberate, and informed is determined on a case-by-case basis considering the totality of 11 the circumstances surrounding the execution of the release. See Stroman v. West Coast 12 Grocery Co., 884 F.2d 458, 462 (9th Cir. 1989). In this analysis, a court considers four 13 factors: (1) “the clarity and lack of ambiguity of the agreement”; (2) “the plaintiff’s 14 education and business experience”; (3) “the presence of a non-coercive atmosphere for 15 the execution of the release”; and (4) “whether the [plaintiff] had the benefit of legal 16 counsel.” Id. (citations omitted). Further, under federal law, a valid release must be 17 supported by consideration. Salmeron v. United States, 724 F.2d 1357, 1362 (9th Cir. 18 1983). 19 The party seeking to rely on a release in a § 1983 action has the burden of proving 20 its validity. See Jones, 648 F.2d at 1203-04. Public policy favors upholding voluntary 21 agreements. Bianchi v. Perry, 140 F.3d 1294, 1297 (9th Cir. 1998) (“There is a compelling 22 public interest and policy in upholding and enforcing settlement agreements voluntarily 23 entered into.”) (internal citation omitted). “When fairly arrived at and properly entered 24 into, settlement agreements and releases are generally viewed as binding, final, and as 25 conclusive of the rights of the parties as is a judgment entered by a court.” Hisel, 797 F. 26 Supp. at 1518. 27 In support of their argument that Plaintiff already released his claims, Defendants 28 rely, in part, on the Complaint, filings, and Court Orders in Plaintiff’s prior civil rights 1 action, Day v. Ryan, CV 17-00774 (“the Prior Action”), of which the Court may take 2 judicial notice. Reyn’s Pasta Bella, LLC v. Visa USA, Inc., 442 F.3d 741, 746 n. 6 (9th Cir. 3 2006) (a court “may take judicial notice of court filings and other matters of public 4 record.”). Defendants also rely on a partially redacted copy, filed under seal, of the 5 Settlement Agreement in the Prior Action. (Doc. 30.) The Settlement Agreement is neither 6 a Court filing nor a matter of public record of which the Court may take judicial notice 7 without converting Defendants’ Motion to Dismiss into a motion for summary judgment. 8 Plaintiff has also filed under seal a copy of the same Settlement Agreement, this one 9 in unredacted form. (Doc. 37.) In both versions, the Settlement Agreement contains the 10 “Release and Discharge” of claims, which Defendants argue extends to Plaintiff’s claim in 11 this action, and there is no material dispute as to the content of the release. The Court will 12 nonetheless decline to convert Defendants’ Motion to Dismiss into one for summary 13 judgment because Defendants’ proffered evidence fails to make an initial showing that they 14 are entitled to summary judgment as a matter of law. Even if the Court could determine 15 from the Settlement Agreement, for instance, that the release therein applies to Plaintiff’s 16 claim against Defendants in this action, Defendants fail to discuss all the factors relevant 17 to whether that release was “voluntary, deliberate, and informed.” Stroman, 884 F.2d at 18 462. Additionally, Plaintiff makes assertions in his Response that create a question of fact 19 as to this assessment, including that he was explicitly told by defense counsel during 20 settlement talks in the Prior Action that his claims in this action—which he had already 21 filed at that time—would not be waived. (Doc. 36 at 3, 4.)2 Because the relevant issues 22 cannot be resolved without reference to additional facts and evidence, and Defendants have 23 not addressed the appropriate legal standard or put forth sufficient evidence to make their 24 required showing for purposes of summary judgment, the Court will deny Defendants’ 25 Motion to Dismiss and not convert it to one for summary judgment. 26 . . . .

27 2 Plaintiff filed this action on February 15, 2019, service was executed on Defendant 28 Ryan on October 26, 2019 (Doc. 14), and the Settlement in the Prior Action was executed five days later, on October 31, 2019. (Doc. 37 at 5.) 1| ITIS ORDERED: 2 (1) The reference to the Magistrate Judge is withdrawn as to Defendants’ Motion to Dismiss (Doc. 24), and the Motion is denied. 4 (2) The remaining claim in this action is Plaintiff's Eighth Amendment conditions-of-confinement claim against Defendants Ryan, Roan, Arnott, and Rabadan. 6 Dated this 19th day of June, 2020. 7 8 '

James A, CO 10 Senior United States District Judge 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28