Dawn M. Shaw v. Frank Bisignano, Commissioner of Social Security

District Court, E.D. California·Decided May 28, 2026·No. 1:23-cv-00600·Unknown

Opinion

1 2 3 4 5 6 UNITED STATES DISTRICT COURT 7 EASTERN DISTRICT OF CALIFORNIA 8 DAWN M. SHAW, 9 Case No. 1:23-cv-00600-SKO Plaintiff, 10 v. ORDER ON PLAINTIFF’S SOCIAL 11 SECURITY COMPLAINT FRANK BISIGNANO, 12 Commissioner of Social Security,1 13 Defendant. (Doc. 1) 14 _____________________________________/ 15 16 I. INTRODUCTION 17 18 Plaintiff Dawn M. Shaw (“Plaintiff”) seeks judicial review of a final decision of the 19 Commissioner of Social Security (the “Commissioner” or “Defendant”) denying her application for 20 disability insurance benefits (“DIB”) under the Social Security Act (the “Act”). (Doc. 1.) The matter 21 is currently before the Court on the parties’ briefs, which were submitted, without oral argument, to 22 the Honorable Sheila K. Oberto, United States Magistrate Judge.2 23 II. FACTUAL BACKGROUND 24 On January 7, 2021, Plaintiff protectively filed a claim for DIB payments, alleging she 25

26 1 On May 6, 2025, Frank Bisignano was appointed the Commissioner of the Social Security Administration. See https://www.ssa.gov/news/press/releases/2025/#2025-05-07. He is therefore substituted as the defendant in this action. 27 See 42 U.S.C. § 405(g) (referring to the “Commissioner’s Answer”); 20 C.F.R. § 422.210(d) (“the person holding the Office of the Commissioner shall, in his official capacity, be the proper defendant”). 28 2 The parties consented to the jurisdiction of a U.S. Magistrate Judge. (See Doc. 8.) On April 13, 2026, this case was 1 became disabled on October 29, 2020, due to chronic complex cervicalgia; osteoarthritis; migraines; 2 weakness and numbness in hands; and constant pain in neck and shoulder areas. (Administrative 3 Record (“AR”) 16, 278, 293, 412.) 4 Plaintiff was born in 1970 and was 50 years old on the alleged disability onset date. (AR 5 277, 292.) She has at least a high school education and previously worked as a medical biller. (AR 6 25, 413.) 7 A. Relevant Evidence of Record3 8 In February 2020, Plaintiff complained that she had experienced neck pain for two months 9 that radiated down her bilateral upper extremities with tingling and numbness. (AR 704.) She also 10 reported a flare up of lower back pain radiating down her bilateral anterior thighs. (AR 704.) A 11 history of sciatica was noted. (AR 704.) On examination, Plaintiff had mild right trapezius 12 tenderness and right shoulder joint tenderness, with full range of motion. (AR 707.) She also had 13 lumbar spine tenderness with palpation and a positive straight leg raising test. (AR 707.) Plaintiff 14 was assessed with acute pain of the right shoulder, neck pain, and acute bilateral low back pain with 15 bilateral sciatica. (AR 707.) A lumbar spine x-ray performed that same month showed “significant 16 degenerative disc disease of the lumbar spine” with a “degenerative grade 1 anterolisthesis of L4 on 17 L5” and a “[stable] degenerative retrolisthesis of L3 on L4.” (AR 730) 18 Plaintiff reported to her physical therapist later in February 2020 that she was experiencing 19 neck and right shoulder pain for the past four months, migraines for the past five to six years, and 20 difficulty gripping. (AR 851.) She denied dropping any items. (AR 851.) Plaintiff also reported 21 low back pain but indicated it is “doing okay right now” and that she wished to “focus on her neck 22 and shoulder.” (AR 851.) 23 In March 2021, Plaintiff presented for a neurosurgery consultation complaining of neck and 24 arm pain. (AR 709.) She reported a loss of fine motor skills, hand strength, and balance difficulties. 25 (AR 709.) It was noted that Plaintiff underwent cervical epidural injections and attempted physical 26 therapy, but her symptoms returned. (AR 709.) Her physical examination results were normal, with 27

28 3 Because the parties are familiar with the medical evidence, it is summarized here only to the extent relevant to the 1 normal strength and sensation. (AR 711.) An MRI of Plaintiff’s cervical spine performed that same 2 month showed an “[i]nterval C7-T1 small 2 mm right paramedian focal disc protrusion effacing the 3 anterior thecal sac without cord compromise, an “[u]ncovertebral arthrosis . . . contributing to mild 4 left foraminal stenosis at C4-C5 and mild right foramina stenosis at C7-T1,” with “[n]o significant 5 central canal stenosis” and “[m]ild reversal of the usual cervical lordosis.” (AR 735–36.) 6 Plaintiff presented for a follow up appointment with neurosurgery in May 2021. (AR 742– 7 44.) She reported no changes since her last appointment and continued arm pain. (AR 742.) Her 8 physical examination results were normal as before. (AR 743–44.) No neurosurgical intervention 9 was indicated, and Plaintiff was directed to continue injections for pain management and to “[f]ollow 10 up if conservative treatment fails.” (AR 744.) 11 In July 2021, Plaintiff attended a follow up appointment with pain management after 12 receiving a cervical epidural injection for neck pain. (AR 798–802.) It was noted that she had 13 undergone three injections, and the last two “did not work.” (AR 799.) Plaintiff reported that she 14 drops objects and is unable to unscrew bottles. (AR 799.) On examination, Plaintiff demonstrated 15 limited range of motion due moderate pain in her cervical spine, with tenderness upon palpation. 16 (AR 801.) She had “4/4” muscle strength in upper and lower extremities, and normal sensation and 17 reflexes. (AR 801.) Her balance and gait were normal. (AR 801.) She was referred back to a 18 neurosurgeon. (AR 801.) 19 Plaintiff underwent an EMG neurology study in August 2021, which showed “generalized 20 predominantly axonal sensory motor neuropathy affecting both upper in the right lower extremities” 21 and “electrodiagnostic evidence of mild chronic left-sided C6 root level involvement.” (AR 787– 22 90.) That next month, Plaintiff presented to a neurologist complaining of numbness in both arms 23 and neck pain. (AR 769–74.) A history of peripheral neuropathy and cervical spondylosis was 24 noted. (AR 769.) It was also noted that she had been seen by a neurosurgeon and that no surgery 25 had been recommended. (AR 769.) Plaintiff denied new focal weakness, numbness, paresthesias, 26 double vision, trouble swallowing, trouble speaking, imbalance, and vertigo. (AR 772.) Her 27 physical examination was normal, with normal motor, sensation, coordination, and “narrow based” 28 gait. (AR 773.) She was prescribed Gabapentin. (AR 773.) 1 In November 2021, Plaintiff complained of a muscle spasm in her back. (AR 855.) She was 2 prescribed medications. (AR 858.) That same month, she presented for a follow up appointment 3 with a neurologist complaining of “worsening peripheral neuropathy.” (AR 859.) Her physical 4 examination was normal, as before. (AR 862–63.) She was assessed with lumbar radiculopathy and 5 an MRI was ordered. (AR 863–64.) 6 B. Administrative Proceedings 7 The Commissioner denied Plaintiff’s application for benefits initially on April 20, 2021, and 8 again on reconsideration on July 30, 2021. (AR 16, 308–11, 313–14.) Consequently, Plaintiff 9 requested a hearing before an Administrative Law Judge (“ALJ”). (AR 324–54.) At the hearing on 10 January 4, 2022, Plaintiff appeared by telephone with counsel and testified before an ALJ as to her 11 alleged disabling conditions. (AR 33–50.) A Vocational Expert (“VE”) also testified at the hearing. 12 (AR 50–54.) 13 1. Plaintiff’s Testimony 14 At the hearing, Plaintiff testified that she is unable to work due to lower back issues, which 15 cause problems with sitting and standing for long periods.

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Dawn M. Shaw v. Frank Bisignano, Commissioner of Social Security, (E.D. Cal. 2026).

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