Davis v. Perales

151 A.D.2d 749, 542 N.Y.S.2d 772, 1989 N.Y. App. Div. LEXIS 16769
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 26, 1989
StatusPublished
Cited by4 cases

This text of 151 A.D.2d 749 (Davis v. Perales) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Davis v. Perales, 151 A.D.2d 749, 542 N.Y.S.2d 772, 1989 N.Y. App. Div. LEXIS 16769 (N.Y. Ct. App. 1989).

Opinion

In a proceeding pursuant to CPLR article 78, inter alia, to compel the Commissioner of the New York City Department of Social Services to provide preinvestigation grants to applicants for public assistance, the appeal is from an order and judgment (one paper) of the Supreme Court, Kings County (Levine, J.), dated November 6, 1987, which, inter alia, (1) granted the application of the petitioner and the petitioner-intervenor for permission to maintain this proceeding pursuant to CPLR article 9, (2) directed the Commissioner of the New York State Department of Social Services to amend Administrative Directive 86 ADM-7, issued by the New York State Department of Social Services, by (a) adding a provision thereto that applicants for public assistance be given a written form advising them of the availability of preinvestigative assistance for emergency or immediate needs, (b) adding a provision thereto that the applicant sign the form, (c) adding a provision thereto that assistance is to be provided from the date of the application, and (d) deleting the provisions thereof requiring recourse to private sources of assistance, (3) directed the appellants to provide preinvestigation grants to petitioner Davis and the petitioner-intervenor Jarrell, and (4) awarded attorneys’ fees.

Ordered that the order and judgment is modified, on the law and as a matter of discretion, (1) by deleting therefrom the provision which granted the application for class action certifi[750]*750cation and substituting therefor a provision denying that application, (2) deleting the provisions thereof which directed the State Commissioner to amend Administrative Directive 86 ADM-7 and substituting therefor a provision dismissing that branch of the amended petition which was for that relief, and (3) deleting the provision thereof which awarded attorneys’ fees, as so modified, the order and judgment is affirmed, without costs or disbursements.

This proceeding was instituted in April 1985 to compel the appellants to provide preinvestigative grants of assistance to applicants as mandated by the New York State Constitution and Social Services Law § 133.

NY Constitution article XVII provides:

"§ 1. [Aid, care and support of needy persons]
"The aid, care and support of the needy are public concerns and shall be provided by the state and by such of its subdivisions, and in such manner and by such means, as the legislature may from time to time determine” (emphasis supplied).

Social Services Law § 133 provides: "If it shall appear that a person is in immediate need, temporary assistance or care shall be granted pending completion of an investigation” (emphasis supplied).

The petitioner and the petitioner-intervenor also sought to compel the appellants to provide notification to applicants for public assistance of the availability of preinvestigation assistance. With regard to notification, they relied upon 18 NYCRR 351.1 (b), which provides:

"(b) Responsibility for furnishing information. The social services official shall:
"(1) provide applicants and recipients, and others who may inquire, with clear and detailed information concerning programs of public assistance, eligibility requirements therefor, methods of investigation and benefits available under such programs” (emphasis supplied).

The crux of the proceeding was the failure of the appellants to promulgate a policy and procedure to effectuate these constitutional and legislative mandates and the resulting deprivation of preinvestigation assistance from deserving individuals. However, on March 3, 1986, while this proceeding was pending, the New York State Department of Social Services issued Administrative Directive 86 ADM-7, a comprehensive compilation of policies and procedures regarding preinvestigative assistance. The directive, which is mandatory and binding on all local social services agencies, requires a same-day [751]*751interview of any applicant who indicates the existence of an emergency situation. The directive further states: "Local social services districts are reminded that they have an affirmative responsibility to ascertain whether an emergency situation exists, even in situations where the client has difficulty articulating his/her problem”.

In apparent response to the issuance of this directive, the petitioner and the petitioner-intervenor served an amended petition dated July 31, 1986, in which they sought: (1) to certify a class pursuant to CPLR 902, (2) to compel the New York City Department of Social Services to provide notice to all applicants for public assistance of the availability of preinvestigation benefits and to grant such benefits to applicants in immediate need, (3) to compel the New York State Department of Social Services to amend Administrative Directive 86 ADM-7 to provide that local social services agencies must give notice of the availability of preinvestigation assistance and must grant such assistance, (4) to compel the appellants to locate all members of the petitioners’ "class”, i.e., persons who had been denied preinvestigation assistance since April 1, 1981, and to issue retroactive benefits, and (5) attorneys’ fees. The amended petition also sought retroactive preinvestigation grants for the named petitioner and the named petitionerintervenor, Davis and Jarrell. It should be noted that although the amended petition contained constitutional and statutory grounds for the relief sought, it is clear from the amended petition and the affidavit and memorandum of law submitted in support of the amended petition that the application for class action certification and relief pursuant to CPLR article 78 was grounded primarily on the alleged failure of the appellants to comply with Administrative Directive 86 ADM-7 and the alleged deficiencies of that directive with respect to the question of notice of the availability of preinvestigation benefits and the scope of needs covered.

We first address the issue of class action certification. The Supreme Court granted the request for certification but denied the request for notification of class members, since the relief sought was "primarily for injunctive or declaratory relief’ (CPLR 904 [a]). Under the circumstances presented here, it was an improvident exercise of discretion to grant class action certification. In Gonzalez v Blum (96 AD2d 1091, 1092), this court, presented with a virtually identical claim, held: "Where governmental operations are involved, class actions are generally not superior to other available methods of adjudication (CPLR 901, subd a, par 5). It is generally supposed that [752]*752similarly situated persons will be adequately protected by the stare decisis effect of the decision if plaintiff is successful (Matter of Martin v Lavine, 39 NY2d 72, 75; Matter of Jones v Berman, 37 NY2d 42, 57; Suffolk Housing Servs. v Town of Brookhaven, 69 AD2d 242, mot to dismiss app granted 49 NY2d 799).” (See also, Williams v Blum, 93 AD2d 755; Matter of Jackson v Blum, 79 AD2d 1076; Matter of Leone v Blum, 73 AD2d 252, 274, affd 53 NY2d 105.)

Class action status is particularly inappropriate in this case because to the extent that the relief sought and granted related to the adequacy of Administrative Directive 86 ADM-7, the petitioner and the petitioner-intervenor were not mem: bers of the class they purported to represent.

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Cite This Page — Counsel Stack

Bluebook (online)
151 A.D.2d 749, 542 N.Y.S.2d 772, 1989 N.Y. App. Div. LEXIS 16769, Counsel Stack Legal Research, https://law.counselstack.com/opinion/davis-v-perales-nyappdiv-1989.