Davis v. Neilson

871 S.W.2d 35, 1993 Mo. App. LEXIS 2031, 1993 WL 532364
CourtMissouri Court of Appeals
DecidedDecember 28, 1993
DocketNo. WD 47428
StatusPublished
Cited by4 cases

This text of 871 S.W.2d 35 (Davis v. Neilson) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Davis v. Neilson, 871 S.W.2d 35, 1993 Mo. App. LEXIS 2031, 1993 WL 532364 (Mo. Ct. App. 1993).

Opinion

SPINDEN, Presiding Judge.

At issue in this case is whether six adults adopted by Robert Davis Neilson as his children — his secretary and her son, his nephew, and three friends — should be included with Neilson’s two natural children in a class of beneficiaries who receive a trust estate. The trust provided that Neilson was to benefit from the estate until he reached age 40 when the residuary was to be distributed to Neil-son’s issue. The trustee has refused to distribute the residuary to Neilson’s adopted children on the theory that the adoptions were shams. The trial court issued a summary judgment ordering that the trust funds be distributed both to Neilson’s adopted children and his two natural children. We reverse and remand with instructions.

On October 3,1968, Marie J. Giffey executed a will directing that her estate, after specified bequests, be placed in a trust in two portions: One-third of the estate was to benefit the children of her son, Hunter P. Davis, and two-thirds were to benefit Neilson. Gif-fey directed that Neilson receive from the trust until it was terminated — either when Hunter Davis died or when Neilson attained age 40, on August 5, 1992, depending on which occurred last. The will mandated that upon termination of that portion of the trust, its remaining principal and accumulated income was to be distributed “absolutely and free and clear of all trusts to the issue, per stirpes, of my ... grandson, ROBERT DAVIS NEILSONU” The will defined “issue” as including “an adopted child or children.”

When she executed the will, Giffey resided in Mission Hills, Kansas. She still lived there when she died on December 27, 1977. Missouri attorneys prepared the will in Missouri. Giffey signed the will in Missouri, and it was witnessed in this state. In the will, Giffey said, “I request and direct so far as possible that my estate be administered in the State of Missouri, and, further, that so [37]*37far as possible the trusts established under this will be administered in the State of Missouri.” Most of the trusts assets were in Missouri.

In 1992, Neilson had two natural children, Jennifer and Brian, who were minors living with Neilson’s former wife in Kansas. Neil-son was a lawyer living in Florida. Just before his fortieth birthday, in April and May 1992, he adopted six adults as his children. The record suggests1 that the adoptees were total strangers to the settlor; none lived with Neilson in any sort of family arrangement; and only his secretary, Nancy Joan Byrne, received any financial support from him. On April 14 he adopted his secretary’s son, Harry Alan Byrne (born on July 9, 1968) who was living in Oklahoma. On April 27 he adopted his secretary (born on February 7, 1943). The next day he adopted an acquaintance living in Florida, Carl Burton Myers, III (born on May 5, 1945). On May 4 he adopted his nephew living in California, Jessie Irwin Gillespie, III. On May 7 he adopted another acquaintance living in Florida, Peter Brydon Myers (born on April 28, 1949) and on May 13 he adopted Alan James Bahan (born on August 29,1946), an acquaintance and Florida resident. Nancy Byrne, Peter Myers, Carl Myers and Alan Bahan are older than Neilson. At least two of the adoptees were married. Each adoptee retained his or her surname.

After Neilson’s fortieth birthday, the trustee refused to distribute the trust estate, valued variously by the parties at between $1 million and $2.5 million, because of Neilson’s adoptions. The trustee filed a declaratory judgment action seeking the trial court’s determination of whether Neilson’s adopted children were heirs of Giffey’s estate. The natural children answered that they were the only heirs because the adoptions violated the settlor’s intent. The adopted children asserted that, because the trust was clear and unambiguous, they should be given a summary judgment declaring them to be heirs along with the natural children. Later the natural children requested permission to amend their pleading to allege fraud by Neil-son, and the parties disputed whether Missouri or Kansas law should govern. The trial court decided that the nature of the adoptions and the conflict of laws issue were irrelevant because Missouri and Kansas recognize adult adoptions as valid regardless of an adopter’s motive. The trial court refused to permit the amendment and concluded that because Giffey’s will unambiguously included Neilson’s adopted children, the court should grant the adopted children’s motion for summary judgment. The trial court erred.

We conclude that Missouri law governs in this case. Section 456.234, RSMo 1986, says, “The meaning of a disposition in an instrument creating ... a trust shall be determined by the local law of a particular state selected by the settlor in his instrument unless the application of that law is contrary to the public policy of this state otherwise applicable to the disposition.” See Spicer v. New York Life Insurance Company, 237 Mo.App. 725, 167 S.W.2d 457, 467 (1942).

Although Giffey was domiciled in Mission Hills, Kansas, she intended for Missouri law to govern distribution of her trust assets. Whenever Giffey expressed an intent as to which law should govern, she chose Missouri law. She directed that her will, and the trusts it established, be administered in Missouri. She commanded that the Missouri law govern distribution of the trust assets in the ease that “on final termination of the last of all of the trusts ... there shall be no issue of mine living[.]” Missouri has substantial connection with the trust and its assets. Most of the assets are in this state. Giffey signed the will here, and it was witnessed here.

Missouri is among more than 40 states which permit an adult adoption.2 Section 453.060.5, RSMo 1986, recognizes that a “person sought to be adopted” may be “eighteen years of age or older.” The Supreme Court of Missouri instructed long ago, “The [38]*38law has placed no limitation as to the age of the child to be adopted, and there is no reason why such a restriction should be placed on the choice of the adopting parent.” In re Moran’s Estate, 52 S.W. 377, 378 (Mo.1899) (involving adoption of 22-year-old). This law has not changed. First National Bank of Kansas City v. Sullivan, 394 S.W.2d 273 (Mo.1965); Goldberg v. Robertson, 615 S.W.2d 59 (Mo.1981).

Adult adoptions in estates and trusts cases have been rife with controversy.3 This controversy has led to three lines of cases among the jurisdictions in deciding the effect of an adult adoption on the construction of a testamentary instrument. The oldest line presumes all adult adoptees to be included in class gifts to children.4 A second line presumes all adult adoptees to be excluded from class gifts to children.5 A third line takes the middle ground by allowing exceptions to presumptive inclusion or exclusion depending on particular circumstances.6 We conclude that Missouri belongs in the third line.

Although Missouri adoption statutes recognize adult adoptions, statutes do not directly govern an adopted child’s right to inherit from a will. The testator’s intent governs.

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Cite This Page — Counsel Stack

Bluebook (online)
871 S.W.2d 35, 1993 Mo. App. LEXIS 2031, 1993 WL 532364, Counsel Stack Legal Research, https://law.counselstack.com/opinion/davis-v-neilson-moctapp-1993.