Davis v. Hunter

323 F. Supp. 976, 1970 U.S. Dist. LEXIS 9550
CourtDistrict Court, D. Connecticut
DecidedNovember 12, 1970
DocketCiv. No. B-52
StatusPublished

This text of 323 F. Supp. 976 (Davis v. Hunter) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Davis v. Hunter, 323 F. Supp. 976, 1970 U.S. Dist. LEXIS 9550 (D. Conn. 1970).

Opinion

QUESTION PRESENTED

TIMBERS, Chief Judge.

In this diversity action in which plaintiffs allege lack of capacity and undue influence in the execution of a will and in the creation of an inter vivos trust, and in which plaintiffs seek a declaratory judgment that the trust is invalid, defendants’ motion to dismiss the action for lack of subject matter jurisdiction and for failure to state a claim upon which relief can be granted, Rule 12(b)(1) and (6), Fed.R.Civ.P., presents the question, inter alia, of the standing of plaintiffs to sue.

For the reasons stated below, the Court holds that plaintiffs lack standing to sue and the action accordingly is dismissed.

FACTS

The facts essential to a determination of the instant motion are not in dispute.

F. K. Middleton Hunter (decedent) died January 18, 1968, domiciled in the Town of Fairfield, Connecticut. He left surviving a widow, Laura M. Hunter, one of the defendants herein; and two daughters, Elizabeth Hunter Davis and Katherine Hunter Miller, plaintiffs herein.

On July 29, 1957, decedent executed a will under which he left most of his estate to his wife, Laura M. Hunter, who also was appointed executor. He expressly made no gifts in his will to his daughters, plaintiffs herein, “because they have been provided for otherwise and not because I lack affection for them.”

On July 1, 1960, decedent created an inter vivos trust under which he was named life income beneficiary; his wife, Laura M. Hunter, was named beneficiary of the remainder; and George S. Goodspeed, Jr., one of the defendants herein, was named trustee.

Decedent’s will was filed with the Probate Court for the District of Fair-field on April 18, 1968; but it has not been offered for probate. An inventory, for tax purposes only, was filed with the Probate Court on March 18, 1969, showing the value of the inter vivos trust as of the date of decedent’s death to have been $399,774.47.

[978]*978Plaintiffs allege that decedent was suffering from a degenerative mental disease at the time he executed the will and at the time he created the trust; that he was declared incompetent in 1964; and that he lacked capacity and was subjected to undue influence when the will was executed and when the trust was created. They seek from this Court a declaratory judgment that the trust is null and void and an order requiring defendants to account for all income and distributions made pursuant to the trust since decedent’s death.

Plaintiff Elizabeth Hunter Davis is a California citizen. Plaintiff Katherine Hunter Miller is an Oregon citizen. Both defendants are Connecticut citizens.

OPINION

Basic to a federal court’s subject matter jurisdiction is the standing of plaintiffs to sue. Association of Data Processing Service Organizations, Inc. v. Camp, 397 U.S. 150 (1970); Barlow v. Collins, 397 U.S. 159 (1970); Flast v. Cohen, 392 U.S. 83 (1968).

The issue with respect to plaintiffs’ standing to sue in the instant case arises from their lack of any interest in or right to the trust property. Even if they were to succeed in having the trust declared invalid (which is the chief relief sought in the instant action), the trust property would then pass under the will to beneficiaries other than plaintiffs. Until such time as the will is declared invalid and plaintiffs’ interest, as heirs at law of decedent, in his intestate estate is established, plaintiffs have no beneficial interest in the estate and not even an indirect interest in claiming that the trust is invalid.

I

It is common ground that this federal court has no probate jurisdiction ; that all probate matters, including all proceedings relating to the validity of a will, are exclusively within the jurisdiction of the state probate courts; and that this federal court should scrupulously refrain from interfering, directly or indirectly, with state probate matters. Markham v. Allen, 326 U.S. 490, 494 (1946); In Re Broderick’s Will, 88 U.S. (21 Wall.) 503 (1874); Hook v. Payne, 81 U.S. (14 Wall.) 252 (1871); Strickland v. Peters, 120 F.2d 53, 55 (5 Cir. 1941); Wright, Federal Courts § 25, at 85-86 (2d ed. 1970).

Plaintiffs apparently recognize this Court’s lack of jurisdiction to adjudicate the validity of decedent’s will; for, although they allege in their complaint lack of capacity and undue influence in the execution of the will as well as in the creation of the trust, they seek a declaratory judgment only as to the invalidity of the trust. Their purpose presumably is to plead in the probate court as res adjudicata the judgment they seek from this Court with respect to the invalidity of the trust. Even if plaintiffs had standing in this Court to attack the trust (which they do not have), this Court in the exercise of its equity jurisdiction would decline plaintiffs’ invitation to do justice “by halves”, since concededly the Court lacks jurisdiction to determine the validity of the will. Jackson v. United States National Bank, 153 F.Supp. 104, 118 (D.Oregon 1957). The fact that a testamentary trust was involved in Jackson does not dilute the force of Judge Mathes’ reasoning as applicable to the instant case.

II

Plaintiffs argue that “[bjecause Connecticut probate courts do not have jurisdiction over inter vivos trusts, they being exclusively within the jurisdiction of courts of equity . . ., [pjlaintiffs have no choice but to come to this [C]ourt”. Such argument is a nonsequitur.

This United States District Court is not the only court of equity in Connecti[979]*979cut competent to adjudicate the validity of an inter vivos trust (if plaintiffs had standing to sue here). The Superior Court of the State of Connecticut is a court of equity clearly competent to make such adjudication. Furthermore, since the Superior Court would have jurisdiction over any appeal from the probate court’s determination as to the validity of the will and the Connecticut Supreme Court would have jurisdiction over any appeal from the Superior Court’s determination of the issues with respect to both will and trust, there certainly is much — just as a matter of common sense — to commend having the Connecticut state courts adjudicate the validity of the will and the trust from beginning to end. Such procedure also would comport with a proper respect for the relations between the courts of the United States and the courts of the States, particularly upon matters so peculiarly within the province of the courts of the States as the validity of wills. Since it is not necessary to rest the decision in the instant case upon this ground, the Court expressly refrains from doing so.

Ill

Plaintiffs further argue that “ [defendants themselves are the ones who have made it impossible to probate the will”, having merely filed the will in the probate court together with an inventory showing the assets of the trust for tax purposes only and showing no other assets to administer.

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Related

Hook v. Payne
81 U.S. 252 (Supreme Court, 1872)
Case of Broderick's Will
88 U.S. 503 (Supreme Court, 1875)
Markham v. Allen
326 U.S. 490 (Supreme Court, 1946)
Flast v. Cohen
392 U.S. 83 (Supreme Court, 1968)
Barlow v. Collins
397 U.S. 159 (Supreme Court, 1970)
Beach's Appeal
55 A. 596 (Supreme Court of Connecticut, 1903)
Reilly v. Antonio Pepe Co.
143 A. 568 (Supreme Court of Connecticut, 1928)
Hennessy v. Denihan
149 A. 250 (Supreme Court of Connecticut, 1930)
Dunn's Appeal. Dunn v. Grant
70 A. 703 (Supreme Court of Connecticut, 1908)
Hartford & New Haven Railroad v. Andrews
36 Conn. 213 (Supreme Court of Connecticut, 1869)
Stiles's Appeal from Probate
41 Conn. 329 (Supreme Court of Connecticut, 1874)
Butler v. Sisson
49 Conn. 580 (Supreme Court of Connecticut, 1882)
Chamberlin Appeal from Probate
39 A. 734 (Supreme Court of Connecticut, 1898)
Mack's Appeal from Probate
41 A. 242 (Supreme Court of Connecticut, 1898)
Strickland v. Peters
120 F.2d 53 (Fifth Circuit, 1941)

Cite This Page — Counsel Stack

Bluebook (online)
323 F. Supp. 976, 1970 U.S. Dist. LEXIS 9550, Counsel Stack Legal Research, https://law.counselstack.com/opinion/davis-v-hunter-ctd-1970.