Davidson, J.,
delivered the opinion of the Court.
Justice Benjamin N. Cardozo wrote in
United States v. Memphis Cotton Oil Co.,
288 U. S. 62, 67-68, 53 S. Ct. 278, 280 (1933) that:
This case turns upon the definition of “cause of action” as that term relates to the doctrine of
res judicata.
“A ‘cause of action’ may mean one thing for one purpose and something different for another. It may mean one thing when the question is whether it is good upon demurrer, and something different when there is a question of the amendment of a pleading or of the application of the principle of res judicata. ... At times and in certain contexts, it is identified with the infringement of a right or the violation of a duty. At other times and in other contexts, it is a concept of the law of remedies, the identity of the cause being then dependent on that of the form of action or the writ. Another aspect reveals it as something separate from writs and remedies, the group of operative facts out of which a grievance has developed. This Court has not committed itself to the view that the phrase is susceptible of any single definition that will be independent of the context or of the relation to be governed.” (Citations and footnotes omitted.)
The appellants, homeowners in the Urbana region of Frederick County, allege that they were injured and aggrieved when on 31 July 1973 the Frederick County Commissioners (Commissioners) enacted Ordinance P.U.D. 73-2 (P.U.D. Ordinance). This P.U.D. Ordinance approved the first stage of a planned unit development to be built on property (subject property) adjoining that of the appellants, which land had formerly been classified in the A-l Agricultural zone. It was adopted pursuant to Frederick County Code, Article I, § 40-23, as amended (Enabling Act), which the Commissioners enacted originally in 1959. The Enabling Act authorized the Commissioners, in accordance with designated procedures and standards, to approve applications for planned unit developments within specified zoning classifications existing in Frederick County.
On 31 August 1973 in the Circuit Court for Frederick County, the owners of homes on property adjacent to the subject property and the Urbana Civic Association filed a “petition for appeal” alleging insofar as here relevant that the Commissioners had employed improper procedures at the hearings on the application for the P.U.D. Ordinance, and that the action of the Commissioners in granting the P.U.D. Ordinance was unsupported by the evidence and was, therefore, arbitrary and capricious. The relief prayed was that the P.U.D. Ordinance be rescinded. That petition for a direct appeal was dismissed on 6 December 1973 for lack of jurisdiction, because the Enabling Act did not provide a right of appeal from the grant or denial of a planned unit development application.
See Urbana Civic Association v. Urbana Mobile Village, Inc.,
260 Md. 458, 463, 272 A. 2d 628, 631 (1971).
On the same date the same adjacent property owners and the Civic Association filed a “bill of complaint for declaratory relief.” Combined demurrers and answers were filed by the appellees, the Commissioners and the owners and developers of the subject property, which Judge Samuel
W. Barrick sustained with leave to amend. An amended bill of complaint was then filed on 14 December 1973 which alleged, insofar as here relevant:
1. that the P.U.D. Ordinance was adopted pursuant to the Enabling Act;
2. that the adjoining property owners were aggrieved by the P.U.D. Ordinance as it “will affect the quiet enjoyment and safety of their property by increasing traffic, noise and air pollution and by placing an intolerable strain on the natural water supply of the area all of which will result in greatly decreased property resale value as well as financial loss in drilling deeper wells on their properties”; and
3. that the Enabling Act was unconstitutional and/or violative of state statutes because it provided no right of appeal, was enacted in a closed executive session, and constituted “spot zoning.”
The prayers for relief were as follows:
“1. To declare the Frederick County Ordinance codified at Article I, Chapter 40, § 40-23, of the Frederick County Regulations [the Enabling Act] to be invalid, null and void as being unconstitutional and improperly drawn and enacted.
“2.
To declare the Ordinance of July 31, 1973,
[the P.U.D. Ordinance]
to be invalid, null and void.
“3. And for such other and further relief as to this Court may seem just and proper.” (Emphasis added.)
A demurrer was interposed which came on for hearing on 11 January 1974 before Judge John F. McAuliffe. In a memorandum opinion dictated from the bench Judge McAuliffe found, among other things, that “by reason of the adoption of P.U.D. 73-2” the adjoining property owners had
standing to challenge the validity of the Enabling Act.
He concluded that a summary judgment should be granted since, there being no dispute as to the facts alleged, those facts, even if proven, would be insufficient to establish that the Enabling Act was invalid. On the same day he entered an order sustaining the demurrer and dismissing the bill of complaint.
On 18 January 1974 the same adjoining property owners filed a bill of complaint in which they again alleged that they were aggrieved as homeowners by the approval of the P.U.D. Ordinance. They further alleged that the Commissioners’ approval of the planned unit development application was invalid because:
1. A finding of change and/or mistake, required by the Enabling Act, was not based upon substantial evidence and was arbitrary and capricious;
2. A finding that water and sewer facilities were available to the subject property, required by the Enabling Act, was not made, and could not have been made since the approved master water and sewer plan for the county did not show such facilities;
3. The phase one approval of this planned unit development was premature; and
4. Their procedural rights to a fair hearing had been violated.
The relief prayed was for the court to
“judicially review and rescind” the P.U.D. Ordinance.
On 19 February 1974 the Commissioners and the owners and developers of the subject property filed an answer denying all of the allegations regarding the invalidity of the P.U.D. Ordinance and raising as special defenses the doctrines of collateral estoppel, election of remedies and
res judicata.
On that same day the appellees filed a motion for summary judgment. On 20 March 1974, after a hearing, Judge Barrick entered an order granting the motion for summary judgment.
It is from this order that the present appeal is taken.
The conclusive question to be decided here is whether under the doctrine of
res judicata
the judgment in the original declaratory judgment action, which upheld the constitutionality and validity of the Enabling Act, constitutes an absolute bar to the subsequent suit involving the same parties, which was brought to determine whether the P.U.D. Ordinance had itself been properly enacted.
We here hold that it does.
The doctrine of
res judicata
is designed to insure that litigation is brought to an end and to prevent harassment of
an adversary by a multitude of actions. In Maryland the doctrine of
res judicata,
or estoppel by judgment, consists of two branches, direct estoppel by judgment and collateral estoppel by judgment.
Sterling v. Local 438,
207 Md. 132, 140, 113 A. 2d 389, 393,
cert. denied,
350 U. S. 875, 76 S. Ct. 119 (1955). The doctrine of direct estoppel is predicated upon the policy of the English common law that once a given matter becomes the subject of litigation in and of adjudication by a court of competent jurisdiction, the parties must bring forward their whole case and may not subsequently reopen the same subject of litigation in respect of another matter which might have been but was not brought forward.
See Mettee v. Boone,
251 Md. 332, 341, 247 A. 2d 390, 395 (1968);
Alvey v. Alvey,
225 Md. 386, 391, 171 A. 2d 92, 94 (1961);
Henderson v. Henderson,
3 Hare 100, 115 (Eng. Chancery Ct.) (1843).
The doctrine of direct estoppel by judgment has been expressed in Maryland in different ways. While it has been said in Maryland that
res judicata
applies not only to the issues expressly decided in a prior case between the same parties but to every matter which might have been presented in that prior case,
Garrett Park v. Montgomery County,
257 Md. 250, 257, 262 A. 2d 568, 572 (1970),
A.B. Viers, Inc. v. Whalen,
256 Md. 162, 167, 259 A. 2d 516, 519 (1969),
Nutter v. Baltimore,
232 Md. 210, 213, 192 A. 2d 477, 479 (1963), the doctrine of direct estoppel by judgment is not so broadly applicable. In several cases the Court of Appeals has defined the doctrine of direct estoppel somewhat more rigidly. Thus, in
Sterling, supra,
at 207 Md. 140-41,113 A. 2d 393, the Court of Appeals said:
“If the second suit is between the same parties
and is upon the same cause of action
a judgment in the earlier case on the merits is an absolute bar, not only as to all matters which were litigated in the earlier case, but as to all matters which could have been litigated.” (Emphasis added.)
See also Alvey, supra,
at 225 Md. 390, 171 A. 2d 94;
Roberts v. Gates,
24 Md. App. 374, 380, 330 A. 2d 705, 710. In
Lebrun v. Marcey,
199 Md. 223, 226-27, 86 A. 2d 512, 514 (1952), the same concept was expressed in slightly different words when the Court of Appeals said:
“ ‘[I]n a subsequent action between the same parties
upon the same claim or demand . .
. the judgment, if rendered upon the merits, constitutes an absolute bar to a subsequent action. It is a finality as to the claim or demand in controversy, concluding parties and those in privity with them, not only as to every matter which was offered and received to sustain or defeat the claim or demand, but as to any other admissible matter which might have been offered for that purpose.’ ” (Emphasis added.)
In
Johnson v. State Roads Commission,
229 Md. 151, 152, 182 A. 2d 346 (1962), the Court of Appeals stated the doctrine of direct estoppel by judgment as follows:
“It is well established that a judgment between the same parties
as to the same subject matter
is
res judicata,
not only as to points actually raised in the former proceeding but also as to those which could have been raised.” (Emphasis added.)
These cases establish that the applicability of direct estoppel by judgment, with its attendant scope and effect, depends upon whether the “cause of action,” “claim or demand” or “subject matter”
in two successive suits between the same parties is the same.
The appellees contend that the instant case is governed by the doctrine of direct estoppel by judgment. They concede that the facts alleged and the grounds of recovery set forth in the first suit are different from those alleged and set forth in the second suit. They maintain, however, that the only
harm suffered by the appellants as neighboring homeowners, arose from the passage of the P.U.D. Ordinance; that the events surrounding the passage of the Enabling Act were part of the group of operative facts or transactions which gave rise to the passage of the P.U.D. Ordinance; that the initial suit to declare the Enabling Act unconstitutional and invalid was brought for the purpose of nullifying the P.U.D. Ordinance; and that consequently the “cause of action,” in both the declaratory judgment suit alleging the unconstitutionality and invalidity of the Enabling Act and the declaratory judgment action alleging improprieties on the part of the Council in passing the P.U.D. Ordinance itself, was one and the same. They conclude that the judgment in the first suit constitutes an absolute bar to the second and is conclusive not only as to the matters which were litigated in the prior suit, but also as to all of the facts, grounds, theories and other matters which could have been but were not actually litigated in the original declaratory judgment action.
The appellants contend that this case is governed by the doctrine of collateral estoppel, which is the other branch of the doctrine of
res judicata.
They maintain that the doctrine of collateral estoppel, as defined in Maryland, establishes that where a second action between the same parties is upon a different “cause of action,” the judgment in the prior action operates as an estoppel only as to those points or questions actually litigated and determined in the original action and is not conclusive as to matters which might have been but were not litigated and determined in the prior action.
Arundel Asphalt Products, Inc. v. Morrison-Johnson, Inc.,
256 Md. 170, 173, 259 A. 2d 789, 790 (1969);
Pat Perusse Realty Co. v. Lingo,
249 Md. 33, 35, 238 A. 2d 100, 102 (1968);
Buford v. Bunn,
247 Md. 203, 207-08, 230 A. 2d 636, 637-38 (1967);
Sterling, supra,
at 207 Md. 140-41, 113 A. 2d 393;
Lebrun, supra,
at 199 Md. 226-27, 86 A. 2d 514. They assert that the two declaratory judgment actions herein involved arose out of separate transactions, were based upon different facts, grounded on different legal theories, demanded different relief, and were, therefore, based upon
different “causes of action.” They conclude that the judgment in the original declaratory judgment action is not conclusive as to any of the facts, grounds or matters raised in the subsequent action, none of which were litigated or determined in the prior action. We agree with the appellees that the two suits herein involved were based upon the same “cause of action.”
Textwriters and other authorities have recognized that the term “cause of action” for purposes of
res judicata
is a term of art which cannot be defined with precision. The following tests or definitions are among those most commonly employed to ascertain whether two suits are based upon the same “cause of action”:
1. Whether the same right is alleged to be infringed by the same wrong in both actions;
2. Whether the operative facts are the same in both actions;
3. Whether the same evidence would sustain both judgments;
4. Whether the same grounds are presented in both actions;
5. Whether the same principles of substantive and procedural law are applicable to both actions; and
6. Whether the judgment sought in the second
aetion would infringe rights established in the first.
See
1B
Moore’s Federal Practice, supra,
¶ 0.410 at 1158;
Developments in the Law
— Res
Judicata,
65
Harv. L. Rev.
818, 824-25 (1952); Cleary,
Res Judicata Re-examined,
57
YaleL. J.
339, 342-44 (1948).
We believe that the appropriate test for comparing “causes of action” for the purposes of
res judicata
is whether there has been a single wrongful invasion of a single primary right. In
Sterling, supra,
at 207 Md. 141, 113 A. 2d 393, the Court of Appeals explicitly applied the “one right-one wrong” test, stating:
“The Supreme Court, in
Baltimore Steamship Co. v. Phillips,
274 U. S. 316, [47 S. Ct. 600], 71 L. Ed. 1069 [1927], said that a cause of action is a violation of one right by a single legal wrong.”
In
Baltimore Steamship
this test was fully explicated. There an 18 year old male, while employed on board a vessel, was injured by the fall of a strongback used to support a portion of the hatch and as a result suffered the amputation of a leg. He filed a libel in admiralty in the Federal District Court for Maryland, alleging that his injury was caused by the negligence of the steamship company in failing to provide a safe place to work and to use reasonable care to avoid striking him, and by the unseaworthiness and insufficiency of the gear and tackle employed on the vessel. After a trial, the district court held that upon the evidence the accident was not due to the negligence alleged.
Subsequently, an action was brought alleging negligence on the part of the steamship owners and their officers and employees in the control and operation of the vessel and appliances. The allegations of fact as to the way in which the accident happened were substantially the same in both cases. The defense of
res judicata
was interposed. The district court held that the second action was based upon a different cause of action than the first. A trial resulted in a verdict and judgment for the plaintiff. The United States
Court of Appeals affirmed, holding in respect to the plea of
res judicata,
that the second action was based upon a different cause of action. The United States Supreme Court reversed. Justice Sutherland there said:
“Here the court below concluded that the cause of action set up in the second case was not the same as that alleged in the first, because the grounds of negligence pleaded were distinct and different in character; the ground alleged in the first case being the use of defective appliances, and in the second, the negligent operation of the appliances by the officers and coemployees. Upon principle, it is perfectly plain that the respondent suffered but one actionable wrong, and was entitled to but one recovery, whether his injury was due to one or the other of several distinct acts of alleged negligence, or to a combination of some or all of them. In either view, there would be but a single wrongful invasion of a single primary right of the plaintiff, namely, the right of bodily safety, whether the acts constituting such invasion were one or many, simple or complex.
“A cause of action does not consist of facts, but of the unlawful violation of a right which the fads show.
The number and variety of the facts alleged do not establish more than one cause of action so long as their result, whether they be considered severally or in combination, is the violation of but one right by a single legal wrong. The mere multiplication of grounds of negligence alleged as causing the same injury does not result in multiplying the causes of action
[emphasis added]. ‘The facts are merely the means, and not the end. They do not constitute the cause of action, but they show its existence by making the wrong appear. “The
thing,
therefore, which in contemplation of law as its
cause,
becomes a ground for action, is not the group
oí facts
alleged in the declaration, bill, or indictment,
but the result
of these in a legal wrong, the existence of which, if true, they conclusively evince
[emphasis in original].” ’ ”
Applying this test to the instant case produces a clear result. Appellants, as homeowners, had a right to be free from the intrusion of an unlawfully established planned unit development adjacent to their houses and properties. As their pleadings make manifest, the appellants suffered no injury or wrong as homeowners as a result of the passage of the Enabling Act. Indeed, they suffered no injury as homeowners and were not aggrieved until the passage of the P.U.D. Ordinance. Their “standing” or legal right to bring the original declaratory judgment action depended upon the aggrievement and injury suffered by them as homeowners
as a result of the passage of the P.U.D. Ordinance.
Compare Friendship Heights v. Funger,
265 Md. 339, 343, 289 A. 2d 329, 331 (1972)
with County Commissioners of Queen Anne’s County v. Miles,
246 Md. 355, 361-62, 228 A. 2d 450, 454 (1967).
See also Prince George’s County v. Board of Trustees,
269 Md. 9, 11-13, 304 A. 2d 228, 229-30 (1973);
Liberto v. State’s Attorney,
223 Md. 356, 360-62, 164 A. 2d 719, 721-22 (1960);
Kirkwood v. Provident Savings Bank,
205 Md. 48, 52-54, 106 A. 2d 103, 105-06 (1954);
Hitchcock v. Kloman,
196 Md. 351, 355-56, 76 A. 2d 582, 584 (1950);
Hammond v. Lancaster,
194 Md. 462, 471-72, 478-79, 71 A. 2d 474, 479, 481 (1950). Their original action prayed that the court declare the P.U.D. Ordinance to be “invalid, null and void” on the grounds that the Enabling Act was unconstitutional and invalid, whereas their second action prayed that the court “rescind” the P.U.D. Ordinance on the grounds that the Commissioners’ actions in enacting it were arbitrary, capricious and violative of constitutional rights.
It is apparent that either the passage of the Enabling Act, if improper, or the passage of the P.U.D. Ordinance, if improper, or a combination of both, if improper, constituted a single wrongful invasion of the homeowners’ primary right to be free from the intrusion of an unlawfully established planned unit development adjacent to their homes. Whether the harm suffered by the homeowners was due to the alleged invalidity of the Enabling Act or to the alleged invalidity of the P.U.D. Ordinance or to both, the harm for which they sought redress was the same. Thus, while the facts alleged in each of the suits differed, while the grounds upon which redress was sought also differed, while different evidence was necessary to prove the allegations set forth in each of the suits, and while different principles of substantive and procedural law were applicable, they nonetheless constituted
the same cause of action. Whether the suits be considered separately or in combination they ultimately sought redress for the single violation of a single right by distinct acts which, either separately or in combination, resulted in a single wrong. The cause of action in both suits being the same, the doctrine of direct estoppel by judgment is applicable. The judgment in the original suit constitutes an absolute bar to the second and is conclusive, not only as to matters which were litigated in the earlier case, but as to all matters which could have been litigated.
Here the record shows that all of the facts relied upon in the second declaratory judgment action, none of which had been alleged in the original action, involved acts which had been committed by the Commissioners prior to the institution of the original declaratory judgment action, all of which had occurred and were known to the appellants at the time they instituted their original declaratory judgment action. Indeed, the record shows that the acts relied upon in the second declaratory judgment action were the same as those relied upon in the homeowners’ original “petition for appeal” which was filed prior to the original declaratory judgment action. Moreover, the record is totally devoid of any facts to show some good reason or excuse for the appellants’ failure, in the original declaratory judgment action, to allege that the action of the Commissioners in passing the P.U.D. Ordinance was arbitrary, capricious and in violation of their constitutional rights, which matters could have been alleged and litigated in their original suit. Indeed, the record indicates that the appellants’ failure to allege those facts and litigate those issues was the result of a deliberate choice upon their part.
Under all of the circumstances here present the appellants are barred by the prior judgment from raising those facts and issues in a
subsequent action.
See Linthicum, supra.
As stated in
Wagoner, supra,
at 76 Md. 315-16, 25 A. 339:
“And if she [appellant] did not see proper to make any effort to present her whole case at once, she ought not now to be allowed to rely upon facts which might have been brought forward and made
a part of the subject-matter in contest in the first bill, but which were not therein alleged or made part of her first case, either through inadvertence or negligence. It will not do to say that the facts relied upon in the second bill were not alleged in the first bill, and could not, therefore, have been proved in the first case, for the answer is, it was the appellant’s duty to have either alleged them in the first case or to have shown in this case some good reason or excuse why she did not so allege them.
Henderson v. Henderson,
3 Hare, 115.
“In
Beloit v. Morgan,
7 Wall. 622, in speaking of the principles of
res adjudicata,
the Supreme Court of the United States say [sic]:
‘It extends not only to the questions of fact and of law which were decided in the former suit, but also to the grounds of recovery or defense, which might have been, but were not, presented.’
“This is a clear statement of a well-settled rule which is everywhere recognized, but, important as it is, it might as well be abolished if it can be evaded in the manner attempted in this case.”
The judgment of the trial court will be affirmed.
Judgment affirmed.
Costs to be paid by appellants.