Davis v. County of Napa

District Court, N.D. California·Decided September 5, 2023·No. 3:21-cv-04603·Unknown

Opinion

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 KATINA DAVIS, et al., 7 Case No. 21-cv-04603-JCS Plaintiffs, 8 v. ORDER GRANTING MOTION FOR 9 APPROVAL OF SETTLEMENT COUNTY OF NAPA, 10 Re: Dkt. No. 78 Defendant. 11

12 13 I. INTRODUCTION 14 This case was brought under the Fair Labor Standards Act (“FLSA”) against the County of 15 Napa by correctional officers who asserted claims for wages and overtime pay related to 16 uncompensated pre-shift activities. Plaintiffs Katina Davis, Jae Steward, opt-in plaintiffs, and 17 Defendant County of Napa (“the “County”) have entered into a settlement agreement (“Settlement 18 Agreement”) and now bring a Joint Motion for Approval of Settlement Agreement (“Motion”). A 19 hearing on the Motion was held on August 25, 2023. For the reasons set forth below, the Motion 20 is GRANTED.1 21 II. BACKGROUND 22 A. Procedural Background 23 Plaintiffs are correctional officers employed by the County. They filed the Complaint on 24 June 15, 2021, alleging that they spent approximately thirty minutes per shift engaging in pre-shift 25 activities for which they were not compensated and that the County owed them overtime pay at 26 1.5 times their regular rate of pay for any time spent on those activities that exceeded the overtime 27 1 threshold. Dkt. No. 1. 2 On July 28, 2021, the County filed an Answer denying Plaintiffs’ allegations and asserting, 3 inter alia, that the alleged pre-shift activities were non-compensable preliminary activities; that the 4 County never suffered or permitted the officers to perform such work; that the officers did not 5 arrive thirty minutes early to each shift; and that the time spent on pre-shift activities was de 6 minimis. Dkt. No. 11. The County further asserted that any overtime owed for these activities 7 was offset by the overtime premiums paid by the County under the collective bargaining 8 agreement covering Plaintiffs’ employment, which provided Plaintiffs with overtime payments in 9 excess of what the FLSA required. Id. 10 Plaintiffs elected to file opt-in forms on behalf of similarly situated correctional offices 11 rather than moving for conditional collective action certification pursuant to 29 U.S.C. § 216(b). 12 Sixty-six correctional officers, including the two named plaintiffs, opted in to the lawsuit, dkt. nos. 13 22, 26. However, five opt-ins were dismissed pursuant to the stipulation of the parties because the 14 claims of four of them were untimely and one had signed a waiver of claims at the time of 15 separation from employment. Dkt. No. 49. 16 On September 30, 2022, the Court approved the parties’ proposed joint discovery plan, 17 which permitted the County to depose the two named Plaintiffs, a random sample of ten opt-ins, 18 and two more opt-ins selected by the County. Dkt. No. 52. The discovery plan also permitted the 19 County to propound formal discovery on the named Plaintiffs, the random sample of opt-ins, and 20 the two opt-ins selected by the County, as well as informal discovery (not including depositions) 21 on the remaining opt-ins. Id. 22 The County propounded interrogatories and requests for production of documents on 23 named Plaintiffs, to which Plaintiffs responded, producing hundreds of pages of documents. Gray 24 Decl. ¶ 4. The County also propounded interrogatories and requests for production of documents 25 on the twelve sample opt-ins, to which ten opt-ins responded and produced documents. Id. 26 Plaintiffs also propounded discovery on the County and the County responded by producing 27 thousands of pages of documents, including records related to hours worked by Plaintiffs and opt- 1 of video surveillance data of the pre-shift activities of Plaintiffs and opt-ins. Id. 2 Both parties retained damages experts who created damages models using payroll data 3 provided by the County. Gray Decl. ¶ 5. The experts and counsel met informally to “share[ ] 4 models, answer[ ] questions, and refine[ ] their methodologies.” Id. According to Plaintiffs’ 5 counsel, “[t]hese damages models . . . were fairly consistent with each other [and] provided further 6 support for the Parties’ assessment of the range of potential recovery in this case.” Id.; see 7 generally Don Decl. Plaintiffs’ expert concluded that “[a]t 27.3 minutes of uncompensated time 8 every shift, the model showed $54,120.94 in wages owed, or $108,241.88 with liquidated 9 damages included”; she noted, however, that “the actual testimony in this case showed a lower 10 average in the amount of time spent from the time workers retrieved their duty belt in the locker 11 room to the time that workers started their scheduled shift” and with this lower amount of 12 uncompensated time every shift (24.4 minutes), “the model showed $40,659.56 in wages owed, or 13 $81,319.12 with liquidated damages included.” Don Decl. ¶¶ 7-8. Finally, she found that “if 14 workers could only recover for the unpaid time from the time they reported to operations until the 15 start of their shift -- an average of 21.8 minutes -- there would only be $29,057.33 in wages owed, 16 or $58,114.66 with liquidated damages.” Id. ¶ 9. All of these estimates factored in the offsets 17 related to the premium rates paid under the collective bargaining agreement. Id. ¶ 5. 18 The parties engaged in informal settlement negotiations and participated in three settlement 19 conferences with Magistrate Judge Hixson, ultimately entering into a settlement agreement. Id. at 20 ¶¶ 9-10. At the time of the Settlement Agreement the parties were arranging for depositions but 21 no depositions had yet occurred. Motion at 10. All 61 opt-ins signed the agreement. Gray Decl., 22 Ex. 1. After the Settlement Agreement had been finalized and most of the opt-in signatures had 23 been collected, however, the parties discovered a corrections officer who had been overlooked, 24 Terrence Thomas. Id. ¶¶ 30-32. Thus, the parties agreed to an addendum to the Settlement 25 Agreement allowing Thomas to opt in to the action and participate in the settlement. Id. All 61 26 Plaintiffs and opt-ins have signed the Settlement Agreement and Thomas has signed both an opt-in 27 form joining this action and the addendum to the Settlement Agreement. Id., Exs. 1, 3, 4. 1 B. The Settlement Agreement 2 In the Settlement Agreement, the Parties agreed to a total settlement amount of $115,000. 3 Gray Decl., Ex. 1 (Settlement Agreement). Of this amount, Plaintiffs and opt-ins will receive a 4 total of $73,200, with each individual’s share based on the number of pay periods that individual 5 worked during the covered period. Settlement Agreement ¶ 2(a). The amounts they will receive 6 range from $323.79 to $1,364.55, with an average payout of $1,200 per opt-in. Settlement 7 Agreement, Attachment A. The remaining $41,800 will be allocated for Plaintiffs’ reasonable 8 attorneys’ fees ($38,737.39) and costs ($3,062.61) incurred in this action. Settlement Agreement ¶ 9 2(b). In return, Plaintiffs and opt-ins agree to a release of all overtime claims against the County 10 under any legal theory relating to or arising from this Action and agree to dismiss the lawsuit with 11 prejudice. Id. ¶ 5. 12 C. The Addendum 13 Under the addendum to the Settlement Agreement, Terrence Thomas will be bound by all 14 terms of the Settlement Agreement, including the Release of Claims and will receive 15 $671.56, which will be paid at the same time and on the same terms as the payments to the opt-ins 16 outlined in Exhibit A to the Settlement Agreement. Thomas’s recovery will come from the 17 $38,737.39 in Plaintiffs’ attorney’s fees referenced in the Agreement, bringing the total fee 18 amount down to $38,065.83. 19 III. ANALYSIS 20 A.

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