United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS October 12, 2004 FOR THE FIFTH CIRCUIT Charles R. Fulbruge III Clerk
No. 02-60288
DAVIS MOUNTAINS TRANS-PECOS HERITAGE ASSOCIATION, a Texas non-profit corporation,
Petitioner,
versus
FEDERAL AVIATION ADMINISTRATION; MARION C. BLAKEY, Administrator, FEDERAL AVIATION ADMINISTRATION; NORMAN Y. MINETA, SECRETARY, DEPARTMENT OF TRANSPORTATION,
Respondents.
________________________________________
No. 03-10506
DAVIS MOUNTAINS TRANS-PECOS HERITAGE ASSOCIATION; DALE TOONE; SUSAN TOONE; TIM LEARY; REXANN LEARY; EARL BAKER; SYLVIA BAKER; MARK DAUGHERTY; ANN DAUGHERTY; DICK R. HOLLAND; J. P. BRYAN; JACKSON BEN LOVE, JR.; KAARE J. REEME,
Plaintiffs-Appellants, versus
UNITED STATES AIR FORCE; JAMES G. ROCHE; Secretary United States Air Force; UNITED STATES DEPARTMENT OF DEFENSE; DONALD H. RUMSFIELD, Secretary of Defense,
Defendants-Appellees.
No. 03-10528
BUSTER WELCH; JOHN F. OUDT; LESA OUDT; JOHN DIRK OUDT; CINDY ANN SPIRES; ET AL,
Plaintiffs-Appellants,
UNITED STATES AIR FORCE; F. WHITTEN PETERS, Secretary of the United States Air Force; WENDELL L. GRIFFIN, Colonel, Commander, 7th Bomb Wing, Dyess Holloman Air Force Base; CURTIS M. BEDKE, Brigadier General, Commander, 2nd Bomb Wing, Barksdale Air Force Base; UNITED STATES DEPARTMENT OF DEFENSE; DONALD H. RUMSFIELD, SECRETARY DEPARTMENT OF DEFENSE,
2 Petitions for Review of an Order of the Federal Aviation Administration _______________________________________________________
Before REAVLEY, JONES and DENNIS, Circuit Judges.
REAVLEY, Circuit Judge:*
In these consolidated appeals, petitioners challenge various actions by
the United States Air Force (Air Force) and the Federal Aviation Administration
(FAA) in connection with the Realistic Bomber Training Initiative (RBTI).1
Petitioners allege that the Air Force and FAA failed to follow procedures mandated
by the National Environmental Policy Act, 42 U.S.C. §§ 4321-4370f (NEPA) and
its implementing regulations, 40 C.F.R. §§ 1500.1-1508.28 (2003) (CEQ
regulations), 32 C.F.R. §§ 989.1-989.38 (2004) (Air Force regulations), and ask this
court to set aside those agency actions and remand to the agencies for NEPA-
sufficient procedure.2 We agree that the Environmental Impact Statement (EIS)
* Pursuant to 5TH CIR. R. 47.5, the Court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. 1 A list of acronyms used in this opinion is appended. 2 This case comes to us as two appeals from two district court decisions (Davis Mountains Trans-Pecos Heritage Association v. U.S. Air Force, 249 F. Supp. 2d 763 (N.D. Tex. 2003) and Welch v. U.S. Air Force, 249 F. Supp. 2d 797 (N.D. Tex. 2003)), consolidated for briefing, and a direct appeal from two orders of the FAA brought by Davis Mountains Trans-Pecos Heritage Association in which the Welch parties have intervened.
3 prepared by the Air Force and adopted by the FAA does not satisfy NEPA and
therefore remand to the agencies to prepare a supplemental EIS in accordance with
this opinion.
I. Background
The basis of petitioners’ complaints is the RBTI, a plan to provide airspace
and ground-based assets for realistic and integrated B-52 and B-1 Bomber flight
training within 600 miles of Barksdale and Dyess Air Force Bases. The RBTI
includes a Military Operations Area (MOA), linked to a Military Training Route
(MTR) by an Electronic Scoring Site system. The MOA provides space, identified
to civil and commercial aircraft, where military aircraft can practice air-to-ground
and air-to-air training. The MTR is a flight corridor where pilots can practice low-
altitude navigation and maneuvers.
Concluding that implementation of the RBTI would constitute a “major
action” under NEPA, the Air Force prepared an EIS.3 The FAA participated in the
NEPA process as a cooperating agency.4 The EIS analyzed three alternative
locations for the RBTI and a no action alternative. Two months after issuing the
final EIS, the Air Force issued a Rule of Decision (ROD) adopting its preferred
3 42 U.S.C. § 4332(C). 4 40 C.F.R. § 1501.6.
4 alternative (Alternative B). Alternative B, located mostly in western Texas, would
modify and enlarge existing MTR Instrument Route 178 (IR-178) and create Lancer
MOA by consolidating and expanding three existing MOAs. The FAA adopted the
final EIS and approved Lancer MOA and the IR-178 modifications.
Petitioners are Davis Mountains Trans-Pecos Heritage Association
(DMTPHA), a nonprofit corporation whose members are farmers, ranchers, and
business people living and working in the areas underlying the RBTI airspace, and
similarly situated named individuals. Concerned with potential impacts of the RBTI
on underlying land, petitioners challenged the NEPA compliance of the Air Force
and several named federal defendants in the district court. Davis Mountains Trans-
Pecos Heritage Association v. U.S. Air Force, 249 F. Supp. 2d 763 (N.D. Tex.
2003); Welch v. U.S. Air Force, 249 F. Supp. 2d 797 (N.D. Tex. 2003) (hereinafter
“Air Force cases”). Petitioners seek review of that court’s summary judgments in
favor of defendants as well as the FAA’s approval of Lancer MOA and modified
IR-178.
II. Jurisdiction
This court has jurisdiction to review the district court’s grants of summary
judgment in the Air Force cases under 28 U.S.C. § 1291. We have jurisdiction to
review the FAA’s approvals under 49 U.S.C. § 46110(a), providing for review of
5 FAA orders in the Courts of Appeals. We lack jurisdiction, however, to hear any
claims of the Welch intervenors in the FAA appeal not raised by petitioners in that
case. United Gas Pipe Line Co. v. FERC, 824 F.2d 417, 434-38 (5th Cir. 1987). In
United Gas, we held that intervenors in a suit challenging FERC action under the
Natural Gas Act could not raise issues in addition to those raised by petitioners, in
order to prevent intervenors from effectively appealing outside the sixty day
statutory period for appeal. Id. The same reasoning applies in the present case,
where intervenors did not appeal the FAA decisions and filed their motion to
intervene well outside the sixty day period for appeal provided for in § 46110(a).
Therefore, we will not address intervenors’ argument that the FAA failed to
adequately consider the effects of the RBTI on Lubbock, Texas.
III. Standard of Review
We review the district court’s grants of summary judgment in the Air Force
cases de novo.5 Our review of the FAA orders is also de novo, and we may “affirm,
amend, modify, or set aside any part” of the orders approving Lancer MOA and
modified IR-178.6 As petitioners in both the Air Force cases and FAA appeal
challenge those agencies’ NEPA compliance, we must determine whether the
5 Miss. River Basin Alliance v. Westphal, 230 F.3d 170, 174 (5th Cir. 2000). 6 49 U.S.C. § 46110(c).
6 actions complained of were arbitrary or capricious under the Administrative
Procedure Act.7 Generally, agency action is arbitrary and capricious
if the agency has relied on factors which Congress has not intended it to consider, entirely failed to consider an important aspect of the problem, offered an explanation for its decision that runs counter to the evidence before the agency, or is so implausible that it could not be ascribed to a difference in view or the product of agency expertise.8
Preparation of an EIS under NEPA furthers two broad goals. First, it ensures
that the agency will consider relevant factors when making its decision. Second, its
disclosure requirements foster meaningful public participation in the decisionmaking
process.9 NEPA does not, however, mandate a particular result.10
In determining the adequacy of an EIS, this court considers three factors:
(1) whether the agency in good faith objectively has taken a hard look at the environmental consequences of a proposed action and alternatives; (2) whether the EIS provides detail sufficient to allow those who did not participate in its preparation to understand and consider the pertinent environmental influences involved; and (3) whether the EIS explanation of alternatives is sufficient to permit a reasoned choice among different courses of action.11
7 5 U.S.C. § 706(2)(A); Sierra Club v. Sigler, 695 F.2d 957, 964 (5th Cir. 1983). 8 Motor Vehicle Mfrs. Ass’n v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983). 9 Robertson v. Methow Valley Citizens Council, 490 U.S. 332, 349 (1989). 10 Westphal, 230 F.3d at 175. 11 Id. at 174.
7 The EIS must provide information satisfying these criteria, and its conclusions
must be supported by evidence in the administrative record.12
IV. Environmental Effects of the RBTI
A. Livestock
Petitioners raise several challenges to the EIS’s analysis of the RBTI’s
environmental effects. First, petitioners claim that the Air Force, and the FAA in
adopting the EIS, did not adequately consider the effects of the proposal on the
livestock on ranches underlying the RBTI route. Presumably relying on the
principle that agencies must follow their own rules13, petitioners argue that the
Air Force failed to take the requisite “hard look”14 at livestock impacts because it
did not follow its 1993 handbook, “The Impact of Low Altitude Flights on
Livestock and Poultry” (Handbook).15 Petitioners argue that, because the Air
12 Id. at 174-75. 13 Lyng v. Payne, 476 U.S. 926, 934 (1986). 14 Marsh v. Or. Natural Res. Council, 490 U.S. 360, 374 (1989). 15 In its “Findings” section, the Handbook states:
Any establishment of new low altitude airspace will seek to minimize potential impacts on livestock and poultry. An initial consideration is the regional distribution of sensitive livestock and poultry operations in the geo- graphical region being considered for low altitude flight. This regional distri- bution will be determined by identifying those counties that are among the leading counties for livestock and poultry commodities in their respective
8 Force did not undertake the county- and individual-level inquiry outlined in the
Handbook, but instead relied on several studies of the effects of low-level
overflights on livestock and a general overview of the underlying region, its
analysis was inadequate under NEPA.
Petitioners rely on Idaho Sporting Congress, Inc. v. Rittenhouse, in which
the Ninth Circuit invalidated a Forest Service EIS, because it analyzed impact on
certain species on a “home range” scale, contrary to a Forest Service report
stating, “the habitat needs of these species must be addressed at a landscape
scale.”16 Contrary to Rittenhouse, however, cases have generally required that
an agency pronouncement have the force and effect of law in order to bind the
agency.17 To have the force and effect of law, an agency pronouncement
state. ... In addition to consideration of counties, individual livestock and poultry operations within an area proposed for an MTR will also be considered.
16 305 F.3d 957, 973-74 (9th Cir. 2002); see also Utahns for Better Transp. v. U.S. Dep’t of Transp., 305 F.3d 1152, 1165 (10th Cir. 2002) (stating that “[a]gencies are under an obligation to follow their own regulations, procedures, and precedents, or provide a rational explanation for their departure” and invalidating EIS because agency did not follow its own regulation). 17 See, e.g., Lyng, 476 U.S. at 937 (stating that “not all agency publications are of binding force”); Schweiker v. Hansen, 450 U.S. 785, 789-90 (1981) (holding that Social Security Administration Claims Manual was not binding agency rule); Fano v. O’Neill, 806 F.2d 1262, 1264 (5th Cir. 1987) (holding that INS Operations Instructions did not bind agency “because they are not an exercise of delegated legislative power and do not
9 normally “must have been promulgated pursuant to a specific statutory grant of
authority and in conformance with the procedural requirements imposed by
Congress.”18 Petitioners do not argue, nor does the record show, that the Air
Force’s Handbook was promulgated according to the APA’s procedural
requirements. See 5 U.S.C. § 553. Thus the Air Force retained discretion to
analyze impacts on livestock by methods other than those contained in the
Handbook, and we must address the adequacy of the Air Force’s chosen method
according to the arbitrary and capricious standard and the relevant criteria
announced in Westphal.
Because determining whether the RBTI overflights will have a significant
adverse effect on livestock requires resolution of issues of fact, we defer
purport to be anything other than internal house-keeping measures.”); Western Radio Servs. Co. v. Espy, 79 F.3d 896, 900-01 (9th Cir. 1996) (“[W]e will review an agency’s alleged noncompliance with an agency pronouncement only if that pronouncement actually has the force and effect of law.”); Gatter v. Nimmo, 672 F.2d 343, 347 (3d Cir. 1982) (holding that Veteran’s Administration publications did not bind agency, because they were not promulgated using APA procedural requirements for rulemaking); Fed. Land Bank in Receivership v. Fed. Intermediate Credit Bank, 727 F. Supp. 1055, 1058 (D. Miss. 1989) (holding that agency directive not promulgated according to APA procedure did not have force and effect of law). 18 U.S. v. Fifty-Three Eclectus Parrots, 685 F.2d 1131, 1136 (9th Cir. 1982); see also Gatter, 672 F.2d at 347; McGrail & Rowley v. Babbit, 986 F. Supp. 1386, 1393-94 (S.D. Fla. 1997); Fed. Land Bank, 727 F. Supp. at 1058.
10 substantially to the Air Force’s expert analysis of the relevant data.19 The EIS
and administrative record reveal that the Air Force considered several studies
and comments regarding potential impacts on livestock, including those
indicating adverse effects. “[I]n making the factual inquiry whether an agency
decision was ‘arbitrary or capricious,’ the reviewing court ‘must consider
whether the decision was based on a consideration of the relevant factors and
whether there has been a clear error of judgment.’”20 After reviewing the
administrative record, we conclude that the Air Force’s determination that no
conclusive evidence showed adverse effects, based on its consideration of
relevant studies, was not a clear error of judgment. In addition, the Air Force
included a discussion of these studies in the main body of the EIS and its
appendices, providing “detail sufficient to allow those who did not participate in
its preparation to understand and consider the pertinent environmental influences
involved.”21 We therefore find the EIS’s analysis of livestock impacts adequate.
19 Marsh v. Or. Natural Res. Council, 490 U.S. 360, 377 (1989) (quoting Kleppe v. Sierra Club, 427 U.S. 390, 412 (1976)). 20 Marsh, 490 U.S. at 378 (quoting Citizens to Preserve Overton Park v. Volpe, 401 U.S. 402, 416 (1971)). 21 Westphal, 230 F.3d at 174.
11 Because the Air Force’s analysis complied with NEPA, the FAA’s adoption of
this portion of the EIS did not violate its obligations under that statute.22
B. Economic Effects
Petitioners’ second challenge to the EIS’s adequacy concerns its analysis
of the RBTI’s economic impacts. Specifically, petitioners fault the Air Force
and FAA for failing to analyze in depth the effect that the RBTI will have on the
values of underlying land for ranching, eco-tourism, and hunting lease income.23
As studies regarding the effects of low level overflights on rural land values were
unavailable, 40 C.F.R. § 1502.22 governed the Air Force’s duty to obtain this
information. That section provides: “[w]hen an agency is evaluating reasonably
foreseeable significant adverse effects on the human environment in an
environmental impact statement and there is incomplete or unavailable
information, the agency shall always make clear that such information is
lacking.” Id. It also mandates certain procedures, but only where adverse
effects are “reasonably foreseeable.” Id.
22 40 C.F.R. § 1506.3(a) (stating that cooperating agency may adopt lead agency’s EIS if it concludes that its NEPA requirements have been satisfied). 23 See 42 U.S.C. § 4332(C)(ii) (stating that EIS must discuss environmental effects of proposed action); 40 C.F.R. § 1508.8 (defining “effects” to include economic impacts).
12 In response to facts similar to the present case, two courts have held that
impacts of overflights on land values are not reasonably foreseeable and thus do
not require detailed analysis.24 We find the reasoning of these courts persuasive.
As in Lee v. U.S. Air Force, the flights in the present case will take place along a
corridor miles wide, and primarily over areas that have been overflown for years,
and potential noise increases experienced by owners of land underlying the RBTI
are not significant.25 In addition, the Air Force examined available studies
indicating that aircraft overflights near air bases and airports did not cause
significant economic impacts. We find the Air Force’s consideration of
economic impacts adequate. Accordingly, neither the Air Force’s nor the FAA’s
determination that economic impacts were unlikely was arbitrary or capricious.
C. Wake Vortex Effects
Petitioners also allege that the Air Force and FAA failed to take a “hard
look” at the effects of wake vortices (trails of disturbed air) that would be
24 Lee v. U.S. Air Force, 354 F.3d 1229, 1241-42 (10th Cir. 2004) (holding Air Force’s conclusion that decreased land values were not reasonably foreseeable and would be minimal based on prior airspace use and dispersion of flight paths reasonable); Citizens Concerned About Jet Noise, Inc. v. Dalton, 48 F. Supp. 2d 582, 598 (E.D. Va. 1999), aff’d without opinion, 217 F.3d 838 (4th Cir. 2000); see also Norfolk v. U.S. EPA, 761 F. Supp. 867, 887-88 (D. Mass. 1991) (upholding EIS that did not quantify property value decline due to proposed action where EIS stated that such decline was unquantifiable), aff’d without opinion, 960 F.2d 143 (1st Cir. 1992). 25 See 354 F.3d at 1241-42.
13 generated by aircraft training in the RBTI. Petitioners argue that wake vortices
damage ground structures like the windmills used by ranchers to provide water to
livestock and wildlife. The Air Force responds that the EIS’s discussion of wake
vortex effects is adequate, because it “provides a narrative description of what
causes vortices and points out that actual, not modeled, B-52 aircraft flying as
low as 300 feet [above ground level] ... would generate a surface wind speed of
less than 4 mph.” Although CEQ regulations require agencies to “make explicit
reference by footnote to the scientific and other sources relied upon for
conclusions in the statement,”26 the EIS does not reveal the source of this data.
Petitioners point out that the information came from an e-mail from the Boeing
Company, stating that tests conducted between 1970 and 1986 “at flight level
300” resulted in “[n]o effect on the ground from the B-52 vortexes.”
The Air Force presumably contends that “flight level 300" refers to 300
feet above ground level. In fact, it refers to 30,000 feet above ground level.27 It
is not clear whether the Boeing e-mail was a miscommunication, because the Air
26 40 C.F.R. § 1502.24. 27 Petitioners note that “flight level” is defined at 14 C.F.R. § 1.1 as “three digits that represents hundreds of feet. For example, flight level 250 represents a barometric altimeter indication of 25,000 feet ...” This court also found the term’s definition through a simple internet search. See http://encyclopedia.thefreedictionary.com/Flight%20level.
14 Force did not include the actual Boeing study in the administrative record.
Therefore, the e-mail alone cannot provide an adequate basis for the Air Force’s
conclusion that flights at 300 feet above ground level would generate low surface
winds. To uphold that conclusion, we must find a more satisfactory basis than
the Boeing e-mail.
The Air Force also relied on a graph providing a “rough estimate” of B1-B
wake vortex effects at low altitudes. The administrative record shows that the
equation used to generate the chart came from a 1949 aerodynamics text by
James Dwinnell, but the Air Force did not include the equation or its inputs in the
EIS or administrative record.28 Petitioners urge this court to consider two extra-
record documents - excerpts from the Dwinnell text and its expert’s declaration -
to determine whether the Air Force’s chart was reliable and thus constituted a
hard look at wake vortex effects.
Generally, the “record rule” limits judicial review of agency action to the
administrative record before the agency at the time of its decision.29 This court
28 40 C.F.R. § 1502.24 states: “Agencies shall insure the professional integrity, including scientific integrity, of the discussions and analyses in environmental impact statements. They shall identify any methodologies used ... for conclusions in the statement.” 29 Fla. Power & Light v. Lorion, 470 U.S. 729, 743-44 (1985).
15 has recognized an exception to the general rule, however, where examination of
extra-record materials is necessary to determine whether an agency has
adequately considered environmental impacts under NEPA.30 In the present case
we find it necessary to look at the Dwinnell text to determine whether the Air
Force’s use of the equation therein was sound. Because we lack technical
expertise in aerodynamics, we also consider extra-record materials to aid our
understanding of the science involved.31
Our review of the Dwinnell text and the declarations of petitioners’ and
the Air Force’s experts reveal that the Air Force failed to take a hard look at the
possible effects of wake turbulence on ground structures. Although an
illustration in the EIS shows that the wake turbulence of an airplane at 300 feet
above ground would generate wind speed around two mph at thirty-five feet (the
height of a windmill as depicted on the illustration), the Air Force’s own expert,
Dr. Ojars Skujins, admits that a B1-B at this altitude could generate wind speeds
30 Sierra Club v. Peterson, 185 F.3d 349, 369-70 (5th Cir. 1999), vacated on other grounds on reh’g, 228 F.3d 559 (5th Cir. 2000); Sabine River Auth. v. Dep’t of Interior, 951 F.2d 669, 678 (5th Cir. 1992); accord Nat’l Audubon Soc’y v. Hoffman, 132 F.3d 7, 14-15 (2d Cir. 1997). 31 Friends of Payette v. Horseshoe Bend Hydroelectric Co., 988 F.2d 989, 997 (9th Cir. 1993) (stating that courts may consider extra-record evidence when “necessary to explain technical terms or complex subject matter.”).
16 as high as forty-seven mph just twenty-two feet above ground. Dr. Skujins also
declares that the chart generated by the Air Force based on the Dwinnell
equation is “oversimplified” and “does tend to underestimate the maximum
vortex strength.” Dr. Skujins concludes, however, that the Air Force was correct
in finding that vortices would not create a significant impact, because average
wind speeds in the RBTI area are similar to wind speeds generated by wake
vortices.
The Air Force is entitled to rely on its own qualified experts’ reasonable
opinions in determining the significance of impacts.32 The Air Force did not rely
on Dr. Skujins’s opinion, however, in addressing the wake vortex issue in the
EIS process, but rather relied on the Boeing e-mail and the chart generated from
the Dwinnell equation. As discussed above, neither document presents a reliable
picture of the impact of wake vortices on surface structures, misinforming both
public participation and the Air Force’s conclusion.33 The Air Force’s reliance
32 Sabine River Auth., 951 F.2d at 678. 33 See Methow Valley, 490 U.S. at 349. Although the Air Force now argues that wake vortex effects would be speculative and thus need not be discussed in the EIS, during the NEPA process they took the position that wake vortex effects would not be significant based on the two pieces of evidence discussed. Courts may only uphold agency action on the bases articulated by the agency at the time of the action, and may not consider appellate counsel’s “post hoc rationalizations.” Motor Vehicle Mfrs. Ass’n, 463 U.S. at 49-50.
17 on this data cannot satisfy the hard look requirement of NEPA and thus this
portion of the EIS is inadequate.34 This determination applies equally to the
FAA, which, as an adopting agency, was required to satisfy itself that the wake
vortex discussion in the EIS complied with NEPA.35
D. Effects on Civil and Commercial Aviation
Petitioners’ final challenge to the EIS’s analysis of environmental effects
concerns potential conflicts between training flights in IR-178 and Lancer MOA
and civil and commercial aviation in western Texas. Petitioners contend that the
Air Force’s conclusion in the EIS that the RBTI would have little effect on
airspace management is contradicted by an FAA study in the administrative
record. In addition, petitioners claim that the Air Force violated its own
regulations by failing to adequately address mitigation measures proposed by the
FAA study in the EIS.
The Air Force argues that effects on aviation are “aeronautical” rather
than “environmental,” and thus do not require discussion in an EIS. Counsel for
the Air Force acknowledged in oral argument, however, the difficulty involved in
34 See Westphal, 230 F.3d at 174-75 (stating that “the conclusions upon which an [EIS] is based must be supported by evidence in the administrative record.”) 35 40 C.F.R. § 1506.3(a); Forty Most Asked Questions Concerning CEQ’s National Environmental Policy Act Regulations, question 30, 46 Fed. Reg. 18026 (Mar. 23, 1981).
18 drawing a bright line between effects that are purely “aeronautical” and those
that are “environmental.” Because “‘[e]nvironment’ means something more than
rocks, trees, and streams, or the amount of air pollution [- i]t encompasses all the
factors that affect the quality of life,”36 we are reluctant to draw such a line.
Civil and commercial aviation are part of the modern human environment
broadly defined, and because the RBTI would impact aviation, NEPA required
the Air Force to address that impact in the EIS.37
“It is a familiar rule of administrative law that an agency must abide by its
own regulations.”38 The Air Force regulations implementing NEPA provide that
an EIS must include “responses to comments on the Draft EIS by modifying the
text and referring in the appendix to where the comment is addressed or
providing a written explanation in the comments section, or both.”39 In the
present case the Air Force responded to the FAA solely by modifying the text. It
did not refer in the appendix to where the FAA’s comments were addressed or
provide any written explanation, neglecting much of its responsibilities under the
36 Jones v. U.S. Dep’t of Hous. and Urban Dev., 390 F. Supp. 579, 591 (E.D. La. 1974). 37 42 U.S.C. § 4332(C)(i). 38 Fort Stewart Sch. v. Fed. Labor Relations Auth., 495 U.S. 641, 654 (1990). 39 32 C.F.R. § 989.19(d).
19 regulation. We therefore conclude that this portion of the EIS is also
inadequate.
V. Mitigation
A. Omission of Mitigation Discussion in Draft EIS
In addition to their complaints regarding the EIS’s environmental
inadequacies, petitioners take issue with several aspects of the EIS’s discussion
of mitigation measures. First, they argue that the Air Force and FAA violated
NEPA by failing to discuss mitigation measures in the draft EIS. CEQ
regulations require agencies to prepare a draft EIS prior to issuance of a final
EIS.40 The draft “must fulfill and satisfy to the fullest extent possible the
requirements established for final statements.”41 A final EIS must contain a
discussion of possible mitigation measures.42 Whether the draft EIS must also
contain a discussion of mitigation measures is a question of first impression in
this circuit.43
40 40 C.F.R. § 1502.9(a). 41 Id. 42 Methow Valley, 490 U.S. at 351-52. 43 As yet, the issue appears to have been directly addressed by only the Eastern District of California, in Westlands Water District v. U.S. Dep’t of the Interior, 275 F. Supp 2d 1157, 1187-89 (E.D. Cal. 2002). In that case, the Department of the Interior
20 The Supreme Court has stated that, absent a discussion of possible
mitigation measures, “neither the agency nor other interested individuals can
properly evaluate the severity of the adverse effects.”44 Although the Court there
referred to inclusion of a mitigation discussion in a final EIS, the same reasoning
can apply to the draft. Under the structure created by the CEQ regulations, the
lead agency must request comments from other agencies and the public on the
draft EIS before preparing the final EIS.45 Following that structure in the present
case, the Air Force provided a public comment period on the draft which closed
before the Air Force issued the final EIS. Thus, by excluding mitigation
measures from the draft, the Air Force prevented the public from commenting on
those measures during the comment period.
On the other hand, even if the agency omits the mitigation discussion from
the draft, nothing prevents the public from commenting on the mitigation
measures once the agency issues the final EIS, and petitioners do not argue that
prepared a draft EIS without a discussion of mitigation measures that were later included in the final EIS. The court found the EIS inadequate under NEPA. The Ninth Circuit later reversed the district court, finding that the Department’s draft EIS did contain a discussion of mitigation measures. 376 F.3d 853, 872-75 (9th Cir. 2004). Thus, the court of appeals did not address the question of whether the final EIS would have been adequate had the draft not contained such a discussion. 44 Methow Valley, 490 U.S. at 352. 45 40 C.F.R. § 1503.1.
21 they were prevented from commenting during the two months between the
issuance of the final EIS and the Air Force’s ROD.46 Given these
considerations, we find it unnecessary in the present case to adopt a rigid rule
that a draft EIS must contain a mitigation discussion, although we note that
inclusion of such a discussion is ideal.
B. Adequacy of Mitigation Discussion in Final EIS
Petitioners also attack the discussion of mitigation measures in the final
EIS and those adopted by the Air Force in its ROD.47 First, petitioners argue
that the final EIS does not adequately discuss measures to mitigate potential
adverse effects on underlying livestock operations. Contrary to petitioners’
assertions, however, the final EIS does recognize that overflights may injure
livestock and provides mitigation in the form of a claims process for ranchers
whose livestock suffer injury. In light of the Air Force’s non-arbitrary
46 See 40 C.F.R. § 1503.1(b) (“An agency may request comments on a final environmental impact statement before the decision is finally made. In any case other agencies or persons may make comments before the final decision”). The public can access the final EIS under the Freedom of Information Act. 42 U.S.C. § 4332(C). The agency may not issue its decision until thirty days after publication of notice of the final EIS in the Federal Register. 40 C.F.R. §1506.10(b)(2). Thus, the public can obtain and comment on the final EIS during that period. 47 CEQ regulations require a discussion of possible mitigation measures in an EIS. 40 C.F.R. §§ 1502.14(f), 1502.16(h).
22 conclusion that adverse effects on livestock were unlikely, we find the Air
Force’s limited discussion of measures to mitigate those effects reasonable.48
Petitioners also argue that reducing the annual number of sorties from the
proposed 2,600 to 1,560 and utilizing existing military airspace to the maximum
extent possible in creating Lancer MOA did not provide any mitigation because
the RBTI would still impose more overflights on certain areas than they had
experienced before implementation of the RBTI. This argument is premised on a
misunderstanding of the term “mitigation.” The CEQ regulations define
“mitigation” as “[a]voiding the impact altogether by not taking a certain action or
parts of an action” or “[m]inimizing impacts by limiting the degree or magnitude
of the action and its implementation.”49 By reducing the number of sorties
proposed for Alternative B by over 1,000 and avoiding creation of new airspace,
the Air Force limited the magnitude of the RBTI. Thus, petitioners’ argument
that these measures did not truly “mitigate” is without merit, and the EIS is not
invalid for failure to adequately address mitigation measures.
48 See Izaak Walton League of Am. v. Marsh, 655 F.2d 346, 377 (D.C. Cir. 1981) (“NEPA does not require federal agencies to examine every possible environmental consequence. Detailed analysis is required only where impacts are likely.”)
49 40 C.F.R. § 1508.20.
23 VI. Extra-Record Materials
In addition to the evidence pertaining to wake vortex effects, petitioners
sought in the Air Force cases to introduce extra-record evidence regarding
livestock, socioeconomic, and noise effects. The district court excluded all
extra-record submissions. Petitioners argue that, by not considering the extra-
record evidence, the district court could not adequately review the Air Force’s
NEPA compliance.
Because district courts have discretion to consider extra-record evidence,
we review the district court’s decision not to consider such evidence for abuse of
discretion.50 “A district court abuses its discretion if it: (1) relies on clearly
erroneous factual findings; (2) relies on erroneous conclusions of law; or (3)
misapplies the law to the facts.”51 In the present case, the district court correctly
stated the law regarding extra-record evidence in NEPA cases.52 Without
50 Northcoast Envtl. Ctr. v. Glickman, 136 F.3d 660, 665 (9th Cir. 1998); Hoffman, 132 F.3d at 16; see Davidson Country Oil Supply Co. Inc. v. Klockner, Inc., 908 F.2d 1238, 1245 (5th Cir. 1990) (stating that “[t]he trial court’s discretion to admit or exclude evidence is generally broad”). 51 McClure v. Ashcroft, 335 F.3d 404, 408 (5th Cir. 2003). 52 Davis Mountains, 249 F. Supp. 2d at 775-76; Welch, 249 F. Supp. 2d at 809-10; see supra section IV.C.
24 discussing its rationale, however, it excluded all of petitioners’ proffered extra-
record evidence.
As discussed in section IV.C., consideration of the Dwinnell text and
expert declarations is necessary to determine whether the Air Force took a hard
look at wake vortex effects. Thus, by excluding that evidence, the district court
“misapplie[d] the law to the facts.” Because this court has reviewed the extra-
record submissions in its de novo review, however, we need not remand to the
district court, but instead dispose of this issue by remanding to the Air Force to
prepare an adequate supplemental EIS.
The remaining items of evidence consist of declarations of DMTPHA
members and experts on livestock, economic, and noise effects of the RBTI. We
conclude that the district court did not abuse its discretion in excluding this
evidence. The DMTPHA members’ declarations are largely cumulative of
evidence already in the administrative record. In addition, the Air Force was
entitled to rely on the reasonable opinions of its own experts regarding livestock,
economic, and noise effects.53 None of petitioners’ proffered evidence on these
issues shows that those experts’ opinions were unreasonable, but instead
53 Sabine River Auth., 951 F.2d at 678.
25 presents opposing expert opinions. Because the Air Force’s reliance on its own
experts does not render its decisions arbitrary and capricious, admission of
petitioners’ opposing expert opinions would not show that the Air Force failed to
take a hard look at these effects. Thus, admission of petitioners’ extra-record
evidence on all issues other than wake vortex was unnecessary to determine
whether the Air Force adequately considered environmental impacts of the
RBTI54, and the district court’s exclusion of that evidence was not an abuse of
discretion.
VII. NEPA Documentation for Existing IR-178
Petitioners also claim that the Air Force failed to prepare necessary
supplemental EIS’s for IR-178 due to changes in the route and underlying land
since the route’s creation in 1985. CEQ regulations require agencies to
supplement an EIS if the agency makes substantial changes to the proposed
action or significant new circumstances or information arise bearing on the
proposed action or its impacts.55 A claim asserting that NEPA documentation
must be supplemented has three elements: (1) ongoing or remaining federal
54 See Sierra Club v. Peterson, 185 F.3d 349, 369-70 (5th Cir. 1999), vacated on other grounds on reh’g, 228 F.3d 559 (5th Cir. 2000); Sabine River, 951 F.2d at 678; accord Nat’l Audubon Soc’y v. Hoffman, 132 F.3d 7, 14-15 (2d Cir. 1997). 55 40 C.F.R. § 1502.9(c)(1).
26 action and (2) new circumstances or information relevant to the environmental
impact of the proposed action that are (3) significant enough to warrant
supplementation of existing NEPA documents.56
The district court held this claim time-barred, finding that the Air Force’s
alleged NEPA failures occurred more than six years before petitioners filed
suit.57 Although NEPA and the APA do not contain limitations periods, this
court has held that claims under the APA are subject to the general six-year
statute of limitations for claims against the government.58 The limitations period
begins to run when the right of action first accrues.59 Because petitioners allege
56 Marsh, 490 U.S. at 374. 57 Davis Mountains, 249 F. Supp. 2d at 794-96. A short history of IR-178 is necessary to understand petitioners’ complaint. The Air Force completed an Environmental Assessment (EA) and established the route in 1985 as IR-165. When the Air Force combined IR-165 with IR-128/180 in 1991, it changed the route name to IR- 178. In 1994 an alternate exit was added to the route, taken from IR-144. The Air Force has no NEPA documentation for IR-144. Petitioners contend that these changes, in addition to changes in underlying land use, necessitated preparation of some kind of NEPA documentation - either a supplemental EA or EIS. 58 28 U.S.C. § 2401(a) (“[E]very civil action commenced against the United States shall be barred unless the complaint is filed within six years after the right of action first accrues.”); Geyen v. Marsh, 775 F.2d 1303, 1306-07 (5th Cir. 1985); see also Jersey Heights Neighborhood Ass’n v. Glendening, 174 F.3d 180, 186 (4th Cir. 1999). 59 28 U.S.C. § 2401(a); 5 U.S.C. § 704; Glendening, 174 F.3d at 186.
27 agency inaction or delay under 5 U.S.C. § 706(1), we must determine whether
this cause of action accrued more than six years before petitioners brought suit.
Petitioners argue that the limitations period does not apply to its IR-178
claim, because the Air Force’s actions regarding IR-178 are ongoing. At least
one court has concluded that the six-year limitations period does not apply to
claims of unlawful delay under § 706(1), reasoning that unlawful delay of a
statutory duty is a continuing violation of the statute.60 Applying this line of
reasoning in the present case would effectively remove the limitations period
from claims that an agency has unlawfully delayed supplementation of NEPA
documents, because a necessary element of such a claim is ongoing agency
action.
We find the better view to be that a claim for agency delay in
supplementing NEPA documents accrues when circumstances requiring
supplementation first arise. Such a view prevents plaintiffs from circumventing
the limitations period by phrasing their complaints against agencies as continuous
delay (from the moment they failed to do something required by NEPA) rather
60 Am. Canoe Ass’n v. U.S. EPA, 30 F. Supp. 2d 908, 925-26 (E.D. Va. 1998) (stating that applying limitations period to claim of unlawful delay would be “grossly inappropriate, in that it would mean that [the agency] could immunize its allegedly unreasonable delay from judicial review simply by extending that delay for six years.”)
28 than a failure to act at a discrete point in time. Petitioners argue that certain
modifications to IR-178 required supplemental NEPA documentation and that
the Air Force did not prepare it. That cause of action accrued when the
modifications were implemented without the required documentation. Because
all modifications that may have warranted supplementation occurred more than
six years before petitioners filed suit, petitioners’ supplementation claim is
barred.61
VIII. FAA’s Procedure on Limited Remand
As published in the National Flight Data Digest, modified IR-178 included
eleven segments with floor altitudes lower than those evaluated in the EIS. The
FAA claimed this was an inadvertent error and this court granted a limited
remand to correct it. Petitioners now argue that the FAA failed to follow its own
regulations in making the correction.62
61 Petitioners also assert that the original EA for IR-165 was insufficient under NEPA. This claim concerns past, rather than continuing, agency action (the Air Force’s adoption of the EA). Because this past action occurred in 1985, the claim is barred by 28 U.S.C. § 2401(a). 62 Regardless of whether the FAA followed its own procedures on the limited remand, petitioners do not contest that the RBTI altitudes now conform to those evaluated in the EIS. Thus, their original argument that implementation of unevaluated adverse effects (lower altitudes) invalidates the EIS is now moot.
29 The FAA’s Order on Special Military Operations, FAA Order 7610.4J,
provides certain procedures for establishing or modifying a MTR. Order
7610.4J requires, inter alia, a certain form, coordination with the Regional Air
Traffic Control Center and others, and consideration of minimization of
disturbance to persons and property on the ground. The FAA did not follow
these procedures on remand, and argues that Order 7610.4J does not apply to
corrections like those at issue, which originate within the FAA. We find the
FAA’s argument persuasive. Order 7610.4J speaks of route revisions sought by
“military unit[s],” not ministerial revisions to correct internal error. Moreover,
the FAA sought the remand to correct the altitudes to conform to those in the
EIS, which had already considered minimization of ground disturbance. Because
the result would be the same—modification of the altitudes to conform to the
EIS–whether the FAA followed the procedure of Order 7610.4J or not,
petitioners have not been prejudiced by the FAA’s chosen procedure on remand,
and we see no reason to invalidate the correction.63
63 Pacific Molasses Co. v. FTC, 356 F.2d 386, 390 (5th Cir. 1966). Petitioners also argue that the FAA exceeded the scope of the limited remand by issuing an Addendum to the Lancer MOA NRDD. Petitioners contend that the FAA issued this document to shore up its assertion that the NRDD served as the ROD for both the Lancer MOA and modified IR-178 (see discussion below). As discussed in the next section, we find the NRDD as it existed before the FAA added the Addendum adequate as a ROD for the entire RBTI. Thus the FAA did not exceed the scope of the limited remand by issuing
30 IX. ROD for IR-178 Modifications
Lastly, petitioners argue that the FAA failed to issue a ROD for the IR-
178 modifications.64 The FAA responds that, because IR-178 and Lancer MOA
are “environmentally and aeronautically linked,” its Non-Rulemaking Decision
Document (NRDD) of December 11, 2001 for Lancer MOA serves as the ROD
for both Lancer MOA and modified IR-178. Because we find the EIS
inadequate and therefore must set aside both the Air Force’s and FAA’s RODs
approving the RBTI, we need not address this issue.
X. Conclusion
For the foregoing reasons we vacate the decisions of the district court, the
Air Force ROD and the FAA orders approving the RBTI. We remand to the Air
Force and FAA to prepare a supplemental EIS which adequately addresses wake
the Addendum, which states: “[b]eyond describing these inadvertent altitude discrepancies and documenting their correction, this addendum does not otherwise reopen the [] NRDD.” 64 Petitioners’ additional argument that the FAA failed to evaluate environmental factors within the NEPA process is without merit. Petitioners argue that the FAA violated NEPA by conducting studies after the Air Force published the final EIS. NEPA, however, allows a cooperating agency to adopt a lead agency’s EIS after its own review. 40 C.F.R. § 1506.3. Thus, in order for a cooperating agency to adopt the lead agency’s EIS, the NEPA process actually requires the cooperating agency to do some independent study after the final EIS has been prepared. Petitioners do not offer any support for the notion that the “NEPA process” concludes once the lead agency issues the final EIS.
31 vortex impacts and FAA comments as required by CEQ and Air Force
regulations.
32 Appendix
1. APA - Administrative Procedure Act
2. CEQ - Council on Environmental Quality
3. DMTPHA - Davis Mountains Trans-Pecos Heritage Association
4. EIS - Environmental Impact Statement
5. FAA - Federal Aviation Administration
6. IR - Instrument Route
7. MOA - Military Operations Area
8. MTR - Military Training Route
9. NEPA - National Environmental Policy Act
10. NRDD - Non-Rulemaking Decision Document
11. RBTI - Realistic Bomber Training Initiative
11. ROD - Record of Decision