David Smithers v. State of Indiana

• Court: Indiana Court of Appeals
• Decided: July 31, 2012
• Docket: 41A04-1111-PC-617
• Status: Unpublished

Opinion

FILED Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be regarded as precedent or cited before Jul 31 2012, 8:48 am any court except for the purpose of establishing the defense of res judicata, CLERK collateral estoppel, or the law of the case. of the supreme court, court of appeals and tax court

APPELLANT PRO SE: ATTORNEYS FOR APPELLEE:

DAVID SMITHERS GREGORY F. ZOELLER Pendleton, Indiana Attorney General of Indiana

GEORGE P. SHERMAN Deputy Attorney General Indianapolis, Indiana

IN THE COURT OF APPEALS OF INDIANA

DAVID SMITHERS, ) ) Appellant-Petitioner, ) ) vs. ) No. 41A04-1111-PC-617 ) STATE OF INDIANA, ) ) Appellee-Respondent. )

APPEAL FROM THE JOHNSON SUPERIOR COURT The Honorable Cynthia S. Emkes, Judge Cause No. 41D02-1106-PC-4

July 31, 2012

MEMORANDUM DECISION - NOT FOR PUBLICATION

SHEPARD, Senior Judge David Smithers appeals the denial of his petition for post-conviction relief. He

contends that the State unfairly withheld evidence from him before he pleaded guilty, that his

trial counsel rendered ineffective assistance during plea negotiations, and that his plea was

not knowing and voluntary. We affirm.

FACTS AND PROCEDURAL HISTORY

In 2000, Smithers was arrested and jailed for multiple charges of child molesting.

While those charges were pending, Smithers approached fellow inmate Codell Wombles and

asked him to murder the victim of Smithers’ molestations in exchange for money. Wombles

agreed to the plan but then reported the plot to jail personnel. Wombles discussed the plan

further with Smithers while wearing a wire for the police, and these discussions produced

further evidence of their agreement. The State subsequently filed a second case against

Smithers, alleging conspiracy to commit murder, a class A felony.

Under plea agreements addressing all the pending matters, Smithers pleaded guilty to

child molesting as a class B felony, two counts of child molesting as class C felonies, one

count of dissemination of matters harmful to minors, class D, and conspiracy to commit

murder. The trial court held one sentencing hearing for both cases. Smithers belatedly

appealed his sentence, and this Court affirmed. See Smithers v. State, No. 41A01-0512-CR-

560, slip op. at 17 (Ind. Ct. App. Dec. 12, 2006).

Next, Smithers filed a petition for post-conviction relief aimed only at his conviction

for conspiracy to commit murder. The post-conviction court issued findings of fact and

conclusions of law denying Smithers’ petition without a hearing. This appeal followed.

2 ISSUES

Smithers raises three issues, which we restate as:

I. Whether the State withheld exculpatory evidence.

II. Whether Smithers received ineffective assistance of trial counsel.

III. Whether Smithers’ guilty plea was knowing and voluntary.1

DISCUSSION AND DECISION

To prevail on appeal from the denial of post-conviction relief, the petitioner must

show that the evidence as a whole leads unerringly and unmistakably to a conclusion

opposite that reached by the post-conviction court. Hall v. State, 849 N.E.2d 466, 469 (Ind.

2006). In reviewing the judgment of a post-conviction court, appellate courts consider only

the evidence and reasonable inferences that support it. Id. at 468.

I. Disclosure of Material Exculpatory Evidence

Smithers argues that the State failed to disclose to him that his participation in the

conspiracy was the result of entrapment by Wombles, who Smithers claims acted as an agent

of the State. Specifically, Smithers says Wombles manipulated him so that Wombles could

cut a good deal with the State, and Wombles later informed the State of his manipulation, but

the State did not tell Smithers about Wombles’ admission. The State responds that when

Smithers pleaded guilty, he acknowledged that the sequence of events in the original

1 Smithers also argues that the post-conviction court erred by declining to hold an evidentiary hearing. The decision of whether to hold an evidentiary hearing is assigned to the post-conviction court’s discretion. Smith v. State, 822 N.E.2d 193, 201 (Ind. Ct. App. 2005), trans. denied. Here, we agree with the post-conviction court that there is no dispute of material fact; the court did not abuse its discretion by failing to hold a hearing. See Baker v. State, 768 N.E.2d 477, 483 (Ind. Ct. App. 2002). 3 probable cause affidavit was accurate, and the affidavit demonstrates that Wombles was not

an agent of the State when he first conspired with Smithers.

To establish what is commonly known as a Brady violation, a defendant must show:

(1) the prosecution suppressed evidence; (2) the evidence was favorable to the defense; and

(3) the evidence was material to an issue at trial. Stephenson v. State, 864 N.E.2d 1022,

1056-57 (Ind. 2007) (discussing Brady v. Maryland, 373 U.S. 83, 83 S. Ct. 1194, 10 L. Ed.

2d 215 (1963)).

The defense of entrapment consists of two elements: (1) the crime was solicited by a

law enforcement official or his or her agent; and (2) the person was not predisposed to

commit the offense. Ind. Code § 35-41-3-9 (1977). The post-conviction court correctly

found against Smithers on both these elements.

First, the probable cause affidavit recited that Smithers approached Wombles about

participating in the murder and that Wombles then reported the matter to jail officials. The

allegation of Smithers’ petition has been only that there were “confessions of Agent of State

that Petitioner was entrapped,” Appellant’s App. p. 25, by which Smithers appears to mean

that Wombles agreed to the conspiracy so that he could report it to the authorities and gain

some advantage for himself. This allegation does not contradict the acknowledged evidence

in the probable cause affidavit in any way that is legally important. Wombles was not a state

agent when Smithers approached him, and Wombles’ motive in agreeing to Smithers’

proposal at a moment when he was not a state agent is irrelevant to a claim of government

entrapment.

4 As for the second element of entrapment (“not predisposed”), the affidavit indicates

that after the State placed a wire on Wombles, Smithers further discussed the conspiracy with

Wombles without any additional prompting. Conduct merely affording a person an

opportunity to commit the offense does not constitute entrapment. Ind. Code § 35-41-3-9.

II. Assistance of Trial Counsel

Smithers argues that his counsel failed to investigate the case effectively in the period

leading up to the plea in that counsel should have discovered Wombles’ disclosure to the

State that he had manipulated Smithers into participating in the conspiracy.

The post-conviction court was correct to reject this claim, largely for the reasons just

cited. Had counsel “discovered” that Wombles agreed to Smithers’ proposal about

committing murder before reporting same to the police, motivated by a desire to help himself,

this revelation would have been of little help in representing Smithers. Put another way, even

if counsel performed deficiently on this point, it worked no prejudice. See Helton v. State,

907 N.E.2d 1020, 1023 (Ind. 2009) (if a case can be resolved on the issue of prejudice, we

need not decide whether counsel’s performance was deficient).

Smithers also argues that counsel wrongly advised him of the penal consequences of

his plea to conspiracy. Specifically, Smithers states that his lawyer told him that if he did not

plead guilty, the State had said that it would file additional conspiracy charges that would

result in a potential two hundred-year sentence. Smithers claims that regardless of how many

conspiracy charges were filed against him, he could have only been sentenced to concurrent

sentences, and his counsel should have known that and advised him accordingly.

5 Perhaps this is so, but Smithers was simultaneously negotiating with the State in his

conspiracy case and in his child molesting case. Had there been no plea agreement, the State

could have tried him on all charges then on file and sought consecutive sentences for the

child molesting charges and the conspiracy charge, potentially producing an even longer

sentence than the one he received. We cannot say that counsel’s advice about Smithers’

sentence fell below a reasonable standard of performance. See Danks v. State, 733 N.E.2d

474, 487 (Ind. Ct. App. 2000) (determining that counsel correctly advised Danks that the

death penalty was possible in his case, which induced defendant to plead guilty and receive a

lesser sentence), trans. denied.

III. Voluntariness of Plea

Finally, Smithers claims that his plea was not knowing and voluntary because he had

not been adequately informed of his rights. He believes that his written plea agreement and

the trial court’s discussion of his rights during his guilty plea hearing were not thorough

enough.

To be valid, a guilty plea must be made knowingly, voluntarily, and intelligently.

Fisher v. State, 878 N.E.2d 457, 465 (Ind. Ct. App. 2007), trans. denied. A trial court must

determine that a defendant is aware of his right to a trial by jury, right against self-

incrimination, and right to confrontation. Id. (citing Boykin v. Alabama, 395 U.S. 238, 89 S.

Ct. 1709, 1712, 23 L. Ed. 2d 274 (1969)). We will vacate a conviction if the record does not

indicate the defendant was advised of these rights. Id.

Smithers claims he was not adequately informed of his Boykin rights. We disagree.

6 In his written plea agreement, Smithers was told that by pleading guilty, he was waiving his

right to “a public trial by jury; . . . the right to confront and cross examine all witnesses

against me at my trial; . . . [and] the right to testify or not to testify on my own behalf at trial

without any presumption of guilt arising from a refusal to testify,” among a host of other

advisements. Appellant’s App. p. 7. Smithers placed his initials by each stated right,

indicating he had read them. Furthermore, toward the end of the plea agreement Smithers

indicated by initials: “I hereby acknowledge that I have read and understand all of the above

material.” Id. at 8. At the guilty plea hearing, Smithers told the trial court that he had read

the plea agreement and that he had the opportunity to discuss the meaning of it with his

lawyer. Id. at 16. And, the following discussion occurred:

COURT: You need to understand that if you offer your guilty plea to the Court you’re giving up the constitutional rights you read about in the agreement. The most important of those are your right to a public and speedy trial by Court or by jury, your right to confront and cross-examine witnesses against you at that trial, your right to testify at that trial and your right to chose [sic] not to testify at that trial, and your right to the assistance of counsel at every stage of the proceeding including upon appeal if you’re convicted and your right to a public defender if you couldn’t afford an attorney, do you understand that if you offer your guilty plea to the Court I’m going to find that you are knowingly and voluntarily giving up those rights?

SMITHERS: Yes, I understand.

Guilty Plea Tr. pp. 6-7. The plea agreement and the trial judge’s colloquy were

comprehensive and straightforward. Smithers does not identify how additional descriptions

of any of the rights he waived would have mattered in his case. The post-conviction court

7 appropriately concluded that the record reflects that Smithers was adequately advised of his

Boykin rights and knowingly, voluntarily, and intelligently waived them.

CONCLUSION

Smithers has failed to demonstrate that the evidence as a whole leads unerringly and

unmistakably to a conclusion opposite that reached by the post-conviction court.

Affirmed.

MAY, J., and MATHIAS, J., concur.