David R. Finley v. Commonwealth of Kentucky

Kentucky Supreme Court·Decided February 20, 2020·No. 2018-SC-0175·Unpublished

Opinion

IMPORTANT NOTICE

NOT TO BE PUBLISHED OPINION

THIS OPINION IS DESIGNATED "NOT TO BE PUBLISHED " PURSUANT TO THE RULES OF CIVIL PROCEDURE PROMULGATED BY THE SUPREME COURT, CR 76.28(4)(C), THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE CITED OR USED AS BINDING PRECEDENT IN ANY OTHER CASE IN ANY COURT OF THIS STATE; HOWEVER, UNPUBLISHED KENTUCKY APPELLATE DECISIONS, RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION BY THE COURT SHALL BE SET OUT AS AN UNPUBLISHED DECISION IN THE FILED DOCUMENT AND A COPY OF THE ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE DOCUMENT TO THE COURT AND ALL PARTIES TO THE ACTION.

RENDERED: FEBRUARY 20, 2020 NOT TO BE PUBLISHED

2018-SC-000175-MR

DAVID R. FINLEY APPELLANT 3/12/2020

ON APPEAL FROM HART CIRCUIT COURT V. HONORABLE CHARLES C. SIMMS, JUDGE NO. 17-CR-00059

COMMONWEALTH OF KENTUCKY APPELLEE

MEMORANDUM OPINION OF THE COURT REVERSING AND VACATING IN PART, AFFIRMING IN PART, AND REMANDING

A Hart County Grand jury indicted Appellant, David R. Finley, for murder, attempted murder, tampering with physical evidence, and for being a first-degree persistent felony offender (PFO). At trial, the jury found Finley guilty of second-degree manslaughter, first-degree wanton endangerment, tampering with physical evidence, and being a first-degree PFO. The trial court sentenced him to a total of twenty years’ imprisonment in accordance with the jury’s recommendation.1 Finley appeals to this Court as a matter of right, Ky. Const. §110(2)(b).

1 With the PFO enhancement, the jury recommended Finley be sentenced to twenty years’ imprisonment each for manslaughter, wanton endangerment, and tampering with physical evidence, with all sentences to be served concurrently for a total of twenty years.

Finley raises three issues on appeal, alleging the trial court erred by: (1)

failing to grant a directed verdict for tampering with physical evidence, (2) improperly providing the jury with an instruction for first-degree wanton endangerment, and (3) admitting improper evidence in the penalty phase. After careful review, we reverse and vacate in part and affirm in part.

I. BACKGROUND

On the evening in question, Finley and Jennifer Hendricks traveled together in an automobile owned by Finley’s wife. Following an accident which left the car in a ditch, Hendricks called Scott Bryant, a friend and auto mechanic, for help. Bryant drove to assist Hendricks. Bryant had never met Finley, who had been drinking most of the day.

The vehicle was inoperable, required a tow, and was left on the side of the road. Bryant returned to his trailer with Hendricks and Finley. The three shared a marijuana cigarette and Finley and Hendricks drank moonshine. Trouble began when Finley produced a .380 Taurus semi-automatic handgun and handed it to Hendricks. Bryant told Finley and Hendricks he did not want guns in his trailer.

According to Bryant, Finley and Hendricks briefly went outside, and when the two returned, Finley’s demeanor toward Bryant had changed. Finley, now armed with a 9mm handgun, confronted Bryant, asking him why he had mistreated his ex. Bryant indicated he did not believe he had done so and did not think he needed to answer the question. At that point, Finley stood up, approached Bryant, and swung the gun in his right hand behind Bryant.

Finley fired the weapon as Bryant turned toward the gun. The bullet passed through the mattress behind where Bryant sat. After Hendricks yelled at Finley and jumped on him, Bryant secured the 9mm from Finley, who removed the magazine and the round from the chamber. Bryant also saw the .380 handgun sticking out of the waistband of Hendricks’s pants and attempted to secure that weapon as well. While he was unsuccessful in getting possession of that firearm, the magazine release button had been pressed during the struggle and Bryant removed the magazine, leaving that gun with a single round in the chamber.

Finley told Bryant that he would not leave the trailer without the 9mm, and Bryant returned the unloaded gun but kept the magazine. With Biyant in control of both magazines and the bullet from the chamber of the 9mm, Hendricks and Finley left the trailer with both handguns (the now-empty 9mm and the .380 with a single bullet in the chamber). Shortly after leaving, Hendricks returned asking for the 9mm magazine, but Bryant refused to return it. Bryant closed the door after speaking to Hendricks. Ten to fifteen minutes later, he heard a loud bang outside the trailer, as if someone had slammed his hand against the side. When Bryant opened his door, he saw that Hendricks lay dead in front of the trailer.

During Hendricks’s autopsy, the medical examiner retrieved a .380 slug from the back of her brain. The medical examiner ruled out suicide as the cause of death, estimating the gun was fired from a distance of at least three feet from the entry wound. Therefore, the medical examiner ruled her death a

homicide. Despite extensive police search efforts, officers never recovered the .380 handgun that fired the fatal shot. Without the gun, experts for the Commonwealth and Finley were unable to determine the shooter’s exact location in relation to Hendricks when the shot was fired.

Finley’s whereabouts and actions during the three hours following the shooting are unknown. Around midnight, Joanna Finley, Finley’s wife, picked him up at a closed auto garage near (but not visible from) Bryant’s trailer. Finley and Joanna returned to their residence without the Taurus .380. When state troopers arrested Finley at home, he broke a trooper’s hand resisting arrest and fighting officers’ efforts to confiscate the unloaded 9mm handgun.

A Hart County Grand jury indicted Finley, for murder, attempted murder, tampering with physical evidence, and for being a first-degree persistent felony offender (PFO) and the case went to trial. After closing its case at trial, the Commonwealth moved to amend the indictment by adding wanton language to the murder count in order to conform the charges to the evidence. The trial court granted that motion.

When ruling on instructions, the trial court accepted the Commonwealth’s request to instruct on first-degree wanton endangerment as a lesser-included offense of attempted murder. The wanton endangerment instruction was given to the jury over defense objection.

Finley was convicted of second-degree manslaughter, first-degree wanton endangerment, and tampering with physical evidence. Following the verdicts, the trial court conducted a combined PFO/penalty phase. During this phase,

the Commonwealth introduced felony convictions from five judgments. Three of the judgments qualified for first-degree PFO consideration and two judgments, while admissible as part of Finley’s criminal history, did not qualify for PFO consideration.

One of the non-qualifying PFO felony judgments concerned a conviction for third-degree assault for Finley breaking the state trooper’s hand. The other non-qualifying felony judgment involved a domestic violence incident where Finley was convicted of assaulting Joanna, taking her vehicle, and using her credit cards. An arrest warrant for the domestic violence incident was pending when Finley was arrested for shooting Hendricks.

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David R. Finley v. Commonwealth of Kentucky, (Ky. 2020).

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