CLD-161 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ___________
No. 17-3625 ___________
DAVID MEADE; CERAYSAH TIM, Appellant
v.
MICHAEL REYNOLDS, SUED IN HIS INDIVIDUAL CAPACITY
DAVID MEADE, Appellant ____________________________________
On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. Civil Action No. 2:15-cv-05618) District Judge: Honorable Legrome D. Davis ____________________________________
Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B) or Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6 April 9, 2020
Before: JORDAN, KRAUSE, and MATEY, Circuit Judges
(Opinion filed April 14, 2020) _________
OPINION* _________
* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent.
1 PER CURIAM
David Meade appeals pro se from an order of the United States District Court for
the Eastern District of Pennsylvania, dismissing his civil rights complaint for failure to
effect service pursuant to Federal Rule of Civil Procedure 4(m). For the following
reasons, we will summarily affirm.
Meade, along with Ceraysah Tim, commenced the underlying action by submitting
a complaint to the United States District Court for the Eastern District of Pennsylvania in
October 2015. The complaint asserted that Officer Michael Reynolds from “the
Montgomery County Police Department” used excessive force when arresting Meade in
Tim’s home on October 8, 2013. The District Court granted the plaintiffs’ motions to
proceed in forma pauperis (IFP), filed the complaint, directed the Clerk to issue a
summons, and instructed the U.S. Marshals Service to serve the summons and complaint
upon Officer Reynolds. The Marshals Service subsequently returned the summons
unexecuted, noting that Officer Reynolds did not “work at Montco Sheriff” or at the
“Montco P.D.” On June 14, 2016, the District Court directed the plaintiffs to provide
more specific information on Officer Reynolds, including an address where he could be
served. The plaintiffs failed to do so. On August 1, 2016, the District Court ordered the
plaintiffs to submit within 15 days an amended USM-285 form in accordance with the
order of June 14, 2016, and advised that failure to comply would result in dismissal of the
claims against Officer Reynolds pursuant to Federal Rule of Civil Procedure 4(m). The
plaintiffs again failed to comply with the District Court’s order. Accordingly, by order
entered September 1, 2016, the District Court dismissed the action because the plaintiffs
2 failed to comply with Rule 4(m).1 In particular, the District Court stated that “[p]laintiffs
still have not complied with the Court’s directive and [have] not shown good cause for
their failure.”
On September 12, 2016, Meade filed a motion to reopen the case, stating, “I
fill[ed] out the U.S. Marshal Form 285 for Defendant Michael Reynolds in July, and I
also did another one in May on a blank sheet of paper.” While that motion was pending,
Meade filed a notice of appeal.2 Thereafter, on November 1, 2019, the District Court
issued an order providing Meade with an opportunity to demonstrate that he had
submitted the forms referenced in his motion to reopen.3 Meade did not respond to that
order. Accordingly, by order entered December 9, 2019, the District Court denied the
motion to reopen “with prejudice due to the failure of plaintiff to comply with this court’s
November 1, 2019 order to demonstrate that he provided the United States Marshals
Service with proper documentation to enable it to effect service of process under Rule 4
of the Federal Rules of Civil Procedure.”
1 The District Court did not specify whether the dismissal was with or without prejudice. 2 Tim did not join Meade in the motion to reopen or in the notice of appeal. 3 In particular, the District Court directed Meade to file “a copy of the Form 285 and/or the handwritten paper referenced in his” motion for reconsideration. If Meade did not possess a copy of those documents, the District Court instructed him to file a statement, under penalty of perjury, declaring if he submitted the forms; providing how he submitted them, the date he submitted them, and the address where they were submitted; and noting the address for Officer Reynolds that he provided to the Marshals Service.
3 We have jurisdiction under 28 U.S.C. § 1291.4 When a district court dismisses an
action for lack of proper service, it “must dismiss the action without prejudice.” Fed. R.
Civ. P. 4(m). Without-prejudice dismissals typically are not immediately appealable, see
Borelli v. City of Reading, 532 F.2d 950, 951-52 (3d Cir. 1976) (per curiam), but we
have held that an order dismissing a complaint under Rule 4 is final, and thus appealable,
where expiration of the statute of limitations would preclude the appellant from refiling
the complaint. See Green v. Humphrey Elevator & Truck Co., 816 F.2d 877, 878 n.4 (3d
Cir. 1987); Welch v. Folsom, 925 F.2d 666, 668 (3d Cir. 1991) (holding order of
dismissal is final and appealable under § 1291 where complaint filed by a plaintiff
granted leave to proceed IFP is dismissed without prejudice for failure to effect service of
process). Because Meade’s claims stem from an incident that occurred on October 8,
2013, more than two years ago, those claims would now be time-barred. See Lake v.
Arnold, 232 F.3d 360, 368 (3d Cir. 2000) (stating that a two-year statute of limitations
4 “As a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those aspects of the case involved in the appeal.” Venen v. Sweet, 758 F.2d 117, 120 (3d Cir. 1985). But when a party timely files one of the motions listed in Federal Rule of Appellate Procedure 4(a)(4)(A), the notice of appeal does not become effective until the district court disposes of that motion. See Fed. R. App. P. 4(a)(4)(B)(i). It makes no difference whether the Rule 4(a)(4)(A) motion is filed before or after the notice of appeal; all that matters is that the motion is timely. See Venen, 758 F.2d at 122 n.6.
Free access — add to your briefcase to read the full text and ask questions with AI
CLD-161 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ___________
No. 17-3625 ___________
DAVID MEADE; CERAYSAH TIM, Appellant
v.
MICHAEL REYNOLDS, SUED IN HIS INDIVIDUAL CAPACITY
DAVID MEADE, Appellant ____________________________________
On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. Civil Action No. 2:15-cv-05618) District Judge: Honorable Legrome D. Davis ____________________________________
Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B) or Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6 April 9, 2020
Before: JORDAN, KRAUSE, and MATEY, Circuit Judges
(Opinion filed April 14, 2020) _________
OPINION* _________
* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent.
1 PER CURIAM
David Meade appeals pro se from an order of the United States District Court for
the Eastern District of Pennsylvania, dismissing his civil rights complaint for failure to
effect service pursuant to Federal Rule of Civil Procedure 4(m). For the following
reasons, we will summarily affirm.
Meade, along with Ceraysah Tim, commenced the underlying action by submitting
a complaint to the United States District Court for the Eastern District of Pennsylvania in
October 2015. The complaint asserted that Officer Michael Reynolds from “the
Montgomery County Police Department” used excessive force when arresting Meade in
Tim’s home on October 8, 2013. The District Court granted the plaintiffs’ motions to
proceed in forma pauperis (IFP), filed the complaint, directed the Clerk to issue a
summons, and instructed the U.S. Marshals Service to serve the summons and complaint
upon Officer Reynolds. The Marshals Service subsequently returned the summons
unexecuted, noting that Officer Reynolds did not “work at Montco Sheriff” or at the
“Montco P.D.” On June 14, 2016, the District Court directed the plaintiffs to provide
more specific information on Officer Reynolds, including an address where he could be
served. The plaintiffs failed to do so. On August 1, 2016, the District Court ordered the
plaintiffs to submit within 15 days an amended USM-285 form in accordance with the
order of June 14, 2016, and advised that failure to comply would result in dismissal of the
claims against Officer Reynolds pursuant to Federal Rule of Civil Procedure 4(m). The
plaintiffs again failed to comply with the District Court’s order. Accordingly, by order
entered September 1, 2016, the District Court dismissed the action because the plaintiffs
2 failed to comply with Rule 4(m).1 In particular, the District Court stated that “[p]laintiffs
still have not complied with the Court’s directive and [have] not shown good cause for
their failure.”
On September 12, 2016, Meade filed a motion to reopen the case, stating, “I
fill[ed] out the U.S. Marshal Form 285 for Defendant Michael Reynolds in July, and I
also did another one in May on a blank sheet of paper.” While that motion was pending,
Meade filed a notice of appeal.2 Thereafter, on November 1, 2019, the District Court
issued an order providing Meade with an opportunity to demonstrate that he had
submitted the forms referenced in his motion to reopen.3 Meade did not respond to that
order. Accordingly, by order entered December 9, 2019, the District Court denied the
motion to reopen “with prejudice due to the failure of plaintiff to comply with this court’s
November 1, 2019 order to demonstrate that he provided the United States Marshals
Service with proper documentation to enable it to effect service of process under Rule 4
of the Federal Rules of Civil Procedure.”
1 The District Court did not specify whether the dismissal was with or without prejudice. 2 Tim did not join Meade in the motion to reopen or in the notice of appeal. 3 In particular, the District Court directed Meade to file “a copy of the Form 285 and/or the handwritten paper referenced in his” motion for reconsideration. If Meade did not possess a copy of those documents, the District Court instructed him to file a statement, under penalty of perjury, declaring if he submitted the forms; providing how he submitted them, the date he submitted them, and the address where they were submitted; and noting the address for Officer Reynolds that he provided to the Marshals Service.
3 We have jurisdiction under 28 U.S.C. § 1291.4 When a district court dismisses an
action for lack of proper service, it “must dismiss the action without prejudice.” Fed. R.
Civ. P. 4(m). Without-prejudice dismissals typically are not immediately appealable, see
Borelli v. City of Reading, 532 F.2d 950, 951-52 (3d Cir. 1976) (per curiam), but we
have held that an order dismissing a complaint under Rule 4 is final, and thus appealable,
where expiration of the statute of limitations would preclude the appellant from refiling
the complaint. See Green v. Humphrey Elevator & Truck Co., 816 F.2d 877, 878 n.4 (3d
Cir. 1987); Welch v. Folsom, 925 F.2d 666, 668 (3d Cir. 1991) (holding order of
dismissal is final and appealable under § 1291 where complaint filed by a plaintiff
granted leave to proceed IFP is dismissed without prejudice for failure to effect service of
process). Because Meade’s claims stem from an incident that occurred on October 8,
2013, more than two years ago, those claims would now be time-barred. See Lake v.
Arnold, 232 F.3d 360, 368 (3d Cir. 2000) (stating that a two-year statute of limitations
4 “As a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those aspects of the case involved in the appeal.” Venen v. Sweet, 758 F.2d 117, 120 (3d Cir. 1985). But when a party timely files one of the motions listed in Federal Rule of Appellate Procedure 4(a)(4)(A), the notice of appeal does not become effective until the district court disposes of that motion. See Fed. R. App. P. 4(a)(4)(B)(i). It makes no difference whether the Rule 4(a)(4)(A) motion is filed before or after the notice of appeal; all that matters is that the motion is timely. See Venen, 758 F.2d at 122 n.6. Meade filed a motion to reopen, which we construe as a timely motion under Federal Rule of Civil Procedure 59(e) or 60(b). Because Rule 59(e) and Rule 60(b) motions are listed in Rule 4(a)(4)(A), Meade’s notice of appeal did not become effective until the District Court denied his request for post-judgment relief. And the notice of appeal from the denial of the timely filed post-judgment motion brings up for review the order dismissing the case for failure to comply with Rule 4(m).
4 applies to civil rights actions originating in Pennsylvania). Thus, even if the September
1, 2016 order is construed as dismissing Meade’s claims without prejudice under Rule
4(m), appellate jurisdiction is nonetheless proper. Our review of a dismissal pursuant to
Rule 4(m), as well as dismissals of motions seeking relief under Rules 59(e) or 60(b), is
for abuse of discretion. See Ayres v. Jacobs & Crumplar, P.A., 99 F.3d 565, 568 (3d Cir.
1996) (Rule 4(m) motions); Blystone v. Horn, 664 F.3d 397, 415 (3d Cir. 2011) (Rule
59(e) motions); Brown v. Phila. Hous. Auth., 350 F.3d 338, 342 (3d Cir. 2003) (Rule
60(b) motions).
At the time that Meade filed the complaint, Rule 4(m) provided that a district court
must dismiss a complaint after notice to the plaintiff if service of the complaint is not
made upon a defendant within 120 days after the filing.5 See Fed. R. Civ. P. 4(m). A
district court must extend the time for service, however, where a plaintiff demonstrates
good cause for the failure to timely serve the defendant. See McCurdy v. Am. Bd. of
Plastic Surgery, 157 F.3d 191, 196 (3d Cir. 1998). Even if a plaintiff fails to show good
cause, the district court must still consider whether any additional factors warrant a
discretionary extension of time. See Petrucelli v. Bohringer & Ratzinger, GMHB, 46
F.3d 1298, 1305-06 (3d Cir. 1995).
A plaintiff proceeding IFP under 28 U.S.C. § 1915 is entitled to have the Marshals
Service or other appointed person effect service. See 28 U.S.C. § 1915(d); Fed. R. Civ.
P. 4(c)(3). But the plaintiff must provide the district court with sufficient information to
5 Effective December 1, 2015, Rule 4(m) was amended to require service of process within 90 days, rather than 120 days, of the filing of the complaint. 5 enable the Marshals Service to effectuate service of process. See Lee v. Armontrout, 991
F.2d 487, 489 (8th Cir. 1993) (holding that it is the responsibility of a plaintiff proceeding
pro se and IFP to provide proper addresses for service). Here, the Marshals Service
attempted to locate Officer Reynolds at the address that the plaintiffs provided in the
complaint. But the Marshals Service’s attempt was unsuccessful, and it returned the
USM-285 form unexecuted, noting that Officer Reynolds did not “work at Montco
Sheriff” or at the “Montco P.D.” The District Court provided two opportunities for the
plaintiffs to furnish Officer Reynolds’ correct address, but they failed to do so.
Under these circumstances, the District Court did not abuse its discretion in
concluding that Meade had not shown good cause for an extension of the Rule 4(m)
period. The Marshals Service is not required to attempt service into perpetuity at the
same address. Moreover, Meade’s motion to reopen still did not contain the necessary
information to effect service on Officer Reynolds. The District Court nevertheless
provided Meade with an additional opportunity to furnish Officer Reynolds’ address.
Meade did not respond to that opportunity, which effectively operated as a discretionary
extension of time. See Petrucelli, 46 F.3d at 1305-06. Accordingly, the denial of the
motion to reopen was not an abuse of discretion.
For the foregoing reasons, the appeal presents no substantial question.
Therefore, we will summarily affirm the District Court’s order of dismissal and its denial
of Meade’s motion to reopen. See Third Circuit LAR 27.4 and I.O.P. 10.6.