David M. Ward v. Secretary of State, Ex Rel. Michael G. Adams in His Official Capacity

Kentucky Supreme Court·Decided April 28, 2022·No. 2020 SC 0520·Unknown

Opinion

RENDERED: APRIL 28, 2022

TO BE PUBLISHED

Supreme Court of Kentucky 2020-SC-0520-I

2020-SC-0544-I

DAVID M. WARD; AND KENTUCKY APPELLANTS/ ASSOCIATION OF CRIMINAL DEFENSE CROSS-APPELLEES LAWYERS, INC.

ON APPEAL FROM FRANKLIN CIRCUIT COURT HONORABLE THOMAS D. WINGATE, JUDGE NO. 20-CI-00471

V.

SENATOR WHITNEY WESTERFIELD, IN HIS APPELLEES/ PERSONAL AND OFFICIAL CAPACITIES; CROSS-APPELLANTS MARSY’S LAW FOR KENTUCKY, LLC; AND COMMONWEALTH OF KENTUCKY, EX REL. ATTORNEY GENERAL DANIEL CAMERON

AND

SECRETARY OF STATE, EX REL. MICHAEL G. APPELLEES/ ADAMS, IN HIS OFFICIAL CAPACITY; THE CROSS-APPELLEES KENTUCKY STATE BOARD OF ELECTIONS, EX REL. MICHAEL G. ADAMS, IN HIS OFFICIAL CAPACITY AS CHIEF ELECTION OFFICIAL FOR THE COMMONWEALTH; AND A.B. CHANDLER III, IN HIS OFFICIAL CAPACITY AS CHAIRMAN

OPINION OF THE COURT BY CHIEF JUSTICE MINTON VACATING AND REMANDING

The parties appeal a ruling of the Franklin Circuit Court concerning the second attempt to include Marsy’s Law, an amendment related to crime victims’ rights, in the Kentucky Constitution. We accepted transfer from the Court of Appeals because this case raises important questions regarding a challenge to a constitutional ballot initiative. After careful review of the record, we conclude that Appellants’ claims must be dismissed for lack of standing.

I. FACTS AND PROCEDURAL BACKGROUND In 2018, the General Assembly proposed, and Kentucky voters ratified, the constitutional amendment known as Marsy’s Law. After a legal challenge, this Court invalidated the 2018 amendment because the entire text of the proposed amendment was not placed on the ballot.1 In 2020, the General Assembly again proposed the Marsy’s Law constitutional amendment. Appellants2 sued the Secretary of State, the State Board of Elections, and the Chairperson of the State Board of Elections before the general election. The Complaint sought declaratory and injunctive relief either prohibiting Marsy’s Law from appearing on the ballot or, in the alternative, preventing tabulation of votes on ratification of the amendment.

1 Westerfield v. Ward, 599 S.W.3d 738 (Ky. 2019) (hereinafter “Ward I”).

2 The Appellants in this action are David M. Ward, a resident and taxpayer in this Commonwealth, and the Kentucky Association of Criminal Defense Lawyers (“KACDL”), a nonprofit corporation advocating on behalf of attorneys engaged in the defense of criminal prosecutions in the Court of Justice (collectively “Appellants”).

Appellants also brought facial challenges to the legality of substantive provisions of Marsy’s Law.

The Kentucky Attorney General, Marsy’s Law for Kentucky, LLC, and Senator Whitney Westerfield intervened as co-defendants. The Plaintiffs and Intervening Defendants filed cross-motions for summary judgment. In October 2020, the trial court granted partial summary judgment in favor of the Intervening Defendants. The trial court ruled in favor of the Intervening Defendants on Plaintiffs’ procedural claims. Still, the trial court concluded that Appellants’ facial challenges to Marsy’s Law were not ripe because the amendment had not yet been ratified by Kentucky voters. The trial court withheld ruling on Appellants’ facial challenges and held those claims in abeyance.

The parties filed cross-appeals. The Court of Appeals recommended transfer of those appeals to this Court. This Court accepted transfer and denied Appellants’ motion for emergency relief. In their response briefs to this Court, Appellees challenged the justiciability of Appellants’ claims. While this appeal was pending, Kentucky voters ratified the Marsy’s Law constitutional amendment. We now address the parties’ arguments on appeal.

II. STANDARD OF REVIEW

“We review the trial court’s issuance of summary judgment de novo and any factual findings will be upheld if supported by substantial evidence and

not clearly erroneous.”3 Whether Appellants have standing is a jurisdictional question of law that is reviewed de novo.4 III. ANALYSIS

Section 112 of the Kentucky Constitution gives circuit courts original jurisdiction in all justiciable causes not vested in another court.5 This Court has held, and reaffirmed, that “the existence of a plaintiff's standing is a constitutional requirement to prosecute any action in the courts of this Commonwealth.”6 We have adopted the federal standard for standing espoused in Lujan v. Defenders of Wildlife.7 To have constitutional standing, a “plaintiff must have suffered an injury in fact—an invasion of a legally protected interest which is (a) concrete and particularized, and (b) actual or imminent, not conjectural or hypothetical.”8 The party invoking jurisdiction bears the burden of establishing the elements of standing.9

3 Adams v. Sietsema, 533 S.W.3d 172, 177 (Ky. 2017).

4 Commonwealth v. B.H., 548 S.W.3d 238, 242 (Ky. 2018) (“Jurisdiction is a question of law, and our review is de novo.”).

5 “The Circuit Court shall have original jurisdiction of all justiciable causes not vested in some other court. It shall have such appellate jurisdiction as may be provided by law.” Ky. Const. § 112(5).

6 Commonwealth Cabinet for Health & Fam. Servs., Dep’t for Medicaid Servs. v.

Sexton ex rel. Appalachian Reg’l Healthcare, Inc., 566 S.W.3d 185, 188 (Ky. 2018); see also Beshear v. Ridgeway, ___S.W.3d___, 2021-SC-0225-I, 2022 WL 575442 at *1, 3 (Ky. Feb. 24, 2022); Overstreet v. Mayberry, 603 S.W.3d 244, 252 (Ky. 2020); Commonwealth v. Bredhold, 599 S.W.3d 409, 414 (Ky. 2020).

7Sexton, 566 S.W.3d at 188 (citing Lujan v. Defenders of Wildlife, 504 U.S. 555, 560–61 (1992)).

8 Lujan, 504 U.S. at 560 (internal citations and quotations omitted).

9 Id. at 561.

A. Appellants have not established constitutional standing as citizens and voters.

Appellants have not met their burden of establishing that the alleged injuries harmed them in a concrete and particularized manner. Instead, Appellants’ claims constitute nonjusticiable generalized grievances because the harms they assert are shared in equal measure by all citizens of the Commonwealth.

One of the major principles underlying the standing doctrine is the prohibition against “generalized grievances.”10 “[W]hen the asserted harm is a ‘generalized grievance’ shared in substantially equal measure by all or a large class of citizens, that harm alone normally does not warrant exercise of jurisdiction.”11 Kentucky courts recognize the prohibition against generalized grievances.

In Sexton, we explained that the prohibition against generalized grievances was one of “two major federal prudential standing principles.”12 Even before Sexton both this Court and the Kentucky Court of Appeals recognized the prohibition against generalized grievances as part of our standing jurisprudence.13 And

10 Sexton, 566 S.W.3d at 193.

11 Warth v. Seldin, 422 U.S. 490, 499 (1975); see also Fed. Election Comm’n v.

Akins, 524 U.S. 11, 23 (1998); Young v. Lundergan, No. 2015-CA-431-MR, 2016 WL 1068978, at *4 (Ky. App. Mar. 18, 2016).

12 Sexton, 566 S.W.3d at 193.

13 See Lawson v. Attorney Gen., 415 S.W.3d 59, 67 (Ky. 2013) (explaining that standing can refer to various judicially-related limitations on the exercise of jurisdiction, such as barring adjudication of generalized grievances); Young, 2016 WL 1068978, at *4 (holding that the injury alleged by a voter was a generalized grievance because it was common to other citizens); see also Wyatt Sassman, A Survey of Constitutional Standing in State Courts, 8 Ky. J. Equine, Agric. & Nat. Resources L.

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David M. Ward v. Secretary of State, Ex Rel. Michael G. Adams in His Official Capacity, (Ky. 2022).

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