David E. Walton v. Paul Caspari, and William L. Webster

916 F.2d 1352
CourtCourt of Appeals for the Eighth Circuit
DecidedDecember 6, 1990
Docket89-1487
StatusPublished
Cited by54 cases

This text of 916 F.2d 1352 (David E. Walton v. Paul Caspari, and William L. Webster) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
David E. Walton v. Paul Caspari, and William L. Webster, 916 F.2d 1352 (8th Cir. 1990).

Opinion

McMILLIAN, Circuit Judge.

The State of Missouri appeals from a final order entered in the United States District Court 1 for the Eastern District of Missouri conditionally granting David E. Walton’s petition for a writ of habeas corpus. Walton v. Trtckey, No. 87-1510-0(2) (E.D.Mo. Mar. 6, 1989) (order). For reversal, the state argues that the district court erred in (1) finding that Walton had not committed procedural default, (2) applying retroactively Garrett v. Morris, 815 F.2d 509 (8th Cir.) (Garrett), cert. denied, 484 U.S. 898, 108 S.Ct. 233, 98 L.Ed.2d 191 (1987), and (3) making factual findings on disputed issues of fact without a hearing. For the reasons discussed below, we affirm the order of the district court.

I.

In 1984 Walton, who is African-American, was charged with first degree robbery, first degree tampering, and armed criminal action in the Circuit Court of St. Louis, Missouri. During the course of jury selection, the prosecutor used all 14 peremptory challenges to exclude 14 of the 15 African-American venirepersons. Walton moved for a mistrial and a new trial based on the prosecutor’s discriminatory use of peremptory challenges to exclude the African-American venirepersons. Although he was not required to do so, the prosecutor volunteered the reasons he struck the African-American venirepersons. The state trial court denied Walton’s motion. Walton and co-defendant Sidney Hamilton (also African-American) were convicted on all counts by an all-white jury. 2 Walton was sentenced as an habitual offender to 15 years on the robbery count, 10 years on the tampering count, and 5 years on the armed criminal action count. 3

On direct appeal, Walton contended that the prosecutor’s exercise of peremptory challenges violated his sixth amendment right to a jury selected from a fair cross-section of the community. See Lockhart v. McCree, 476 U.S. 162, 106 S.Ct. 1758, 90 L.Ed.2d 137 (1986); Taylor v. Louisiana, 419 U.S. 522, 95 S.Ct. 692, 42 L.Ed.2d 690 (1975). 4 The Missouri Court of Appeals affirmed the conviction, holding that Walton had not sustained his burden under State v. Hurley, 680 S.W.2d 209 (Mo.Ct. App.1984), and Swain v. Alabama, 380 U.S. 202, 85 S.Ct. 824, 13 L.Ed.2d 759 (1965) (Swain), of showing systematic exclusion in violation of the equal protection clause. State v. Walton, 703 S.W.2d 540, 542 (Mo.Ct.App.1985) {Walton). The Missouri Supreme Court denied Walton’s motion to transfer on February 18, 1986. On April 30, 1986, the United States Supreme Court decided Batson v. Kentucky, 476 U.S. 79, 95-96, 106 S.Ct. 1712, 1722-23, 90 L.Ed.2d 69 (1986) (Batson), which partially overruled Swain by holding that an equal protection violation could be established based on the prosecutor’s discriminatory exercise of peremptory challenges in a single case. Walton subsequently filed a motion to recall mandate based on Batson, but the motion was summarily denied.

Walton filed the instant petition for a writ of habeas corpus in federal district court on August 17, 1987, alleging that the prosecutor’s exercise of peremptory challenges to exclude African-American venire-persons violated his sixth amendment right to an impartial jury and his fourteenth amendment right to equal protection of the laws. The district court referred the mat *1355 ter to a magistrate 5 pursuant to 28 U.S.C. § 636(b). On December 18, 1987, the magistrate concluded that Walton had exhausted his state remedies, but had failed to show systematic exclusion as required by Swain, and that there was no sixth amendment exception to the equal protection analysis of Swain. Walton v. Trickey, No. 87-1510-C(2) (Dec. 18, 1987) (report and recommendation). On April 13, 1988, the district court adopted the magistrate’s findings on the exhaustion and sixth amendment issues, but remanded the fourteenth amendment equal protection claim for further consideration in light of this court’s decision in Garrett. On November 10, 1988, the magistrate concluded that because Garrett did not establish a “new rule” but was merely a logical extension of Swain, Garrett should be applied retroactively to Walton’s conviction. Slip op. at 7-9 (Nov. 10, 1988) (report and recommendation following remand) (hereinafter report). The magistrate found that Walton had established a violation of his equal protection rights under Garrett, 815 F.2d at 513, which held that Swain’s presumption of lawfulness in the exercise of peremptory challenges does not apply when prosecutors offer reasons for their use of peremptory challenges on the record. Report at 14-15. The magistrate recommended that Walton’s petition be conditionally granted and that he be released from custody unless the state began proceedings to retry him and correct the constitutional violation within a reasonable time after the final order of the district court. On March 6, 1989, the district court adopted the magistrate’s recommendation and conditionally granted the writ. This timely appeal followed.

II.

A. Procedural Default and Exhaustion

The state first argues that the district court should not have reviewed Walton’s equal protection claim because Walton failed to fairly present the issue to the State courts on direct appeal. The state argues that consideration of the claim is barred by the procedural default rule of Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977), and that Walton has not shown cause and prejudice necessary to excuse the default. The state contends that Walton expressly disavowed reliance on equal protection when he presented his direct appeal to the Missouri Court of Appeals and that Walton’s motion to recall the mandate was not the proper procedural vehicle in which to raise the equal protection issue after Batson was decided. Walton admits that he framed his challenge to the prosecutor’s exclusion of the African-American venirepersons in sixth amendment terms on his direct state appeal, but he argues that the Missouri Court of Appeals in fact decided his appeal on equal protection as well as sixth amendment fair cross-section grounds. Walton emphasizes that the Missouri Court of Appeals cited equal protection precedent in rejecting his appeal, and he argues that this establishes that the court actually considered and rejected his claim on equal protection as well as sixth amendment grounds.

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Bluebook (online)
916 F.2d 1352, Counsel Stack Legal Research, https://law.counselstack.com/opinion/david-e-walton-v-paul-caspari-and-william-l-webster-ca8-1990.