David E. Proffitt v. State of Indiana (mem. dec.)

CourtIndiana Court of Appeals
DecidedJune 20, 2018
Docket40A05-1505-CR-473
StatusPublished

This text of David E. Proffitt v. State of Indiana (mem. dec.) (David E. Proffitt v. State of Indiana (mem. dec.)) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
David E. Proffitt v. State of Indiana (mem. dec.), (Ind. Ct. App. 2018).

Opinion

MEMORANDUM DECISION FILED Pursuant to Ind. Appellate Rule 65(D), Jun 20 2018, 6:33 am

this Memorandum Decision shall not be CLERK Indiana Supreme Court regarded as precedent or cited before any Court of Appeals and Tax Court court except for the purpose of establishing the defense of res judicata, collateral estoppel, or the law of the case.

ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE R. Patrick Magrath Curtis T. Hill, Jr. Alcorn Sage Schwartz & Magrath, LLP Attorney General of Indiana Madison, Indiana J.T. Whitehead Deputy Attorney General Indianapolis, Indiana

IN THE COURT OF APPEALS OF INDIANA

David E. Proffitt, June 20, 2018 Appellant-Defendant, Court of Appeals Case No. 40A05-1505-CR-473 v. Appeal from the Jennings Circuit Court State of Indiana, The Honorable Jon W. Webster, Appellee-Plaintiff. Judge Trial Court Cause No. 40C01-1212-FB-48

Najam, Judge.

Court of Appeals of Indiana | Memorandum Decision 40A05-1505-CR-473 | June 20, 2018 Page 1 of 18 Statement of the Case [1] David E. Proffitt appeals his convictions following a jury trial for three counts

of dealing in a narcotic drug, as Class B felonies. He presents four issues for

our review:

1. Whether the trial court abused its discretion when it admitted into evidence his statements made during two interrogations.

2. Whether application of the incredible dubiosity rule establishes that there is insufficient evidence to support his convictions.

3. Whether the trial court committed fundamental error when it admitted allegedly prejudicial character evidence.

4. Whether his sentence is inappropriate in light of the nature of the offenses and his character.

[2] We affirm and remand with instructions.1

Facts and Procedural History [3] In early 2012, Jennings County Sheriff’s Lieutenant Brian Talkington received a

phone call from a woman who claimed to be Proffitt’s sister-in-law. She told

Lieutenant Talkington that Proffitt was getting “a lot of pills” through his wife’s

1 We held oral argument in this case on June 4, 2018, at the Mitchell Opera House in Mitchell, Indiana on the 200th anniversary of the first court hearing held in Lawrence County on June 4, 1818. We thank counsel for their excellent advocacy, and we thank the Lawrence County Bar Association and the Lawrence County Bicentennial Committee for inviting us to hold the oral argument as part of Lawrence County’s Bicentennial celebration.

Court of Appeals of Indiana | Memorandum Decision 40A05-1505-CR-473 | June 20, 2018 Page 2 of 18 health insurance with the Federal government. Tr. Vol. III at 377. Lieutenant

Talkington then contacted David White, a Special Agent with the Inspector

General for the United States Department of Health and Human Services, and

Agent White stated that he had also been contacted and informed that Proffitt

was “receiving high volumes of prescription narcotics which seemed beyond the

scope of medical necessity” for his personal use. Id. at 453. Agent White

verified that information by checking a database “that basically logs all

prescription narcotics, how they’re paid for, quantities people get, things like

that.” Id. at 454. Accordingly, Agent White began investigating Dr. Anthony

Mims, who had been prescribing the narcotics for Proffitt, and Lieutenant

Talkington initiated four controlled drug buys between confidential informants

and Proffitt.

[4] After the last controlled buy, Lieutenant Talkington concluded that it was time

to arrest Proffitt. Lieutenant Talkington was concerned for the safety of law

enforcement if they were to make the arrest at his home. Proffitt had previously

approached the local jail and offered to provide “pizzas to the inmates on a

commissary situation [sic].” Id. at 415. Accordingly, Lieutenant Talkington

arranged for Proffitt to come to the jail on the pretense of making arrangements

for the pizza sales. When Proffitt arrived at the jail on December 4, 2012,

Lieutenant Talkington, Agent White, and other law enforcement officers

introduced themselves, told Proffitt that they were not interested in pizza sales,

and read him his Miranda rights. Proffitt’s live-in girlfriend, Brandy Caudill,

had accompanied him inside the jail, and Proffitt’s son waited in the car.

Court of Appeals of Indiana | Memorandum Decision 40A05-1505-CR-473 | June 20, 2018 Page 3 of 18 During the first interview, Proffitt denied that he sold pills, but he

acknowledged that he received approximately 1,000 oxycodone and

hydrocodone pills every three months. After Agent White interrogated Proffitt,

Lieutenant Talkington obtained a search warrant for Proffitt’s residence and a

storage unit and placed him under arrest.

[5] Approximately six days later, Proffitt notified jail personnel that he wanted to

talk to “federal agents” and to “cooperate with them[.]” Id. at 422.

Accordingly, Agent White again read Proffitt his Miranda rights and conducted

a second interrogation of Proffitt on December 10. Proffitt again denied that he

sold pills, but he told Agent White that Dr. Mims gave him the prescriptions in

exchange for gift cards and silver, that Dr. Mims did not examine Proffitt

during Proffitt’s visits, and that Proffitt would direct Dr. Mims on what

prescriptions to write.2

[6] The State charged Proffitt with four counts of dealing in a narcotic drug, as

Class B felonies; conspiracy to commit dealing in a narcotic drug, as a Class B

felony; and maintaining a common nuisance, a Class D felony. Prior to trial,

Proffitt filed a motion to suppress evidence alleging that both of his

interrogations were conducted under duress and in violation of his “state and

2 During his trial testimony, Agent White indicated that, “[a]fter Mr. Proffitt did not cooperate,” there had been no further investigation of Dr. Mims; that Dr. Mims had not been charged with any crime, and that Agent White had referred the case to a different agency. Id. at 470.

Court of Appeals of Indiana | Memorandum Decision 40A05-1505-CR-473 | June 20, 2018 Page 4 of 18 federal protections against self-incrimination[.]” Appellant’s App. Vol. II at

107. The trial court denied that motion after a hearing.

[7] At his ensuing jury trial, the State presented as evidence the testimony of the

two confidential informants, Emma Kiefer and Jessica Johnson; the testimony

of Lieutenant Talkington; the testimony of Agent White; the audio recordings

from the four controlled buys; and the audio recordings from the two

interrogations. Proffitt presented as evidence his testimony and the testimony

of Caudill.

[8] At the conclusion of his trial in November 2014, the jury acquitted Proffitt of

one count of dealing in a narcotic drug, but found him guilty of the remaining

five counts. The trial court entered judgment of conviction accordingly, but,

“for the purposes of sentencing only,” the court “vacated” Proffitt’s convictions

for conspiracy to commit dealing in a narcotic drug and maintaining a common

nuisance. Appellant’s App. Vol. III at 111 (emphasis in original). And the

court sentenced Proffitt to an aggregate term of thirty-four years executed. This

appeal ensued.

Discussion and Decision Issue One: Admission of Statements

[9] Proffitt first contends that the trial court abused its discretion when it admitted

into evidence statements he made during his interrogations with law

enforcement. Proffitt initially challenged the admission of this evidence

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