David B Smith v. Clean elections/hon Terry Goddard

CourtArizona Supreme Court
DecidedMay 3, 2006
StatusPublished

This text of David B Smith v. Clean elections/hon Terry Goddard (David B Smith v. Clean elections/hon Terry Goddard) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
David B Smith v. Clean elections/hon Terry Goddard, (Ark. 2006).

Opinion

SUPREME COURT OF ARIZONA En Banc

DAVID BURNELL SMITH, a citizen ) Arizona Supreme Court and resident of the State of ) No. CV-06-0021-PR/A Arizona, ) ) Court of Appeals Petitioner/Appellant, ) Division One ) No. 1 CA-SA 05-0292A v. ) ) Maricopa County ARIZONA CITIZENS CLEAN ELECTIONS ) Superior Court COMMISSION, an agency of the ) No. CV 2005-093310 State of Arizona; STATE OF ) ARIZONA, a State of the United ) States of America; STATE OF ) O P I N I O N ARIZONA ex rel. TERRY GODDARD, ) ARIZONA ATTORNEY GENERAL, ) ) Real Parties in Interest ) /Appellees. ) __________________________________)

Appeal from the Superior Court in Maricopa County Honorable Mark F. Aceto, Judge AFFIRMED

Court of Appeals, Division One Memorandum Decision (filed Jan. 19, 2006) AFFIRMED ________________________________________________________________

CHARLES M. BREWER, LTD. Phoenix By David L. Abney Attorneys for David Burnell Smith

TERRY GODDARD, ARIZONA ATTORNEY GENERAL Phoenix By Diana L. Varela, Assistant Attorney General Jessica Gifford Funkhouser, Special Counsel Attorneys for Arizona Citizens Clean Elections Commission, State of Arizona, Terry Goddard, Arizona Attorney General ________________________________________________________________

B E R C H, Vice Chief Justice

¶1 In 2004, David Burnell Smith was elected to serve in the Arizona State Legislature as a Representative from District

7. He chose to run as a publicly funded candidate. In return

for the receipt of public funds, he and the other participating

candidates each signed a form promising to adhere to the

provisions of the Citizens Clean Elections Act, Ariz. Rev. Stat.

(“A.R.S.”) §§ 16-940 to -961 (Supp. 2005), and to the campaign

finance rules promulgated by the Arizona Clean Elections

Commission. See Ariz. Admin. Code (“A.A.C.”) R2-20-215 to -228.

The Citizens Clean Elections Act provides sanctions for

violations of the campaign finance laws, including fines,

criminal sanctions, and, for serious cases, removal from office.

A.R.S. § 16-942.

¶2 Following an investigation of Smith’s campaign

expenditures, the Commission determined that Smith violated

campaign finance rules by spending approximately seventeen

percent more on his election than is permitted by law. See

§ 16-942(C). For that violation, the Commission decided that

Smith should forfeit his office. This is Smith’s final review

of several determinations — at the administrative level, on

review by the superior court, and following a decision by the

court of appeals — all affirming the Commission’s determination

that Smith violated campaign finance laws and must leave office

or concluding that Smith did not timely appeal the Commission’s

decision.

- 2 - ¶3 On January 26, 2006, this court issued an order

denying Smith’s request for a stay of proceedings, granting his

petition for review, and affirming the judgment of the superior

court. This opinion explains our reasoning. We have

jurisdiction over this case pursuant to A.R.S. § 12-120.24

(2005) and Article 6, Section 5(3) of the Arizona Constitution.

I. FACTUAL AND PROCEDURAL BACKGROUND

¶4 The factual and procedural background of this case is

lengthy. Rather than set it forth in detail here, matters will

be set forth as necessary to the resolution of each claim.

II. DISCUSSION

A. Constitutional Privilege

¶5 Smith raises a preliminary matter that, if resolved in

his favor, would obviate the need to address any other issue.

Accordingly, we address it first. Smith claims that this

litigation cannot proceed because, as a state legislator, he

enjoys a constitutional immunity to civil process during, and

for fifteen days preceding, the legislative session. This

privilege is set forth in Article 4, Part 2, Section 6 of the

Arizona Constitution, which provides as follows:

Members of the Legislature shall . . . not be subject to any civil process during the session of the Legislature, nor for fifteen days next before the commencement of each session.

¶6 We construe constitutional provisions in light of the

- 3 - purpose of the enactment and the “evil sought to be remedied.”

Ruth v. Indus. Comm’n, 107 Ariz. 572, 575, 490 P.2d 828, 831

(1971). Although there is little history surrounding the

passage of Article 4, Part 2, Section 6,1 this court has noted

that a similar provision in the Federal Constitution was

designed to avert an arrest, either criminal or civil, that

would prevent a legislator from attending session. See Yuma

Greyhound Park, Inc. v. Hardy (Steiger), 106 Ariz. 178, 179, 472

P.2d 47, 48 (1970) (citing Long v. Ansell, 293 U.S. 76 (1934),

discussing Article 1, § 6 of the United States Constitution);

accord State v. Beno, 341 N.W.2d 668, 676 (Wis. 1984) (noting

that the Wisconsin privilege, worded almost identically to

Arizona’s, is designed to ensure a legislator’s availability to

represent his constituents). The federal privilege provision

has been described as extending to “a subpoena ad respondendum,

aut testificandum, or a summons to serve on a jury” because such

seizures of the person would preclude a representative from

doing his public duty. Joseph Story, COMMENTARIES ON THE

CONSTITUTION OF THE UNITED STATES § 857 (1833).

¶7 That rationale does not pertain here. Smith is not

defending a suit brought by another. Instead, Smith has invoked

1 See John S. Goff, THE RECORDS OF THE ARIZONA CONSTITUTIONAL CONVENTION OF 1910, 902 (1991) (noting simply that the provision was read, but reflecting no comments on it).

- 4 - the jurisdiction of the courts. On January 24, 2006, for

example, Smith filed a petition for review urging this court to

accept jurisdiction and reverse the court of appeals’ memorandum

decision, which affirmed the superior court’s judgment that

Smith should forfeit his seat in the legislature. Had Smith not

invoked the jurisdiction of the courts, the Clean Elections

Commission’s removal order would have become final on September

8, 2005,2 and Smith’s removal from office would have occurred

more than fifteen days before the legislative session began.

¶8 A legislator may not seek the court’s intercession

solely for the purpose of keeping alive a case that would remove

him from office, then claim immunity from participating in the

very case he has brought. Having participated in the case

before the Commission during his last legislative term and lost,

and then having instituted suit and appeals in an attempt to

overturn the administrative result, Smith cannot claim

legislative immunity.

B. The Stay Request

¶9 Smith requested that this court stay the effect of the

court of appeals’ order finding that he had not properly

appealed his case. See ARCAP 7(c) (authorizing court to enter a

stay to preserve the status quo pending review of a case).

2 The Commission’s order was dated August 25, 2005.

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