DaVias v. Kelly, et al. CV-02-326-M 05/10/04 UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
Erico DaVias, Plaintiff
v. Crvrl No. 02-326-M Opinion No. 2004 DNH 082 Officer John Kelly, and Officer Christopher Hamilton, Defendants
O R D E R
Veteran pro se litigant, Erico DaVias,1 brings this action
against the Somersworth Police Department and two of its police
officers. Officer John Kelly and Officer Christopher Hamilton.
By prior order, the court dismissed DaVias's claims against the
Somersworth Police Department and, pursuant to the Soldiers' and
Sailors' Civil Relief Act, stayed those against Officer Hamilton.
As to defendant Officer John Kelly, DaVias claims that his
constitutional rights were violated when Kelly used excessive
force during the course of a traffic stop. Kelly moves for
1 DaVias is a freguent pro se litigant in this court, who has filed approximately 20 civil actions over the years. In those cases, he has proceeded under several variations of his name including, for example, Eric Davis. summary judgment, saying the record establishes that no material
facts are in dispute and that he is entitled to judgment as a
matter of law. DaVias has not filed a response to Kelly's
dispositive motion. Nevertheless, that motion must be considered
on its merits.
Standard of Review
When ruling on a party's motion for summary judgment, the
court must "view the entire record in the light most hospitable
to the party opposing summary judgment, indulging all reasonable
inferences in that party's favor." Griggs-Ryan v. Smith, 904
F.2d 112, 115 (1st Cir. 1990). Summary judgment is appropriate
when the record reveals "no genuine issue as to any material fact
and . . . the moving party is entitled to a judgment as a matter
of law." Fed. R. Civ. P. 56(c). In this context, "a fact is
'material' if it potentially affects the outcome of the suit and
a dispute over it is 'genuine' if the parties' positions on the
issue are supported by conflicting evidence." Intern'1 Ass'n of
Machinists & Aero. Workers v. Winship Green Nursing Ctr., 103
F.3d 196, 199-200 (1st Cir. 1996) (citations omitted).
2 Background
Kelly's affidavit, filed in support of his motion for
summary judgment, establishes (without contradiction by
plaintiff), that on the evening of July 27, 1999, he encountered
a car driving with high-beam headlights. Officer Kelly twice
signaled the driver to dim his lights, but got no response.
Accordingly, he turned his cruiser around, followed the car, and
pulled it over. DaVias was driving; a woman and a child were in
the back seat. DaVias got out of the car and approached Kelly,
shouting and accusing Kelly of racism for having pulled him over
without cause. Kelly instructed DaVias to return to his vehicle,
but he refused. Finally, Officer Kelly put his hand on his
pepper spray canister and told DaVias to return to his car or he
would be pepper-sprayed.
Eventually, DaVias returned to his car, but got into the
back seat and refused to respond to Kelly's efforts to identify
him. Kelly called for back-up. DaVias again got out of his car
and approached the officer, screaming obscenities, waiving his
hands in the area of Kelly's face, and behaving in a threatening
manner. As DaVias closed in on Kelly, the officer raised his
3 hands, palms facing DaVias, and shoved him backward. DaVias
quickly took one or two steps back, but did not fall to the
ground or lose his balance. Kelly then drew the pepper spray
canister and again warned DaVias that if he did not return to his
car, he would be sprayed. DaVias retreated, yelling obscenities
and shouting to his female passenger that he had been assaulted.
But, instead of getting back into his car, DaVias left the scene,
walking down the roadway and leaving his passengers behind.
Parenthetically, the court notes that Officer Kelly's
account of the events in question is confirmed by the video tape
of the traffic stop, made from Kelly's patrol car. That tape
puts the lie to DaVias's claim that Kelly "rush[ed] up to the
plaintiff taking his closed fist [and] hitting plaintiff on the
right side of [his] eyebrow and forehead, then shoving plaintiff,
pushing him onto the street." Amended complaint (document no. 9)
at para. 3. Regardless of whether DaVias has imperfect recall of
the events in question or has purposefully fabricated them to
support his excessive force claims, the video tape reveals that
the factual allegations set forth in his complaint are, to say
the least, inaccurate.
4 Shortly after leaving the scene of the traffic stop, DaVias
was taken into custody by defendant Officer Christopher Hamilton.
He was charged with operating a motor vehicle without a license
and eventually pled guilty to that charge. DaVias subseguently
filed this action, claiming to have been the victim of excessive
force. See generally 42 U.S.C. § 1983.
Discussion
The United States Supreme Court has made clear that "all
claims that law enforcement officers have used excessive force -
deadly or not - in the course of an arrest, investigatory stop,
or other 'seizure' of a free citizen should be analyzed under the
Fourth Amendment and its 'reasonableness' standard, rather than
under a 'substantive due process' approach." Graham v. Connor,
490 U.S. 386, 395 (1989) (emphasis in original).
The Fourth Amendment to the Constitution guarantees the
right of individuals to be free from "unreasonable searches and
seizures." Not surprisingly, then, a police officer violates the
Fourth Amendment when he or she uses force that is not
"reasonable," given all the attendant circumstances.
5 Determining whether the force used to effect a particular seizure is "reasonable" under the Fourth Amendment requires a careful balancing of the nature and quality of the intrusion on the individual's Fourth Amendment interests against the countervailing governmental interests at stake. . . . Because the test of reasonableness under the Fourth Amendment is not capable of precise definition or mechanical application, however, its proper application requires careful attention to the facts and circumstances of each particular case.
Graham, 490 U.S. at 396 (citations and internal quotation marks
omitted). It is also important to note that the determination of
whether an officer's conduct was "reasonable" is an objective
one. Consequently, the individual officer's subjective intent
and motivation are not relevant. Id. at 397 ("[T]he
'reasonableness' inquiry in an excessive force case is an
objective one: the question is whether the officers' actions are
'objectively reasonable' in light of the facts and circumstances
confronting them, without regard to their underlying intent or
motivation."). See also Jarrett v. Town of Yarmouth, 331 F.3d
140, 148 (1st Cir.) ("[0]bjective reasonableness is the
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DaVias v. Kelly, et al. CV-02-326-M 05/10/04 UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
Erico DaVias, Plaintiff
v. Crvrl No. 02-326-M Opinion No. 2004 DNH 082 Officer John Kelly, and Officer Christopher Hamilton, Defendants
O R D E R
Veteran pro se litigant, Erico DaVias,1 brings this action
against the Somersworth Police Department and two of its police
officers. Officer John Kelly and Officer Christopher Hamilton.
By prior order, the court dismissed DaVias's claims against the
Somersworth Police Department and, pursuant to the Soldiers' and
Sailors' Civil Relief Act, stayed those against Officer Hamilton.
As to defendant Officer John Kelly, DaVias claims that his
constitutional rights were violated when Kelly used excessive
force during the course of a traffic stop. Kelly moves for
1 DaVias is a freguent pro se litigant in this court, who has filed approximately 20 civil actions over the years. In those cases, he has proceeded under several variations of his name including, for example, Eric Davis. summary judgment, saying the record establishes that no material
facts are in dispute and that he is entitled to judgment as a
matter of law. DaVias has not filed a response to Kelly's
dispositive motion. Nevertheless, that motion must be considered
on its merits.
Standard of Review
When ruling on a party's motion for summary judgment, the
court must "view the entire record in the light most hospitable
to the party opposing summary judgment, indulging all reasonable
inferences in that party's favor." Griggs-Ryan v. Smith, 904
F.2d 112, 115 (1st Cir. 1990). Summary judgment is appropriate
when the record reveals "no genuine issue as to any material fact
and . . . the moving party is entitled to a judgment as a matter
of law." Fed. R. Civ. P. 56(c). In this context, "a fact is
'material' if it potentially affects the outcome of the suit and
a dispute over it is 'genuine' if the parties' positions on the
issue are supported by conflicting evidence." Intern'1 Ass'n of
Machinists & Aero. Workers v. Winship Green Nursing Ctr., 103
F.3d 196, 199-200 (1st Cir. 1996) (citations omitted).
2 Background
Kelly's affidavit, filed in support of his motion for
summary judgment, establishes (without contradiction by
plaintiff), that on the evening of July 27, 1999, he encountered
a car driving with high-beam headlights. Officer Kelly twice
signaled the driver to dim his lights, but got no response.
Accordingly, he turned his cruiser around, followed the car, and
pulled it over. DaVias was driving; a woman and a child were in
the back seat. DaVias got out of the car and approached Kelly,
shouting and accusing Kelly of racism for having pulled him over
without cause. Kelly instructed DaVias to return to his vehicle,
but he refused. Finally, Officer Kelly put his hand on his
pepper spray canister and told DaVias to return to his car or he
would be pepper-sprayed.
Eventually, DaVias returned to his car, but got into the
back seat and refused to respond to Kelly's efforts to identify
him. Kelly called for back-up. DaVias again got out of his car
and approached the officer, screaming obscenities, waiving his
hands in the area of Kelly's face, and behaving in a threatening
manner. As DaVias closed in on Kelly, the officer raised his
3 hands, palms facing DaVias, and shoved him backward. DaVias
quickly took one or two steps back, but did not fall to the
ground or lose his balance. Kelly then drew the pepper spray
canister and again warned DaVias that if he did not return to his
car, he would be sprayed. DaVias retreated, yelling obscenities
and shouting to his female passenger that he had been assaulted.
But, instead of getting back into his car, DaVias left the scene,
walking down the roadway and leaving his passengers behind.
Parenthetically, the court notes that Officer Kelly's
account of the events in question is confirmed by the video tape
of the traffic stop, made from Kelly's patrol car. That tape
puts the lie to DaVias's claim that Kelly "rush[ed] up to the
plaintiff taking his closed fist [and] hitting plaintiff on the
right side of [his] eyebrow and forehead, then shoving plaintiff,
pushing him onto the street." Amended complaint (document no. 9)
at para. 3. Regardless of whether DaVias has imperfect recall of
the events in question or has purposefully fabricated them to
support his excessive force claims, the video tape reveals that
the factual allegations set forth in his complaint are, to say
the least, inaccurate.
4 Shortly after leaving the scene of the traffic stop, DaVias
was taken into custody by defendant Officer Christopher Hamilton.
He was charged with operating a motor vehicle without a license
and eventually pled guilty to that charge. DaVias subseguently
filed this action, claiming to have been the victim of excessive
force. See generally 42 U.S.C. § 1983.
Discussion
The United States Supreme Court has made clear that "all
claims that law enforcement officers have used excessive force -
deadly or not - in the course of an arrest, investigatory stop,
or other 'seizure' of a free citizen should be analyzed under the
Fourth Amendment and its 'reasonableness' standard, rather than
under a 'substantive due process' approach." Graham v. Connor,
490 U.S. 386, 395 (1989) (emphasis in original).
The Fourth Amendment to the Constitution guarantees the
right of individuals to be free from "unreasonable searches and
seizures." Not surprisingly, then, a police officer violates the
Fourth Amendment when he or she uses force that is not
"reasonable," given all the attendant circumstances.
5 Determining whether the force used to effect a particular seizure is "reasonable" under the Fourth Amendment requires a careful balancing of the nature and quality of the intrusion on the individual's Fourth Amendment interests against the countervailing governmental interests at stake. . . . Because the test of reasonableness under the Fourth Amendment is not capable of precise definition or mechanical application, however, its proper application requires careful attention to the facts and circumstances of each particular case.
Graham, 490 U.S. at 396 (citations and internal quotation marks
omitted). It is also important to note that the determination of
whether an officer's conduct was "reasonable" is an objective
one. Consequently, the individual officer's subjective intent
and motivation are not relevant. Id. at 397 ("[T]he
'reasonableness' inquiry in an excessive force case is an
objective one: the question is whether the officers' actions are
'objectively reasonable' in light of the facts and circumstances
confronting them, without regard to their underlying intent or
motivation."). See also Jarrett v. Town of Yarmouth, 331 F.3d
140, 148 (1st Cir.) ("[0]bjective reasonableness is the
touchstone of the excessive force inquiry."), cert. denied, 124
S.Ct. 573 (2003) .
6 While the term "reasonable" is a familiar one, used often in
the context of negligence claims, the court of appeals for this
circuit has noted that it has a more "generous" meaning in the
context of excessive force claims.
[T]he Supreme Court's standard of reasonableness is comparatively generous to the police in cases where potential danger, emergency conditions or other exigent circumstances are present. In Graham v. Connor, the Court said that the "calculus of reasonableness" must make "allowance" for the need of police officers "to make splitsecond judgments - in circumstances that are tense, uncertain, and rapidly evolving - about the amount of force that is necessary in a particular situation."
Roy v. Inhabitants of Lewiston, 42 F.3d 691, 695 (1st Cir. 1994) .
The court concluded that, "the Supreme Court intends to surround
the police who make these on-the-spot choices in dangerous
situations with a fairly wide zone of protection in close cases."
Id. See also Graham, 490 U.S. at 396 ("Our Fourth Amendment
jurisprudence has long recognized that the right to make an
arrest or investigatory stop necessarily carries with it the
right to use some degree of physical coercion or threat thereof
to effect it . . . Not every push or shove, even if it may later
seem unnecessary in the peace of a judge's chambers, violates the
7 Fourth Amendment.") (citation and internal quotation marks
omitted).
In determining whether an officer's conduct was objectively
reasonable under the circumstances, the court (or trier of fact,
as the case may be) must consider, among other things, the
following factors: "the severity of the crime at issue, whether
the suspect poses an immediate threat to the safety of the
officers or others, and whether he is actively resisting arrest
or attempting to evade arrest by flight." Graham, 490 U.S. at
396. See also Alexis v. McDonald's Rest, of Mass., Inc., 67 F.3d
341, 352-53 (1st Cir. 1995). As the Court of Appeals for the
Ninth Circuit has observed, "[t]he force which was applied must
be balanced against the need for that force: it is the need for
force which is at the heart of the consideration of the Graham
factors." Alexander v. City & County of San Francisco, 29 F.3d
1355, 1367 (9th Cir. 1994) .
In this case, DaVias exited his car (for a second time) and
advanced toward Officer Kelly in a threatening manner, shouting
obscenities. When he came within striking distance of Kelly and refused to comply with the officer's directive to stop, the
officer acted in an objectively reasonable manner when he raised
his hands and shoved DaVias back. The evidence of record
unquestionably demonstrates that DaVias was agitated and posed a
potential physical threat to Kelly. Under those circumstances,
the decision to push DaVias back was certainly reasonable,
particularly since decisions of that sort must be made in the
context of rapidly evolving circumstances in which an officer
might reasonably be concerned for his or her own safety.
The uncontested evidence demonstrates that Kelly used no
more force than was objectively reasonably necessary to stop
DaVias from continuing his menacing advance: a simple shove,
which did not cause DaVias to fall to the ground or even lose his
balance. DaVias retreated and, although he left the scene, Kelly
did not pursue him, nor did he attempt to subdue or apprehend him
(though he certainly could have done so). On these facts, no
reasonable and properly instructed jury could conclude that the
force Kelly employed was excessive in any constitutional sense.
Consequently, the court holds that, as a matter of law, when
Officer Kelly shoved DaVias back to stop his agitated and threatening advance, he did not use constitutionally excessive
force. Instead, he behaved in an appropriate and objectively
reasonable manner under the circumstances.
Conclusion
Officer Kelly is entitled to judgment as a matter of law and
his motion for summary judgment (document no. 28) is granted, as
is his motion to supplement the record (document no. 33).
SO ORDERED.
Steven J. McAuliffe United States District Judge
May 10, 2 004
cc: Erico DaVias John A. Curran, Esg.