Dave Buzzotta v. Commissioner of Social Security

District Court, C.D. California·Decided September 30, 2019·No. 2:18-cv-03177·Unknown

Opinion

DAVE B., ) Case No. CV 18-3177-SP ) Plaintiff, ) ) v. ) MEMORANDUM OPINION AND ) ORDER ) ANDREW M. SAUL, Commissioner of ) Social Security Administration, ) ) Defendant. ) ) ) I. On April 16, 2018, plaintiff Dave B., proceeding pro se, filed a complaint against defendant, the Commissioner of the Social Security Administration (“Commissioner”), seeking a review of a denial of a period of disability and disability insurance benefits (“DIB”). The parties have fully briefed the matters in dispute, and the court deems the matter suitable for adjudication without oral argument. Plaintiff presents what the court interprets as six disputed issues for decision: (1) whether the Administrative Law Judge (“ALJ”) properly considered the medical opinions; (2) whether the ALJ properly considered plaintiff’s subjective complaints; (3) whether the ALJ erred at step three; (4) whether the ALJ erred at step five; (5) whether the ALJ fully developed the record; and (6) whether the ALJ properly considered lay testimony. Memorandum in Support of Plaintiff’s Complaint (“P. Mem.”) at 2-91; see Defendant’s Memorandum in Support of Answer (“D. Mem.”) at 1-15. Having carefully studied the parties’ memoranda on the issues in dispute, the Administrative Record (“AR”), and the decision of the ALJ, the court concludes that, as detailed herein, the ALJ properly considered most of the medical opinions, properly considered plaintiff’s testimony, did not err at steps three and five, and properly considered the lay opinion. But the court also concludes that the ALJ failed to properly consider the State Agency physicians’ opinions concerning plaintiff’s physical limitations, and failed to fully develop the record in that regard. The court therefore remands this matter to the Commissioner in accordance with the principles and instructions enunciated in this Memorandum Opinion and Order. II. Plaintiff was 43 years old on his alleged disability onset date and is a college graduate. AR at 75, 222. Plaintiff has past relevant work as an actor and waiter. Id. at 63. On September 29, 2015, plaintiff filed an application for a period of disability and DIB due to post-traumatic stress syndrome (“PTSD”), protruding discs, muscle spasms in the back, sciatica, depression, anxiety, and insomnia. Id. at 75. The application was denied initially and upon reconsideration, after which 1 All citations to the Memorandum in Support of Plaintiff’s Complaint refer to the page numbers designated by the CM/ECF system. plaintiff filed a request for a hearing. Id. at 113-24. On April 28, 2017, plaintiff, then represented by counsel, appeared and testified at a hearing before the ALJ. Id. at 41-74. The ALJ also heard testimony from June Hagen, a vocational expert. Id. at 62-72. On September 14, 2017, the ALJ denied plaintiff’s claim for benefits. Id. at 22-34. Applying the well-known five-step sequential evaluation process, the ALJ found, at step one, that plaintiff had not engaged in substantial gainful activity since March 28, 2014, the alleged onset date. Id. at 24. At step two, the ALJ found plaintiff suffered from the following severe impairments: degenerative disc disease of the lumbar spine, osteoporosis, and PTSD. Id. At step three, the ALJ found plaintiff’s impairments, whether individually or in combination, did not meet or medically equal one of the listed impairments set forth in 20 C.F.R. part 404, Subpart P, Appendix 1 (the “Listings”). Id. at 25. The ALJ then assessed plaintiff’s residual functional capacity (“RFC”),2 and determined plaintiff had the RFC to perform light work3, with the limitations that 2 Residual functional capacity is what a claimant can do despite existing exertional and nonexertional limitations. Cooper v. Sullivan, 880 F.2d 1152, 1155- 56 n.5-7 (9th Cir. 1989). “Between steps three and four of the five-step evaluation, the ALJ must proceed to an intermediate step in which the ALJ assesses the claimant’s residual functional capacity.” Massachi v. Astrue, 486 F.3d 1149, 1151 n.2 (9th Cir. 2007). 3 “Light work involves lifting no more than 20 pounds at a time with frequent lifting or carrying of objects weighing up to 10 pounds.” 20 C.F.R. § 404.1567(b). “[T]he full range of light work requires standing or walking, off and on, for a total of approximately 6 hours of an 8-hour workday.” Social Security Ruling (“SSR”) 83-10. “The Commissioner issues [SSRs] to clarify the Act’s implementing regulations and the agency’s policies. SSRs are binding on all components of the SSA. SSRs do not have the force of law. However, because they represent the Commissioner’s interpretation of the agency’s regulations, we give them some plaintiff: could perform occasional postural movements; could not climb ladders, ropes, or scaffolds; could not work around unprotected heights or moving mechanical parts; must change from sitting to standing every 30 minutes for one to two minutes; and was limited to simple, routine tasks with occasional public contact. Id. at 26. The ALJ found, at step four, that plaintiff was incapable of performing his past relevant work as an actor or waiter. Id. at 31-32 At step five, the ALJ found that given plaintiff’s age, education, work experience, and RFC, there were jobs that existed in significant numbers in the national economy that plaintiff could perform, including marker, housekeeping cleaner, table worker, addresser, and stuffer. Id. at 32-33. Consequently, the ALJ concluded plaintiff did not suffer from a disability as defined by the Social Security Act. Id. at 33-34. Plaintiff filed a timely request for review of the ALJ’s decision, but the Appeals Council denied the request for review. Id. at 4-6. The ALJ’s decision stands as the final decision of the Commissioner. This court is empowered to review decisions by the Commissioner to deny benefits. 42 U.S.C. § 405(g). The findings and decision of the Social Security Administration must be upheld if they are free of legal error and supported by substantial evidence. Mayes v. Massanari, 276 F.3d 453, 458-59 (9th Cir. 2001) (as amended). But if the court determines the ALJ’s findings are based on legal error or are not supported by substantial evidence in the record, the court may deference. We will not defer to SSRs if they are inconsistent with the statute or regulations.” Holohan v. Massanari, 246 F.3d 1195, 1203 n.1 (9th Cir. 2001) (internal citations omitted). reject the findings and set aside the decision to deny benefits. Aukland v. Massanari, 257 F.3d 1033, 1035 (9th Cir. 2001); Tonapetyan v. Halter, 242 F.3d 1144, 1147 (9th Cir. 2001). “Substantial evidence is more than a mere scintilla, but less than a preponderance.” Aukland, 257 F.3d at 1035. Substantial evidence is such “relevant evidence which a reasonable person might accept as adequate to support a conclusion.” Reddick v. Chater, 157 F.3d 715, 720 (9th Cir. 1998); Mayes, 276 F.3d at 459. To determine whether substantial evidence supports the ALJ’s finding, the reviewing court must review the administrative record as a whole, “weighing both the evidence that supports and the evidence that detracts from the ALJ’s conclusion.” Mayes, 276 F.3d at 459. The ALJ’s decision “‘cannot be affirmed simply by isolating a specific quantum of supporting evidence.’” Aukland, 257 F.3d at 1035 (quoting Sousa v. Callahan, 143 F.3d 1240, 1243 (9th Cir. 1998)). If the evidence can reasonably support either affirming or reversing the ALJ’s decision, the

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