Dartez v. Peters

97 F.4th 681
CourtCourt of Appeals for the Tenth Circuit
DecidedMarch 26, 2024
Docket22-3155
StatusPublished
Cited by1 cases

This text of 97 F.4th 681 (Dartez v. Peters) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dartez v. Peters, 97 F.4th 681 (10th Cir. 2024).

Opinion

Appellate Case: 22-3155 Document: 010111022041 Date Filed: 03/26/2024 Page: 1 FILED United States Court of Appeals PUBLISH Tenth Circuit

March 26, 2024 UNITED STATES COURT OF APPEALS Christopher M. Wolpert FOR THE TENTH CIRCUIT Clerk of Court _______________________________________

SAMUEL LEE DARTEZ, II,

Plaintiff - Appellee/ Cross-Appellant,

v. Nos. 22-3155 & 22-3164

RICK PETERS; ALEX R. TAYLOR; JASON S. BAILEY; CHRISTOPHER BEAS; DANIEL W. DILORETO; CHRISTOPHER P. MAI, COLBY J. MARKHAM; DAVID RUBLE; BRIAN S. HEDGECOCK; HERMAN JONES; PERRY FREY; CHRISTOPHER BOWLING; ROBERT KEENER; JASON DEVORE; ROBERT WARE,

Defendants - Appellants/ Cross-Appellees,

and

MARK FRENCH; BRIAN JOHNSON; ROBERT W. DIERKS; JOSEPH EHRLICH,

Defendants. __________________________________________

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF KANSAS (D.C. No. 5:15-CV-03255-EFM) _________________________________ Appellate Case: 22-3155 Document: 010111022041 Date Filed: 03/26/2024 Page: 2

Gregory P. Goheen, McAnany, Van Cleave & Phillips, P.A., Kansas City, Kansas, for the Defendants-Appellants.

David G. Seely (Lyndon W. Vix and Ryan K. Meyer, with him on the briefs) of Fleeson, Gooing, Coulson & Kitch, LLC, Wichita, Kansas, for Appellee/Cross- Appellant.

Before MATHESON, BACHARACH, and EID , Circuit Judges.

BACHARACH, Circuit Judge.

This appeal involves a fee award to the attorneys representing a

prisoner who obtained a favorable judgment. Parties must ordinarily pay

their own attorneys’ fees in the absence of a contrary agreement or statute.

Alyeska Pipeline Serv. Co. v. Wilderness Soc., 421 U.S. 240, 247, 257

(1975). In this case, attorneys’ fees are awardable to the prevailing

plaintiff under both an offer of judgment and a statute. See 42 U.S.C.

§ 1988(b). But because the plaintiff was a prisoner, federal law would

ordinarily limit the amount of attorneys’ fees that can be recouped from

the defendants and require the plaintiff to contribute to any fee award.

42 U.S.C. § 1997e(d).

To resolve the appeal, we must decide how the offer of judgment

affects the applicability of the statutes allowing and limiting a fee award.

The district court assumed that an offer of judgment could trump the

2 Appellate Case: 22-3155 Document: 010111022041 Date Filed: 03/26/2024 Page: 3

statutes, and the defendants don’t develop a contrary argument. 1 So the

appeal turns on how a court interprets the offer of judgment.

The offer of judgment included payment of $60,000 to the plaintiff

“plus reasonable attorneys’ fees and costs allowed by law, if any.”

Appellants App’x vol. 3, at 275. This language is ambiguous on whether

the parties waived a potential statutory limit on the amount of a fee award.

Because the district court resolved this ambiguity by using extrinsic

evidence, we defer to the district court’s finding on the parties’ intent.

The parties also disagree on whether the language waived the

plaintiff’s statutory obligation to contribute to his attorneys’ fee award.

Interpretation of this language didn’t involve any extrinsic evidence. So we

conduct de novo review when interpreting this part of the offer of

judgment. Through de novo review, we conclude that the parties agreed to

waive the statutory requirement for the plaintiff to contribute to his

attorneys’ award of fees.

Finally, we consider the plaintiff’s cross-appeal, which addresses a

statutory cap on hourly rates for an award of attorneys’ fees. The parties

agree that the cross-appeal turns on our disposition of the other challenges

1 The defendants point out that the district court didn’t cite a precedent “to suggest that an accepted Rule 68 offer of judgment could modify the mandatory provisions of [the statutory limit on attorneys’ fees] by mere silence.” Appellants’ Opening Br. at 18. But the defendants don’t otherwise question the parties’ ability to avoid the statutory constraints through an offer of judgment. 3 Appellate Case: 22-3155 Document: 010111022041 Date Filed: 03/26/2024 Page: 4

to the fee award. Applying our disposition of the other challenges, we

conclude that the statutory cap on hourly rates does not apply.

1. A suit for excessive force leads to an offer of judgment and an acceptance.

Mr. Samuel Lee Dartez, II sued state officers for excessive force,

invoking 42 U.S.C. § 1983. To settle, the state officers made an offer of

judgment; and Mr. Dartez accepted the offer.

2. The district court awards over $570,000 in fees to Mr. Dartez’s attorneys.

Acceptance of the offer resulted in a judgment of $60,000 for

Mr. Dartez “plus reasonable attorneys’ fees.” Id.; see p. 3, above. So the

district court considered submissions on the amount of the attorneys’ fees

to be awarded. Based on these submissions, the district court granted a fee

award of $576,242.28. This appeal followed. 2

3. The defendants haven’t preserved their challenge to the proof of an actual violation.

The defendants argue that federal law prohibited an award of

attorneys’ fees because Mr. Dartez had not proven an actual violation. See

42 U.S.C. § 1997e(d)(1)(A) (establishing this requirement in suits filed by

prisoners). The district court characterized this argument as perfunctory.

The defendants don’t question this characterization, so the argument was

2 The appeal is brought by fifteen employees of the Kansas Highway Patrol who were named as defendants. The other defendants aren’t involved in the appeal. 4 Appellate Case: 22-3155 Document: 010111022041 Date Filed: 03/26/2024 Page: 5

forfeited in district court. See Goode v. Carpenter, 922 F.3d 1136, 1149

(10th Cir. 2019) (stating that a party’s “perfunctory presentation” in

district court resulted in forfeiture).

We can ordinarily consider forfeited arguments for plain error. See

EEOC v. Beverage Distribs. Co., 780 F.3d 1018, 1023 n.4 (10th Cir. 2015).

But the defendants don’t argue plain error. So we decline to consider this

argument. See Richison v. Ernest Grp., Inc., 634 F.3d 1123, 1128

(10th Cir. 2011) (Gorsuch, J.).

4. Ambiguity arises from the combination of the offer of judgment and the applicable statutes.

This appeal turns on how two statutes apply to the offer of judgment.

Absent any agreement, attorneys’ fees could be

 allowed under 42 U.S.C. § 1988(b) and

 limited by 42 U.S.C. § 1997e(d).

Under § 1988(b), Mr. Dartez could obtain a reasonable award of attorneys’

fees as the prevailing plaintiff. Under § 1997e, however, three limitations

would arise:

1. The fee award couldn’t exceed $90,000 (150% of the amount awarded to Mr. Dartez).

2. He would need to contribute $15,000 (25% of the judgment) toward the award of attorneys’ fees.

3. The hourly rates for Mr.

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