IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DARRYL NG-A-QUI, an individual, No. 83839-3-I Appellant, DIVISION ONE v. ORDER WITHDRAWING AND FLUKE CORPORATION, a SUBSTITUTING OPINION Washington profit corporation and FORTIVE CORPORATION, a Delaware corporation
Respondent.
The court has determined that the opinion in the above-entitled case filed on
January 9, 2023 shall be withdrawn and a substitute opinion be filed. Now,
therefore, it is hereby
ORDERED that the opinion filed on January 9, 2023 is withdrawn and a
substitute opinion shall be filed.
FOR THE COURT: IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DARRYL NG-A-QUI, an individual No. 83839-3-I Appellant, DIVISION ONE v. UNPUBLISHED OPINION FLUKE CORPORATION, a Washington profit corporation and FORTIVE CORPORATION, a Delaware corporation
Respondents.
CHUNG, J. — Darryl Ng-A-Qui filed this lawsuit against Fluke Corporation
(Fluke), where he worked as an Environmental and Health Safety Specialist,
claiming it terminated him in retaliation for reporting safety issues. Fluke moved
for summary judgment, arguing it terminated Ng-A-Qui based on his subpar
performance. The trial court granted Fluke’s motion and dismissed Ng-A-Qui’s
claims of wrongful discharge in violation of public policy and retaliation and
discrimination under the Washington Industrial Safety and Health Act, ch. 49.17
RCW. We affirm the trial court’s order because Ng-A-Qui cannot meet his
ultimate burden to show his protected activity was a substantial factor in Fluke’s
decision to terminate him.
FACTS
Fluke, a subsidiary of Fortive Corporation, manufactures test,
measurement, and diagnostic equipment for industry. It operates three facilities
in Everett, Washington: Fluke Park, Evergreen Way, and “Plastics.” Fluke hired No. 83839-3-I/2
Ng-A-Qui on May 5, 2014, as a Health and Safety Specialist Level IV at Fluke
Park. The job description included identifying and monitoring safety issues;
implementing safety plans; responding to regulatory authorities about hazardous
supplies and wastes; and training Fluke employees.
Grace Giorgio supervised Ng-A-Qui nearly the whole time Fluke employed
him until she left in mid-April 2019. Giorgio conducted all of Ng-A-Qui’s annual
performance reviews at Fluke. From 2014 through 2017, Ng-A-Qui’s
performance was rated “met most expectations” or higher. In 2014, Giorgio rated
him a 3.15 (meets expectations) on Fluke’s 5.0-point scale; in 2015, 2.6 (fully met
expectations); in 2016, 2.2 (met most expectations); and in 2017, 2.8 (fully met
expectations). 1
Together, Ng-A-Qui and Giorgio urged management “that more eyes were
needed” to identify safety issues. Although Fluke eventually provided him with a
direct report, he was responsible for training the person, and Ng-A-Qui “became
buried in work” because Fluke did not replace a colleague who left the company.
Then, at the beginning of 2018, Ng-A-Qui’s role expanded beyond Fluke Park so
that he was also a resource to improve the safety program at Fluke’s Evergreen
Way facility. Around the same time, Giorgio told Ng-A-Qui he would be
responsible for ensuring Fluke’s compliance with an upcoming Department of
Ecology (DOE) inspection for hazardous waste at Fluke Park.
1 In the year of Ng-A-Qui’s first review, 2014, the performance rating scale included these
categories: unacceptable (1.0-1.4), below expectations (1.5-2.4), meets expectations (2.5-3.4), above expectations (3.5-4.4), and outstanding (4.5-5.0). Starting in 2015, the scale changed slightly to the following: did not meet expectations (1.0-1.4), met most expectations (1.5-2.4), fully met expectations (2.5-3.4), exceeded expectations (3.5-4.4), and significantly exceeded expectations (4.5-5.0).
2 No. 83839-3-I/3
After its inspection in May 2018, the DOE cited Fluke for over 30 violations
of eight regulations. About five months after the inspection, Giorgio put Ng-A-Qui
on a performance improvement program (PIP). The PIP began on October 3,
2018. It recited five “examples of not meeting expectations.” The first example
set out multiple issues relating to the DOE’s inspection:
Environmental Regulation Compliance o On March 22, 2018, you were notified by DOE that they would be inspecting our Fluke Park facility for compliance with RCRA rules o April 4, 2018, we had a meeting to discuss action you and Jon were to take to ensure compliance with those rules o May 22, 2018, DOE Inspectors arrive onsite had find [sic] several issues o July 12, 2018, NOTICE TO COMPLY was generated by DOE identifying 8 WACs that we were in violation with over 30 instances. o July 30, 2018, we developed a DOE Compliance Action Plan because there was little action taken to ensure corrective action to the identified items listed on the Notice to Comply o Of the 27 actions listed on the action plan, 11 were not completed per the due date.
The PIP contains four other examples of not meeting expectations: delinquent
DOE fee notices, storm drains not cleaned, invoices not processed, and
delinquent customer requests. The last paragraph of the PIP states:
This plan remains in effect for up to the next 90 days. Immediate and sustained improvement is expected. If at any time during this period or thereafter you fail to meet your total job requirements, you are subject to further disciplinary action, up to and including termination, without additional warning. Nothing in this PIP alters Fluke at-will employment status.
Immediately below this paragraph, both Ng-A-Qui and his supervisor Giorgio
signed.
3 No. 83839-3-I/4
After taking on his new responsibilities at Evergreen Way, Ng-A-Qui raised
four safety concerns. Sometime in 2018, Ng-A-Qui informed Dan Munko, Fluke’s
Director of Operations at Evergreen Way, that some damaged storage racks at
Evergreen Way needed replacement. Around October 2018, Ng-A-Qui told
Munko about an ergonomic lifting hazard at Evergreen Way involving heavy wire
spools. In the same month, Ng-A-Qui also told Munko that picker vehicles, tall
forklifts used to move pallets around in the storage area, had knocked off “top
ties” 2 at Evergreen Way; if dislodged, top ties could fall and harm employees.
Finally, in January 2019, Fluke management asked Ng-A-Qui to research
protective sleeves after molten plastic burned an employee, and he
recommended sleeves that were heat-resistant, rather than only fire-resistant.
Ng-A-Qui’s PIP does not mention any of these specific safety concerns he had
raised. 3
Ng-A-Qui’s PIP was scheduled to finish December 31, 2018. His
supervisor Giorgio extended the PIP until January 31, 2019. Giorgio wanted
additional time to receive feedback from employees who represented the “Voice
of the Customer.” Giorgio summarized the employee feedback as follows:
• Personable and professional, but seems to be in a rush, disorganized. • He has not interacted well in group settings because he is a meticulous note taker which takes away from his verbal interactions. • Need him to be a partner not a resource. • Textbook responses and he lacks the creative options.
2 Top ties are steel cross beams that are attached to the tops of pallet racks, cross the
aisle, and then attach to the racks on the other side. 3 The PIP began on October 3, 2018, before Ng-A-Qui’s recommendation about the
protective sleeves.
4 No. 83839-3-I/5
• Often working late hours, but his output on useful or helpful material is lacking. • Does very little tactical work that I can see. • He just never seems to have it together.
The extended PIP expired on Thursday, January 31, 2019. Ng-A-Qui’s
2018 annual performance review occurred in the same time frame that Giorgio
was assessing the PIP. 4 Ng-A-Qui received a review rating of 1.3 out of 5. The
week after the PIP expired, on Wednesday, February 6, 2019, Giorgio wrote an
email to Welden Howard in Fluke’s Human Resources department regarding Ng-
A-Qui’s PIP, in which she listed the “5 element[s] for improvement . . . and the
results.” Giorgio concluded: “Based on this evaluation period’s outcome, Darryl
has not filled this role per expectation. I do not see Darryl being able to meet the
requirements of this job.”
Upon receipt of Giorgio’s email assessing Ng-A-Qui’s PIP, Howard
requested approval to terminate Ng-A-Qui, first from his manager, Shannon
Flynn, and then from Human Resources Vice President Anne Ensminger. In
March, Giorgio informed her manager, Vice President Kristi Mosman, that she
was leaving Fluke. Giorgio wanted to “wrap[] up” Ng-A-Qui’s termination before
she left Fluke, but that did not happen. Giorgio left when her replacement was in
place in mid-April, and Mosman terminated Ng-A-Qui on May 30, 2019.
Ng-A-Qui filed a discrimination complaint with the Department of Labor
and Industries (Department) on June 24, 2019. Ng-A-Qui told the Department: “I
was terminated for trying to mitigate health and safety violations that were
4 On March 8, 2019, Ng-A-Qui signed his 2018 annual performance review.
5 No. 83839-3-I/6
determined to be too expensive to correct.” Where the form asked, “What may
we expect your employer to tell us about you?” Ng-A-Qui wrote: “I had poor
performance and had received numerous citations on a recent DOE Hazardous
Waste Inspection.” The Department responded on July 12, 2019, with a “non-
merit determination,” stating that his case “does not meet the criteria for further
investigation because there was no engagement in a protected activity.”
On August 9, 2019, Ng-A-Qui sued Fluke for wrongful discharge in
violation of public policy, retaliation, and unlawful discrimination under the
Washington Industrial Safety and Health Act (WISHA). On March 15, 2022, the
court granted Fluke’s motion for summary judgment and dismissed Ng-A-Qui’s
complaint. Ng-A-Qui appeals the dismissal.
DISCUSSION
On appeal of an order granting summary judgment, we review de novo
whether “the pleadings, depositions, answers to interrogatories, and admissions
on file, together with the affidavits, if any, show that there is no genuine issue as
to any material fact and that the moving party is entitled to a judgment as a
matter of law.” CR 56(c); see Ranger Ins. Co. v. Pierce County, 164 Wn.2d 545,
552, 192 P.3d 886 (2008). When determining whether an issue of material fact
exists, the reviewing court must construe all facts and inferences in favor of the
nonmoving party. Id. at 552. A genuine issue of material fact exists where
reasonable minds could differ on the facts controlling the outcome of the
litigation. Id.
6 No. 83839-3-I/7
WISHA’s “retaliation statute,” RCW 49.17.160, 5 “provides a remedy for
employees who believe they have been discharged for reporting workplace
safety concerns.” Cudney v. ALSCO, Inc., 172 Wn.2d 524, 531, 259 P.3d 244
(2011), overruled on other grounds by Rose v. Anderson Hay & Grain Co., 184
Wn.2d 268, 358 P.3d 1139 (2015). The statute, however, is not the employee’s
exclusive remedy. Wilson v. City of Monroe, 88 Wn. App. 113, 126, 943 P.2d
1134 (1997). If an employer contravenes a clear mandate of public policy,
Washington law recognizes the tort of wrongful discharge as an exception to the
common law doctrine of at-will employment. Thompson v. St. Regis Paper Co.,
102 Wn.2d 219, 231-32, 685 P.2d 1081 (1984). Washington law generally limits
this tort to four scenarios: an employee is fired for refusing to commit an illegal
act; an employee is fired for performing a public act; an employee is fired for
exercising a legal right; and an employee is fired in retaliation for reporting
misconduct by the employer, i.e., whistle-blowing. Martin v. Gonzaga Univ., 191
Wn.2d 712, 723, 425 P.3d 837 (2018).
Courts use a burden-shifting framework for wrongful discharge as well as
statutory employment retaliation and discrimination claims. See Cornwell v.
Microsoft Corp., 192 Wn.2d 403, 411-12, 430 P.3d 229 (2018); see also Wilmot
v. Kaiser Alum. & Chem. Corp., 118 Wn.2d 46,69, 821 P.2d 18 (1991) (courts
apply burden-shifting framework to analyze wrongful discharge claims that fall
into one of the four recognized scenarios). The burden of production initially rests
5 Some provisions within RCW Chapter 49.17 were updated and reorganized effective
July 1, 2022. Citations herein are to the versions applicable to this case, which were effective June 10, 2010, to June 30, 2022.
7 No. 83839-3-I/8
with the plaintiff employee to produce evidence of either a WISHA violation or a
violation of a mandate of public policy. Wilmot, 118 Wn.2d at 67. Because
employers are not apt to announce a retaliatory motive, a plaintiff usually shows
the prima facie case with circumstantial evidence. Id. at 69. “The employee has
the burden of establishing specific and material facts to support each element of
his or her prima facie case.” Hiatt v. Walker Chevrolet Co., 120 Wn.2d 57, 66,
837 P.2d 618 (1992) (emphasis in original).
Once the plaintiff establishes a prima facie case, the burden shifts to the
employer, who must articulate a legitimate, non-retaliatory reason for terminating
the plaintiff. Wilmot, 118 Wn.2d at 68. This is a burden of production, not
persuasion. Id. at 70. If the employer meets this burden, the burden shifts back to
the plaintiff to show the employer’s stated reason is pretextual or that even if the
employer’s reason is legitimate, the protected activity was nevertheless a
substantial factor motivating the employer. Id. at 68, 72. At this point, the
plaintiff’s burden is persuasion by a preponderance of the evidence. Id. at 71, 73.
A. Ng-A-Qui’s burden to establish a prima facie case
A plaintiff can satisfy the burden of production for a prima facie case of
retaliation by showing (1) the plaintiff exercised or intended to exercise a right
WISHA protects or a right legislatively or judicially recognized as protected by a
mandate of public policy, (2) the employer terminated the plaintiff, and (3) a
causal connection between exercising the right and termination. Wilmot, 118
Wn.2d at 68.
8 No. 83839-3-I/9
The parties do not dispute that Ng-A-Qui was terminated. However, Fluke
argues that Ng-A-Qui failed to establish the first and third elements of his prima
facie case. Drawing all inferences in favor of the nonmoving party, we determine
that Ng-A-Qui met his minimal burden of production for his prima facie case.
1. Protected activity
A wrongful discharge claim requires establishing a clear mandate of public
policy, which can be shown by prior judicial decisions or constitutional, statutory,
or regulatory provisions or schemes. Martin, 191 Wn.2d at 725; RCW 49.17.010
(WISHA’s purpose is to create, maintain, continue, and enhance industrial safety
and health). Here, Ng-A-Qui’s complaint alleges he “was retaliated against and
subsequently terminated for reporting safety and health concerns to
management.” Thus, his wrongful discharge claim is based on public policy as
established by WISHA, which is also the statutory basis for his retaliation claim.
WISHA states in relevant part:
No person shall discharge or in any manner discriminate against any employee because such employee has filed any complaint or instituted or caused to be instituted any proceeding under or related to this chapter, or has testified or is about to testify in any such proceeding or because of the exercise by such employee on behalf of himself or herself or others of any right afforded by this chapter. Prohibited discrimination includes an action that would deter a reasonable employee from exercising their rights under this chapter.
RCW 49.17.160(1) (emphasis supplied). 6 A plaintiff need not prove a WISHA
violation in order to allege they were retaliated against for engaging in protected
6 As a remedial statute, WISHA is liberally construed to carry out its purpose of providing
safe working conditions for every Washington worker. Dep’t of Labor & Indus. v. Tradesmen Int’l, 14 Wn. App. 2d 168, 175, 470 P.3d 519 (2020) (citations omitted), aff’d, 198 Wn.2d 524 (2020).
9 No. 83839-3-I/10
activity. Ellis v. City of Seattle, 142 Wn.2d 450, 461, 13 P.3d 1065 (2000) (“In the
retaliatory discharge context, Washington law has recognized a cause of action
where an employee has an objectively reasonable belief an employer has
violated the law.”); see also Wilson, 88 Wn. App. at 123-27 (holding a violation of
WISHA is not mandatory for a claim of wrongful discharge in violation of public
policy).
The record contains evidence that Ng-A-Qui reported safety concerns to
Fluke’s management team at Evergreen Way: in 2018, that storage racks were
warped and not seismically fit; around October 2018, that heavy wire spools were
an ergonomic lifting hazard; also around October 2018, that top ties used to
stabilize pallet racks had been knocked off and could fall on workers; and in
January 2019, that heat-resistant protective sleeves were needed to protect
employees from molten plastic. Thus, Ng-A-Qui met his minimal burden of
production to establish he engaged in a protected activity because the
undisputed record shows that he reported safety concerns to Fluke’s
management. 7
2. Causation
An employee can establish the element of causation for the prima facie
case by showing that retaliation was a substantial factor motivating the adverse
7 We reject Fluke’s invitation to interpret WISHA to preclude employees from bringing
retaliation claims unless they “step outside” their job duties. WISHA protects “any employee” who engages in one of three distinct types of activity: (1) “filed any complaint or instituted or caused to be instituted any proceeding under or related to this chapter”; (2) “testified or is about to testify in any such proceeding”; or (3) “because of the exercise by such employee on behalf of himself or herself or others of any right afforded by this chapter.” RCW 49.17.160(1). “Any employee” is unambiguous and does not exclude any class of workers based on their role. Therefore, there is no basis in the plain language of WISHA to support the interpretation Fluke urges.
10 No. 83839-3-I/11
action. Cornwell, 192 Wn.2d at 412. An employee may show this with evidence
that (1) the employee took a protected action, (2) the employer had knowledge of
the action, and (3) the employee was subjected to an adverse employment
action. Id. at 413. 8
Here, as discussed above, Ng-A-Qui engaged in a protected activity by
raising safety concerns, and he was terminated. To satisfy the prima facie
element of causation, he must also establish that his employer knew of the
protected actions.
An employer has the requisite knowledge if they had actual knowledge or
if the employer “knew or suspected”9 the employee engaged in protected action.
Cornwell, 192 Wn.2d at 413, 417. Actual knowledge of the employee’s protected
activity is necessary because retaliation is an intentional act; however, a
decision-maker need not have knowledge that the action was legally protected,
but rather, only that the employee took the action. Id. at 414.
Here, Ng-A-Qui’s supervisor Giorgio was the person who recommended
his termination, even though she left Fluke before that decision was
implemented. Others at Fluke, including its HR department and its managers
Mosman and Ensminger, relied on her recommendation, her assessment of his
8 Alternatively, a plaintiff can demonstrate a causal connection circumstantially through
proximity in time between the protected activity and termination, “coupled with evidence of satisfactory work performance and supervisory evaluations.” Wilmot, 118 Wn.2d at 69. We need not examine this test here because Ng-A-Qui can establish the causation element for the prima facie case using the alternative method discussed in Cornwell, 192 Wn.2d at 412-13. 9 “The ‘knew or suspected’ standard incorporates the actual knowledge standard and
also encompasses cases in which the employer suspects that an employee engaged in protected action.” Cornwell, 192 Wn.2d at 417. It applies, for example, when a supervisor has actual knowledge that a protected complaint was made, but only a suspicion about who made the complaint, and then takes an adverse action based on that suspicion. Id.
11 No. 83839-3-I/12
PIP, and her rating of his 2018 performance. It is also undisputed that Giorgio
had actual knowledge of at least some of Ng-A-Qui’s protected activity.
Therefore, Ng-A-Qui can establish a prima facie case regarding causation
because there is evidence he engaged in protected activity about which his
supervisor Giorgio had actual knowledge, and he was later subjected to an
adverse employment action, termination.
B. Fluke’s burden to show a legitimate, non-retaliatory reason for termination
Ng-A-Qui having met his prima facie burden, the burden shifts to the
employer, Fluke, which must articulate a legitimate, non-retaliatory reason for
terminating the employee. Wilmot, 118 Wn.2d at 68. The burden is one of
production, not persuasion. Id. at 68.
Fluke claims it terminated Ng-A-Qui pursuant to Giorgio’s
recommendation, which was based on his unsuccessful PIP and his
unsatisfactory 2018 annual performance review. The October 2018 PIP initiation
letter enumerated five areas in which Fluke expected “immediate and sustained
improvement” by Ng-A-Qui. In a subsequent email to Fluke HR representative
Howard dated February 6, 2019, Giorgio assessed “the results” of the PIP.
The first area for improvement in the PIP plan was to “ensure 100%
compliance with regulatory requirements at [Evergreen Way] and all [of] Everett.”
Giorgio’s email to Howard states “Darryl was late for all of the following” and then
lists three inspections, an audit, “audiograms,” and “Safety Committee meetings.”
Second, Ng-A-Qui was to integrate safety policies at Evergreen Way.
However, Giorgio’s email states “Darryl did not meet [management’s]
12 No. 83839-3-I/13
expectations. He did not integrate himself well. . . .There was a lack of
collaboration . . . and failed communication opportunities.”
The third area was collaboration with Evergreen Way management. While
Evergreen Way gave Ng-A-Qui access to their strategic process, Giorgio wrote
that “in that meeting, Darryl was ‘on his computer and was not participating in the
group discussion’ which impacts his effectiveness as [a safety] leader.”
The fourth area was improved interactions with internal customers. Giorgio
asked 12 of Darryl’s fellow employees for feedback as the “Voice of the
Customer.” Seven responded, and Giorgio summarized the results as follows:
• personable and professional but seems to be in rush, disorganized. He has not interacted well in group setting because he is a meticulous note taker which takes away from his verbal interactions. • “need him to be a partner not a resource” • “textbook responses and he lack [sic] the creative options” • “often working late hours, but his output on useful or helpful material is lacking” • “Does very little tactical work that I can see. He just never seems to have it together.”
The final area for assessment was a training matrix Ng-A-Qui was to
develop and complete. Giorgio’s assessment was that the assignment was due
November 12, 2018, and “this was still not completed by January 25, 2019.”
During the same time period that Giorgio assessed Ng-A-Qui’s PIP
performance, the two conducted his 2018 annual performance review, which was
completed and signed on March 8, 2019. He received an overall rating of 1.3 out
of 5 – did not meet expectations.
Ng-A-Qui’s 2018 performance appraisal contained a section on three
performance objectives—compliance, performance, engagement—and an
13 No. 83839-3-I/14
assessment of nine “leadership competencies.” Regarding the objective of
compliance, Ng-A-Qui wrote “[o]n time completion and just completion . . . was a
struggle this year.” He added that “[a]lthough [Fluke] (luckily) escaped serious
punitive measures from any regulatory agencies I fell far short of many
deadlines . . . .” Giorgio said, “Darryl did not complete all tasks in compliance with
the Compliance Calendar and in a number of cases did not complete them within
regulatory compliance.”
Regarding the second objective, performance at Evergreen Way and
Plastics, Ng-A-Qui wrote: “This Performance Objective fell just short of abject
failure as well with very little progress being made.” Giorgio wrote: “Darryl did not
complete the objectives given,” and she cited examples that were not completed
despite Fluke “h[olding] off the audit to give Darryl more time.” Finally, regarding
the third objective, engagement, Ng-A-Qui was “unsure how this turned out,” and
Giorgio removed this section from the review as she had not received “the
numbers.”
For the portion of the review assessing leadership competencies, 10 six of
Ng-A-Qui’s ratings were “1 - Did Not Meet Expectations” and three were “2 - Met
Most Expectations.” Ng-A-Qui wrote in his “Key Takeaways” section, “This year
could be called a ‘learning experience’ at best and was very disappointing in
what I had hoped to accomplish and what was actually accomplished.” In the
manager’s “Key Takeaways” section, Giorgio wrote: “This year was an
10 The nine leadership competencies were Customer Obsessed, Strategic, Innovate for
impact, Inspiring, Build extraordinary teams, Courageous, Deliver results, Adaptable, Lead with FBS.
14 No. 83839-3-I/15
opportunity for Darryl. He was given EHS leadership for two locations. He
struggled to get buy-in with [leaders at Evergreen Way] which derailed him [sic]
meeting he [sic] goals in this area. He also did not meet the expectations of
ensuring that we stayed in compliance with our regulatory obligations that he was
responsible for.”
Giorgio ended her February email to Howard by recommending that Fluke
terminate Ng-A-Qui: “Based on this evaluation period’s outcome, Darryl has not
filled this role per expectation. I do not see Darryl being able to meet the
Fluke produced evidence that it terminated Ng-A-Qui based on Giorgio’s
recommendation after she assessed his performance under the PIP and for his
2018 performance review. Therefore, Fluke met its burden to produce evidence
of a legitimate, non-retaliatory reason for terminating Ng-A-Qui.
C. Ng-A-Qui’s burden to show pretext or that retaliation was a substantial factor
At this final step, the plaintiff has the burden of persuasion to prove either
that the employer’s reason is pretextual or that, although the employer’s stated
reason is legitimate, the protected activity was nevertheless a substantial factor
motivating the employer to terminate the employee. Martin, 191 Wn.2d at 726
(citing Wilmot, 118 Wn.2d at 73).
Ng-A-Qui claims Fluke’s asserted reason for terminating him, poor
performance as evidenced by the failed PIP and the 2018 evaluation, is pretext
because “Ms. Giorgio took Mr. Ng-A-Qui off the PIP”; in other words, Giorgio did
not tell him that he failed the PIP or that the PIP was extended. But the evidence
15 No. 83839-3-I/16
is to the contrary. The record shows Giorgio extended the PIP from its original
end date of December 31, 2018, to January 31, 2019, told Ng-A-Qui on
December 28, 2018, that the PIP was extended, and informed Fluke HR that Ng-
A-Qui failed the PIP. Even if Giorgio did not communicate to Ng-A-Qui her
assessment that he did not satisfy his PIP, reasonable minds cannot differ that
the PIP was extended and that Giorgio communicated the extension to Ng-A-Qui.
Ng-A-Qui asserts that if he had failed the PIP, he would have been
terminated at that time. The record shows that Giorgio recommended his
termination to HR in February, after completing the PIP assessment and filling
out her portion of the performance review, 11 and she left Fluke in mid-April 2019.
Fluke terminated Ng-A-Qui on May 30, 2019. The delay between the end of his
PIP and his termination was caused by Giorgio’s departure and the need to
arrange for her replacement. Reasonable minds cannot differ that the delay was
caused by internal processes and Giorgio leaving Fluke and that the delay does
not establish that Ng-A-Qui had satisfied his PIP.
In the absence of evidence of pretext, a plaintiff may still meet their burden
of proof by showing that their protected activity was a substantial factor in the
termination decision. Martin, 191 Wn.2d at 726 (citing Wilmot, 118 Wn.2d at 73).
Ng-A-Qui asserts Munko, the director of operations at Evergreen Way to whom
he had raised safety concerns, “caused the PIP to be implemented to provide
cover for his retaliation” about the safety concerns.
11 Although Giorgio’s February 2019 email states that “Darryl’s PA score was 1.3 by his
manager,” indicating she had completed her portion of the review, Ng-A-Qui did not sign the acknowledgment that he had “read the performance appraisal form and a performance discussion has occurred” until March 8, 2019.
16 No. 83839-3-I/17
However, in his deposition, when Ng-A-Qui was asked “[d]id [Giorgio] ever
tell you that she was being directed to an end?” Ng-A-Qui answered, “No. Not
that I remember, no.” Asked “Do you believe that Dan [Munko], Dale [Goyer], and
Kristi [Mosman] directed Grace [Giorgio] to an end, to use your term,” Ng-A-Qui
answered, “I do. If not, I wouldn’t . . . . I don’t know about all of them, but at least
one of them.”
Ng-A-Qui’s conclusory statements, without more, are insufficient to satisfy
his burden of persuasion. Other than Ng-A-Qui’s belief that someone—perhaps
Munko—directed Giorgio to institute the PIP based on safety concerns Ng-A-Qui
raised, the only evidence connecting Munko to Ng-A-Qui’s termination is that
Munko was one of seven employees who provided “Voice of the Customer” input
at Giorgio’s request for Ng-A-Qui’s PIP. But Munko’s feedback focused on
delegation skills and integrating with the operations leadership team at
Evergreen Way. The PIP was based on deficiencies related to the DOE
inspection; the PIP contains no reference at all to the safety concerns Ng-A-Qui
expressed to Munko.
While Ng-A-Qui can establish a prima facie case, he cannot meet his
burden of persuasion to show Fluke’s reason for terminating him was pretextual
or that his protected activity, reporting safety concerns, nevertheless was a
substantial factor in Fluke’s decision to terminate him. Therefore, the trial court
properly granted Fluke’s motion for summary judgment.
17 No. 83839-3-I/18
D. Spoliation
In the alternative, Ng-A-Qui argues that the trial court erred because
spoliation by Fluke should have resulted in an adverse inference that would have
defeated summary judgment. Fluke argues there was no spoliation, and if there
was, it was not intentional, so no adverse inference was due. We agree with
Fluke.
Spoliation is “[t]he intentional destruction of evidence.” Henderson v.
Tyrrell, 80 Wn. App. 592, 605, 910 P.2d 522 (1996) (citing BLACK’S LAW
DICTIONARY 1401 (6th ed. 1990)). Whether the remedy is an adverse
inference, a rebuttable presumption, or civil discovery sanction, the spoliation
must in some way be connected to the party against whom the remedy is
applied. Id. at 605-06.
In deciding whether to apply a remedy, courts examine two factors: (1) the
potential importance or relevance of the missing evidence; and (2) the culpability
or fault of the adverse party. Id. at 607 (citing Sweet v. Sisters of Providence, 895
P.2d 484, 490-91 (Alaska 1995)). Whether missing evidence is important or
relevant depends on the case, and an important consideration is whether a party
gained an advantage. Henderson, 80 Wn. App. at 607 (citations omitted). Courts
examine whether the party acted in bad faith or conscious disregard of the
importance of the evidence, or whether there was some innocent explanation, to
determine culpability. Id. at 609 (citations omitted). “Merely negligent destruction
of evidence cannot support an adverse inference.” Cook v. Tarbert Logging, 190
Wn. App. 448, 469-70, 360 P.3d 855 (2015). Sanctions for discovery violations
18 No. 83839-3-I/19
and the admission or rejection of evidence are reviewed for abuse of discretion.
Henderson, 80 Wn. App. at 604.
Ng-A-Qui states that during his employment, he kept detailed notes and
photographs about safety concerns in OneNote, a program on his Fluke laptop.
He alleges these notes are a “smoking gun” because they document every safety
concern he raised and “show the communication between myself and other
experts in the company to prove that I made the safety reports . . . [and] they
were legitimate and well documented . . . .” 12
Here, the OneNote files are relevant and may have been helpful to Ng-A-
Qui because any evidence Fluke violated a protected right contributes to his
prima facie burden of production. However, as to the second factor for spoliation,
culpability, the record shows Fluke did not destroy evidence. On May 30, 2019,
Mosman sent a request to Fluke’s service desk stating she “[n]eed[ed] data off of
[Ng-A-Qui’s] computer.” The following week, on June 5, 2019, the service desk
closed the request with the note, “Retrieved personal files for Darryl and [] hand
delivered on flash drive.”
While the OneNote files were relevant and may have been helpful, the
record shows Fluke preserved those files, and Ng-A-Qui assigns no error to any
trial court ruling about this evidence. 13 Ng-A-Qui was not due an adverse
12 Ng-A-Qui conceded at oral argument that at most, his OneNote files would provide
evidence only of a protected activity. Wash. Court of Appeals oral argument, Ng-A-Qui v. Fluke Corp and Fortive Corp., No. 83839-3-I (Oct. 26, 2022) at 21 mins.,15 sec., video recorded by TVW, Washington State’s Public Affairs Network, https://www.tvw.org/watch/?eventID =2022101174. 13 Ng-A-Qui assigns error solely to the trial court’s grant of summary judgment. Below,
Ng-A-Qui’s motion in opposition to summary judgment does not use the term “spoliation” but alleged Fluke “either deleted the information or withheld it from discovery.” (emphasis added). He assigns no error to any trial court decision regarding this evidence, whether a discovery motion or
19 No. 83839-3-I/20
inference for spoliation. Also, by Ng-A-Qui’s own admission, any inference would
have shown only that he engaged in protected activity, and there was already
evidence of this in the record. The trial court did not abuse its discretion in
denying such an inference.
CONCLUSION
We affirm the trial court’s order granting summary judgment to Fluke
dismissing Ng-A-Qui’s claims for wrongful discharge in violation of public policy
and retaliation and unlawful discrimination under WISHA. Ng-A-Qui established
his prima facie case, but Fluke produced evidence of a legitimate, non-retaliatory
reason for his discharge, and Ng-A-Qui cannot meet his ultimate burden to show
Fluke’s reason was pretextual or a protected activity was nevertheless a
substantial factor in the decision to terminate him. As there is no genuine issue
as to any material fact, summary judgment dismissal was proper.
Affirmed.
WE CONCUR:
motion for sanctions. An appellate court “may refuse to review any claim of error which was not raised in the trial court.” RAP 2.5(a); Roberson v. Perez, 156 Wn.2d 33, 39, 123 P.3d 844 (2005).