FILED APRIL 26, 2018 In the Office of the Clerk of Court WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON DIVISION THREE
CITY OF CLARKSTON, and DOES I-V, ) ) No. 35179-3-III Respondents, ) ) v. ) ) DANNY STEVEN KRAUSE, and ) UNPUBLISHED OPINION LORI A. KRAUSE, husband and wife, ) ) Appellants. )
KORSMO, J. — Danny Krause appeals from the dismissal of his action against the
City of Clarkston, contending that he substantially complied with the torts claim
notification process. We agree with the trial court that he did not and affirm.
FACTS
The operative facts are procedural in nature and can be briefly stated. Mr. Krause
crashed his motorcycle at a Clarkston intersection on September 11, 2013. Near the end
of the statute of limitations period, Mr. Krause filed a claim against the City pursuant to
RCW 4.96.020 on August 30, 2016. He alleged that the accident was caused by the
design and maintenance of the intersection.
Nine days later, on September 8, 2016, Mr. Krause filed his complaint in superior
court. However, he did not serve the complaint on the City until either October 31 (the No. 35179-3-III City of Clarkston, et al v. Krause, et al
City’s view) or November 2, 2016 (Mr. Krause’s view). At least 62 days passed between
the service of the tort claim on August 30 and the service of the complaint.
The City moved for summary judgment on December 13, 2016, arguing that Mr.
Krause’s claim was barred by the failure to comply with RCW 4.96.020(4). In response,
Mr. Krause argued that he waited a sufficient period of time before serving the City, thus
effectuating the purpose of the notice statute. Relying on a Court of Appeals decision,
the trial court determined that Mr. Krause had not substantially complied with the statute
and dismissed the action.
Mr. Krause timely appealed to this court. A panel considered the matter without
argument.
ANALYSIS
The sole issue presented is whether Mr. Krause substantially complied with the
notification statute when he allowed sufficient time for the City to investigate the claim
before serving the lawsuit. Since the act of filing the lawsuit served to “commence” the
litigation, we agree with the trial court.
When considering an appeal from a summary judgment order of dismissal, an
appellate court will review the ruling de novo and consider the same evidence heard by
the trial court, viewing that evidence in a light most favorable to the party responding to
the summary judgment. Lybbert v. Grant County, 141 Wn.2d 29, 34, 1 P.3d 1124 (2000).
If there is no genuine issue of material fact, summary judgment will be granted if the
2 No. 35179-3-III City of Clarkston, et al v. Krause, et al
moving party is entitled to judgment as a matter of law. Id.; Trimble v. Wash. State
Univ., 140 Wn.2d 88, 93, 993 P.2d 259 (2000); CR 56(c).
RCW 4.96.020 provides a mandatory process for plaintiffs seeking to bring a
damages action against state government or its political subdivisions. The provision
important to this action is RCW 4.96.020(4), which provides in relevant part that “No
action . . . shall be commenced against any local government . . . for damages arising out
of tortious conduct until sixty calendar days have elapsed after the claim has first been
presented.” In turn, RCW 4.96.020(5) provides that the provisions of the section “must
be liberally construed so that substantial compliance will be deemed satisfactory.”
“It is generally accepted that one of the purposes of the claim-filing provisions is
to allow government entities time to investigate, evaluate, and settle claims.” Medina v.
Pub. Util. Dist. No. 1 of Benton County, 147 Wn.2d 303, 310, 53 P.3d 993 (2002). The
60-day time period “provides an opportunity for governmental entities to assess the
potential costs and benefits of litigation.” Lee v. Metro Parks Tacoma, 183 Wn. App.
961, 968, 335 P.3d 1014 (2014).
Also important here is CR 3. It provides:
a civil action is commenced by service of a copy of a summons together with a copy of a complaint, as provided in rule 4 or by filing a complaint.
CR 3(a).
3 No. 35179-3-III City of Clarkston, et al v. Krause, et al
Mr. Krause argues that by merely filing the complaint, but not serving it until the
end of the notice period, he substantially complied with the notice statute. On that basis,
he distinguishes the authority relied on by the trial court.
The principal case, and the one available to the trial court at the time of summary
judgment, is Lee v. Metro Parks Tacoma, 183 Wn. App. 961, 968, 335 P.3d 1014 (2014).
There, Division Two evaluated whether a plaintiff substantially complied with RCW
4.96.020(4) when only 14 days had elapsed between filing a claim of damages with the
City and filing the complaint in superior court. Id. at 968. To determine substantial
compliance, the court considered “the status of Metro Parks’ claim investigation, claim
evaluation, and pursuit of settlement negotiations.” Id. Because Mr. Lee had presented
no evidence on the progress of the government’s investigation, the court affirmed the trial
court’s dismissal of the case. Id. at 968-969.
After summary judgment was entered, an unpublished case was issued that the
City also relies on in this appeal, Toney v. Lewis County, No. 76030-1-I (Wash. Ct. App.
Jan. 30, 2017) (unpublished) www.courts.wa.gov/opinions/pdf/760301.pdf. There the
plaintiff served a tort claim notice, but waited only 31 days before serving the summons
and complaint; 12 days later the complaint was filed. The appellate court, relying on Lee,
concluded that substantial compliance “requires Toney to prove that the County had fully
investigated, evaluated, and decided whether or not to settle all of Toney’s claims prior to
when Toney commenced his action.” Id., slip op. at *5. The plaintiff did introduce two
4 No. 35179-3-III City of Clarkston, et al v. Krause, et al
documents as evidence; however, neither of the documents demonstrated that the County
had completed its evaluation of the claim. Id. Similar to Lee, the dismissal for failure to
substantially comply with RCW 4.96.020(4) was affirmed.
In essence, the decisions in Lee and Toney determined that the avenue for a
plaintiff to prove substantial compliance, when he or she has both served and filed a
Free access — add to your briefcase to read the full text and ask questions with AI
FILED APRIL 26, 2018 In the Office of the Clerk of Court WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON DIVISION THREE
CITY OF CLARKSTON, and DOES I-V, ) ) No. 35179-3-III Respondents, ) ) v. ) ) DANNY STEVEN KRAUSE, and ) UNPUBLISHED OPINION LORI A. KRAUSE, husband and wife, ) ) Appellants. )
KORSMO, J. — Danny Krause appeals from the dismissal of his action against the
City of Clarkston, contending that he substantially complied with the torts claim
notification process. We agree with the trial court that he did not and affirm.
FACTS
The operative facts are procedural in nature and can be briefly stated. Mr. Krause
crashed his motorcycle at a Clarkston intersection on September 11, 2013. Near the end
of the statute of limitations period, Mr. Krause filed a claim against the City pursuant to
RCW 4.96.020 on August 30, 2016. He alleged that the accident was caused by the
design and maintenance of the intersection.
Nine days later, on September 8, 2016, Mr. Krause filed his complaint in superior
court. However, he did not serve the complaint on the City until either October 31 (the No. 35179-3-III City of Clarkston, et al v. Krause, et al
City’s view) or November 2, 2016 (Mr. Krause’s view). At least 62 days passed between
the service of the tort claim on August 30 and the service of the complaint.
The City moved for summary judgment on December 13, 2016, arguing that Mr.
Krause’s claim was barred by the failure to comply with RCW 4.96.020(4). In response,
Mr. Krause argued that he waited a sufficient period of time before serving the City, thus
effectuating the purpose of the notice statute. Relying on a Court of Appeals decision,
the trial court determined that Mr. Krause had not substantially complied with the statute
and dismissed the action.
Mr. Krause timely appealed to this court. A panel considered the matter without
argument.
ANALYSIS
The sole issue presented is whether Mr. Krause substantially complied with the
notification statute when he allowed sufficient time for the City to investigate the claim
before serving the lawsuit. Since the act of filing the lawsuit served to “commence” the
litigation, we agree with the trial court.
When considering an appeal from a summary judgment order of dismissal, an
appellate court will review the ruling de novo and consider the same evidence heard by
the trial court, viewing that evidence in a light most favorable to the party responding to
the summary judgment. Lybbert v. Grant County, 141 Wn.2d 29, 34, 1 P.3d 1124 (2000).
If there is no genuine issue of material fact, summary judgment will be granted if the
2 No. 35179-3-III City of Clarkston, et al v. Krause, et al
moving party is entitled to judgment as a matter of law. Id.; Trimble v. Wash. State
Univ., 140 Wn.2d 88, 93, 993 P.2d 259 (2000); CR 56(c).
RCW 4.96.020 provides a mandatory process for plaintiffs seeking to bring a
damages action against state government or its political subdivisions. The provision
important to this action is RCW 4.96.020(4), which provides in relevant part that “No
action . . . shall be commenced against any local government . . . for damages arising out
of tortious conduct until sixty calendar days have elapsed after the claim has first been
presented.” In turn, RCW 4.96.020(5) provides that the provisions of the section “must
be liberally construed so that substantial compliance will be deemed satisfactory.”
“It is generally accepted that one of the purposes of the claim-filing provisions is
to allow government entities time to investigate, evaluate, and settle claims.” Medina v.
Pub. Util. Dist. No. 1 of Benton County, 147 Wn.2d 303, 310, 53 P.3d 993 (2002). The
60-day time period “provides an opportunity for governmental entities to assess the
potential costs and benefits of litigation.” Lee v. Metro Parks Tacoma, 183 Wn. App.
961, 968, 335 P.3d 1014 (2014).
Also important here is CR 3. It provides:
a civil action is commenced by service of a copy of a summons together with a copy of a complaint, as provided in rule 4 or by filing a complaint.
CR 3(a).
3 No. 35179-3-III City of Clarkston, et al v. Krause, et al
Mr. Krause argues that by merely filing the complaint, but not serving it until the
end of the notice period, he substantially complied with the notice statute. On that basis,
he distinguishes the authority relied on by the trial court.
The principal case, and the one available to the trial court at the time of summary
judgment, is Lee v. Metro Parks Tacoma, 183 Wn. App. 961, 968, 335 P.3d 1014 (2014).
There, Division Two evaluated whether a plaintiff substantially complied with RCW
4.96.020(4) when only 14 days had elapsed between filing a claim of damages with the
City and filing the complaint in superior court. Id. at 968. To determine substantial
compliance, the court considered “the status of Metro Parks’ claim investigation, claim
evaluation, and pursuit of settlement negotiations.” Id. Because Mr. Lee had presented
no evidence on the progress of the government’s investigation, the court affirmed the trial
court’s dismissal of the case. Id. at 968-969.
After summary judgment was entered, an unpublished case was issued that the
City also relies on in this appeal, Toney v. Lewis County, No. 76030-1-I (Wash. Ct. App.
Jan. 30, 2017) (unpublished) www.courts.wa.gov/opinions/pdf/760301.pdf. There the
plaintiff served a tort claim notice, but waited only 31 days before serving the summons
and complaint; 12 days later the complaint was filed. The appellate court, relying on Lee,
concluded that substantial compliance “requires Toney to prove that the County had fully
investigated, evaluated, and decided whether or not to settle all of Toney’s claims prior to
when Toney commenced his action.” Id., slip op. at *5. The plaintiff did introduce two
4 No. 35179-3-III City of Clarkston, et al v. Krause, et al
documents as evidence; however, neither of the documents demonstrated that the County
had completed its evaluation of the claim. Id. Similar to Lee, the dismissal for failure to
substantially comply with RCW 4.96.020(4) was affirmed.
In essence, the decisions in Lee and Toney determined that the avenue for a
plaintiff to prove substantial compliance, when he or she has both served and filed a
complaint in under 60 days, is to prove that the government entity had already completed
the investigation. Mr. Krause distinguishes his case from those cases on the basis that he
never served the complaint until after the notice period had expired. That distinction is
without a difference.
CR 3(a) expressly states that an action is commenced when either service or filing
is effectuated; both actions are not required to commence a civil case. Here, Mr. Krause
commenced his case by filing it a mere 9 days after serving his notice of tort claim. That
is an even less substantial compliance with the 60 day tort claim notice period than in
Lee. The act of not serving the City was of no consequence to the question of whether or
not Mr. Krause had commenced the action during the investigation period. The lack of
service might have been meaningful if Mr. Krause could demonstrate that the City was
ignorant of the filing and otherwise went about its normal claim investigation process
unaware that an action had been commenced. Similarly, Mr. Krause was free to make the
showing suggested in Lee. However, he made neither showing.
5 No. 35179-3-111 City of Clarkston, et al v. Krause, et al
The trial court correctly determined that Mr. Krause did not substantially comply
with the notice statute. Accordingly, summary judgment was properly granted.
Affirmed.
A majority of the panel has determined this opinion will not be printed in the
Washington Appellate Reports, but it will be filed for public record pursuant to RCW
2.06.040.
WE CONCUR:
Pennell, A.CJ� •
Siddoway, J.