Daniel W. Hawkins and Hawkins Ward Enterprises, LCC D/B/A General Rental Center v. Bobby Horton

CourtCourt of Appeals of Texas
DecidedAugust 30, 2023
Docket04-22-00307-CV
StatusPublished

This text of Daniel W. Hawkins and Hawkins Ward Enterprises, LCC D/B/A General Rental Center v. Bobby Horton (Daniel W. Hawkins and Hawkins Ward Enterprises, LCC D/B/A General Rental Center v. Bobby Horton) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Daniel W. Hawkins and Hawkins Ward Enterprises, LCC D/B/A General Rental Center v. Bobby Horton, (Tex. Ct. App. 2023).

Opinion

Fourth Court of Appeals San Antonio, Texas MEMORANDUM OPINION

No. 04-22-00307-CV

Daniel W. HAWKINS, Appellant

v.

Bobby HORTON, Appellee

From the 216th Judicial District Court, Kerr County, Texas Trial Court No. 20252A Honorable Albert D. Pattillo, III, Judge Presiding

Opinion by: Rebeca C. Martinez, Chief Justice

Sitting: Rebeca C. Martinez, Chief Justice Lori I. Valenzuela, Justice Sandee Bryan Marion, Chief Justice (Retired) 1

Delivered and Filed: August 30, 2023

AFFIRMED AS MODIFIED

Daniel W. Hawkins appeals following a bench trial in this suit on a promissory note. In

seven issues, Hawkins challenges the trial court’s judgment awarding Bobby Horton damages and

attorney’s fees and denying Hawkins relief on his counterclaims. We sustain one issue and apply

a settlement credit to reduce the damages award. We otherwise overrule Hawkins’s issues and

affirm the trial court’s judgment.

1 Retired Fourth Court of Appeals Chief Justice Sandee Bryan Marion sitting by assignment. See TEX. GOV’T CODE ANN. § 74.003. 04-22-00307-CV

BACKGROUND

A. Factual Background 2

In 2013, Horton sold Hawkins an equipment rental business, General Rental Center

(“GRC”), in Ingram, Texas for $875,000. Hawkins paid $150,000 as a down payment, and Horton

financed the remainder. As part of the financing, Hawkins and Horton entered into a promissory

note, which consisted of a printed form with terms handwritten into designated spaces and a

handwritten exhibit stating collateral. The original note specified a ten-year repayment term.

Several months after execution of the promissory note, Hawkins Ward Enterprises, LLC (“HWE”)

was formed as a limited liability company in the State of Texas. Its initial members were Hawkins

and his then-partner Courtney Ward. After HWE was formed, Horton transferred the real estate

upon which GRC operated to HWE. On February 10, 2014, Horton and Hawkins entered into a

restructuring of the promissory note. The restructuring agreement consisted of a single

handwritten page signed by both Hawkins and Horton.

According to Hawkins’s testimony, on December 19, 2014, the parties entered into a release

agreement, pursuant to which Horton released Hawkins from liability arising under the original

promissory note in exchange for $150,000. A copy of the purported release was admitted into

evidence. Horton contested any release in his testimony, contending that his signature on the

release agreement was a forgery. A handwriting expert Horton called also testified that, in her

opinion, the signature was a forgery. According to Horton, instead of a release, on December 20,

2014, the parties entered into a second restructuring of the promissory note.

Admitted into evidence was a note dated December 20, 2014. The note consists of a single

handwritten page signed by Hawkins and Horton. Hawkins affirmed in his trial testimony that the

2 We state undisputed facts without attributing their evidentiary sources. With disputed facts, we note the dispute and describe the contested evidence either in this section or with our discussion.

-2- 04-22-00307-CV

signature on the note is his. The December 20, 2014 note states: “Horton agreed to reduce second

note dated 2/10/14.” 3 The note reflects the application of a $150,000 payment and a note balance

of $400,000. Further, the note states a balance reduction of $50,000 for “Lake property trade.”

The December 20, 2014 note provides: “Terms: $350,000.00 @ 3.5% interest, 15 years, balloon

in 5 years.” Additionally, the note states under the heading “Security:”

Hawkins agrees to the following security for note:

In the event that Hawkins sales [sic], trade [sic] or in any way transfer [sic] the ownership of General Rental, Hawkins must first pay the balance of this note in full to Horton or Horton’s assignee. Horton keeps remainder of $50,000.00 credit at General Rental from original note.

On the back of the December 20, 2014 note is an indorsement: “Pay to the order of GEORGE L.

SCHULGEN, JR. and FLORENCE E. SCHULGEN,” and below the indorsement is Horton’s

signature. Also in the record is a promissory note Horton made in favor of George and Florence

Schulgen in 2016. The Schulgen promissory note is secured by the December 20, 2014 note

between Hawkins and Horton.

Around the end of 2016, Hawkins stopped making payments on the December 20, 2014

note. Hawkins testified that, at the time he stopped making payments, any debt he owed had been

released pursuant to a deal he and Horton had made to share profits from the partition and sale of

ranchland. Horton denied any such release in his testimony.

B. Procedural Background

In May 2020, Horton filed suit against Hawkins and HWE for breach of contract and

quantum meruit. Horton alleged that Hawkins owed $352,837 on the December 20, 2014 note.

Horton sought a judgment for the unpaid amount and a right to foreclose on Hawkins’s ownership

3 Most, but not all, of the words in the note begin with capital letters. We have standardized capitalization for readability.

-3- 04-22-00307-CV

of HWE and HWE’s assets. In December 2020, Ward entered into an agreement with Hawkins

and HWE, pursuant to which she purchased Hawkins’s equity in HWE and became HWE’s sole

owner. In December 2020, Horton, Ward, and HWE settled. Pursuant to the settlement agreement,

HWE paid Horton $25,000.

Horton filed a motion for leave to file verified denials on the day of trial, February 14,

2022. 4 By this motion, Horton requested leave to file a verified denial as to execution of the

December 19, 2014 release and any purported partnership between Hawkins and Horton. On the

morning of trial, the trial court considered Horton’s motion for leave. After hearing argument, the

trial court took the issue under advisement. It never explicitly ruled on the motion then or later.

Next, the trial court considered Hawkins’s motion to reconsider an earlier summary judgment

ruling. Hawkins’s counsel argued that Horton’s indorsement of the December 20, 2014 note to

the Schulgens and his action to give up physical possession of the note to the Schulgens’s attorney

prohibited Horton from enforcing the note as a “holder,” as that term is used in the Uniform

Commercial Code (“UCC”), or otherwise. See TEX. BUS. & COMM. CODE ANN. §§ 1.201(b)(21),

3.301. The trial court took the matter under advisement.

At the bench trial, Horton, Hawkins, Ward, the Schulgens’s attorney, and Horton’s

handwriting expert testified. Counsel for both parties also testified regarding attorney’s fees;

however, the trial court prohibited Hawkins from calling Horton’s attorney to testify regarding the

filing of a purportedly fraudulent lien. At the conclusion of trial, the trial court ruled in favor of

Horton. It then signed a final judgment and findings of fact and conclusions of law. The findings

of fact and conclusions of law specify that Horton established a right to enforce the December 20,

4 Horton served the motion on the Saturday before trial, and the document was filed when the trial court opened on the following Monday.

-4- 04-22-00307-CV

2014 note and that Horton established the elements of a breach of contract claim. Hawkins timely

appealed.

DISCUSSION

Some of Hawkins’s issues and sub-issues are duplicative. To simplify matters, we address

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Daniel W. Hawkins and Hawkins Ward Enterprises, LCC D/B/A General Rental Center v. Bobby Horton, Counsel Stack Legal Research, https://law.counselstack.com/opinion/daniel-w-hawkins-and-hawkins-ward-enterprises-lcc-dba-general-rental-texapp-2023.