Daniel Marcum v. Commonwealth of Kentucky

• Court: Court of Appeals of Kentucky
• Decided: March 14, 2024
• Docket: 2022 CA 000363
• Status: Unknown

Opinion

RENDERED: MARCH 15, 2024; 10:00 A.M. NOT TO BE PUBLISHED

Commonwealth of Kentucky Court of Appeals

NO. 2022-CA-0363-MR

DANIEL MARCUM APPELLANT

APPEAL FROM TAYLOR CIRCUIT COURT v. HONORABLE KAELIN G. REED, JUDGE ACTION NO. 21-CR-00157

COMMONWEALTH OF KENTUCKY APPELLEE

OPINION AFFIRMING

** ** ** ** **

BEFORE: ACREE, COMBS, AND ECKERLE, JUDGES.

ACREE, JUDGE: Appellant, Daniel Marcum, appeals the Taylor Circuit Court’s

March 24, 2022 Order revoking his probation and imposing his three-year probated

sentence. Marcum alleges the court violated his due process rights and erroneously

revoked his probation against a preponderance of the evidence. Having reviewed

the record, we affirm. BACKGROUND

On October 19, 2021, Marcum pleaded guilty to theft by unlawfully

taking over $500, and the court sentenced him to three-years imprisonment,

probated for five years, conditioned upon Marcum’s pursuit of long-term treatment

for his lengthy history of substance abuse.

Initially, Marcum treated at The Healing Place but left twelve days

later, claiming “there were fourteen overdoses” while he was there and “people

offering heroin for free.”1 Marcum informed his probation officer, Jennifer

Neagle, he had left the treatment program and she asked the circuit court to revoke

his probation. The court issued an arrest warrant and law enforcement arrested

Marcum.

At his hearing, the court referred Marcum to drug court but, by no

fault of his own, he did not qualify. Instead of revoking probation, the circuit court

again released Marcum to long-term, in-patient treatment. On January 24, 2022,

the Commonwealth released Marcum after his probation officer secured him a bed

at Hickory Hills Recovery. Marcum left treatment early again, after just seven-

days’ attendance. He told Neagle he used drugs at Hickory Hill and needed to

leave in order to detox. Marcum chose The Healing Place to detox, though he

previously claimed drugs were free flowing there. Marcum said he completed the

1 There is no evidence in the record that this is true.

-2- detox program there, but there is no evidence in the record to confirm this. He

then claimed to start an intensive outpatient treatment program at The Healing

Place. Because he failed to engage in long-term in-patient treatment, Neagle again

requested the circuit court to revoke his probation.

Marcum failed to appear for the revocation hearing on February 1,

2022, and the court issued an arrest warrant. On the same day, Marcum’s wife2

texted Neagle that during the early hours of February 1, Marcum and his friends

showed up to her house after having used drugs and Marcum requested Narcan

from her. Law enforcement arrested Marcum on February 8 while he was at The

Healing Place.

The circuit court held Marcum’s revocation hearing on March 1,

2022, and heard Neagle’s testimony substantially as recited above. Marcum was

not physically present in the courtroom but appeared virtually. During the hearing,

Marcum’s counsel objected numerous times that she wished Marcum to be

physically present in the courtroom. The court denied the request because of

Marcum’s frequent outbursts in court and the successful widespread use of

technology to appear virtually during the 2020 COVID pandemic.

On March 24, 2022, the court issued an order revoking Marcum’s

probation and imposing his three-year sentence. This appeal follows.

2 It is unclear if this is Marcum’s wife or ex-wife as the record refers to her inconsistently.

-3- ANALYSIS

On appeal, Marcum alleges three errors. First, he alleges the circuit

court violated due process rights afforded to him by the Fourteenth Amendment to

the U.S. Constitution when it denied his requests to appear physically during the

hearing. Second, Marcum alleges the Commonwealth failed to carry its burden to

show he violated the conditions of his probation by a preponderance of the

evidence. Finally, Marcum claims the circuit court failed to consider the

mandatory criteria set forth in KRS3 439.3106 when the circuit court revoked his

probation. For the reasons set forth below, each argument is meritless.

The Court did not Violate Marcum’s Due Process Rights.

The Fourteenth Amendment to the U.S. Constitution precludes states

from “depriv[ing] any person of life, liberty, or property, without due process of

law.”4 U.S. CONST. amend XIV, § 1. As we explained in Robinson v.

Commonwealth, a probationer’s rights announced by the United States Supreme

Court in Morrissey v. Brewer, 408 U.S. 471, 92 S. Ct. 2593, 33 L. Ed. 2d 484

(1972), dictate the minimum due process rights Kentucky courts must provide

during probation revocation hearing. 86 S.W.3d 54, 56 (Ky. App. 2002). Pursuant

3 Kentucky Rules of Civil Procedure. 4 The parties additionally cite to the due process clause contained in the Fifth Amendment to the U.S. Constitution; however, the Fifth Amendment’s due process clause only applies to the federal government and has no applicability to state governments. See U.S. CONST. amend V.

-4- to Morrissey, parolees are afforded the following minimum due process rights

when facing a revocation hearing:

(a) written notice of the claimed violations of parole; (b) disclosure to the parolee of evidence against him; (c) opportunity to be heard in person and to present witnesses and documentary evidence; (d) the right to confront and cross-examine adverse witnesses (unless the hearing officer specifically finds good cause for not allowing confrontation); (e) a ‘neutral and detached’ hearing body such as a traditional parole board, members of which need not be judicial officers or lawyers; and (f) a written statement by the factfinders as to the evidence relied on and reasons for revoking parole.

Morrissey, 408 U.S. at 489, 92 S. Ct. at 2604; see Robinson, 86 S.W.3d at 56. The

U.S. Supreme Court noted that because parole revocations are “not part of a

criminal prosecution[,] . . . the full panoply of rights due a defendant in such a

proceeding does not apply to parole revocations.” Id. at 480, 92 S. Ct. at 2600

(citing Mempa v. Rhay, 389 U.S. 128, 88 S. Ct. 254, 19 L. Ed. 2d 336 (1967)).

Although Morrissey’s factors originally only applied to parole

revocation hearings, the U.S. Supreme Court transposed these requirements onto

probation revocation hearings in Gagnon v. Scarpelli, 411 U.S. 778, 782, 93 S. Ct.

1756, 1759, 36 L. Ed. 2d 656 (1973). This Court followed the U.S. Supreme

Court’s holding in Gagnon, finding the Morrissey factors establish the minimum

due process rights afforded to probationers during probation revocations hearings

-5- in the Commonwealth. Murphy v. Commonwealth, 551 S.W.2d 838, 840 (Ky.

App. 1977).

At issue in this appeal is whether the circuit court violated Marcum’s

due process rights by prohibiting him an opportunity to be heard in person. We

conclude the circuit court did not violate his rights.

Under the Morrissey factors, the right to be heard in person generally

protects an individual’s right to be present, virtually or otherwise, during the

proceeding so that she may have “a meaningful opportunity to participate in the

proceedings, to confer with counsel, and to confront the evidence against her.”

P.S. v. Cabinet for Health & Fam. Servs., 596 S.W.3d 110, 117 (Ky. App. 2020).

In P.S., a mother facing the involuntary revocation of her parental

rights alleged the Commonwealth violated her due process rights when she

testified via telephone, rather than in person as she requested. Id. at 116-17. This

court determined no violation of her due process rights occurred because she

testified at the termination hearing and challenged the Cabinet’s evidence against

her, all with counsel present. Id. at 117. Because of these facts, the mother had a

meaningful opportunity to be heard, and no violation was found. Id.; see Lynch v.

Lynch, 737 S.W.2d 184, 186 (Ky. App. 1987) (“Due process requires, at the

minimum, that each party be given a meaningful opportunity to be heard.”).

-6- Similarly, in A.H. v. Cabinet for Health & Family Services, this Court

rejected arguments that a circuit court violated an individual’s due process right to

confront adverse witnesses when appearing virtually because virtual cross-

examination is not as effective as in person. No. 2021-CA-0734-ME, 2022 WL

128037, at *1, *3 (Ky. App. Jan. 14, 2022).5 We rejected this argument in A.H.

because the individual failed to provide evidence that the virtual proceedings either

hindered her ability to cross-examine the witness or her right otherwise to

meaningfully participate in the proceedings. Id.

On the other hand, in K.D.H. v. Cabinet for Health & Family Services,

a mother testified virtually, and technical difficulties plagued her opportunity to be

heard. 630 S.W.3d 729, 740 (Ky. App. 2021). Because we reversed the circuit

court on other grounds, what we said about this particular virtual appearance is

justly deemed dicta. However, we noted the technical difficulties – not the virtual

nature of attendance itself – created a problem. We said: “Given the family

court’s stated inability to hear and understand [appellant’s] testimony, we are

convinced that she was not afforded an opportunity to be heard ‘in a meaningful

manner.’” Id. at 741.

5 Because it is unpublished, A.H. is not authority and we do not cite it as such. However, we reference the case for its persuasive effect and to demonstrate consistency in our decisions.

-7- Though these last three cited cases occurred in the context of the

Commonwealth involuntarily terminating parental rights, the fundamental due

process ideals translate to the probation revocation context. Thus, we can only

conclude that when a probationer appears virtually during a probation revocation

hearing, a circuit court does not per se violate that probationer’s minimum due

process right. A court violates a probationer’s right to be heard in person when

virtual representation denies a probationer the right to “a meaningful opportunity to

participate in the proceedings, to confer with counsel, and to confront the evidence

against her.” P.S., 596 S.W.3d at 117.

Turning to the facts of this case, nothing in the record indicated the

circuit court denied Marcum “a meaningful opportunity to participate in the

proceedings, to confer with counsel, and to confront the evidence against her”

merely because he appeared virtually during the revocation hearing. Id. He had an

attorney present in the courtroom and had an opportunity to confer with his counsel

in a private video chat. He had the opportunity to challenge the Commonwealth’s

evidence against him and to impeach the testimony of his probation officer. While

Marcum did not testify at the hearing, he did have the opportunity to do so if he

had so chosen. Based on these facts, we cannot conclude his due process rights

were violated.

-8- Therefore, the circuit court did not violate Marcum’s due process

rights under the Fourteenth Amendment to the U.S. Constitution when the court

denied his request to physically appear in person rather than virtually.

The Preponderance of the Evidence Supports Probation Revocation.

When appellate courts review probation revocation proceedings for

error, the standard of review is abuse of discretion. Richardson v. Commonwealth,

494 S.W.3d 495, 497 (Ky. App 2015). “The test for abuse of discretion is whether

the trial judge’s decision was arbitrary, unreasonable, unfair, or unsupported by

sound legal principles.” Commonwealth v. English, 993 S.W.2d 941, 945 (Ky.

1999). In order for a circuit court to revoke an individual’s probation, the standard

of proof is whether the probationer violated the terms of his probation by the

preponderance of the evidence. Rasdon v. Commonwealth, 701 S.W.2d 716, 719

(Ky. App. 1986). Additionally, it is in the sound discretion of the circuit court to

revoke an individual’s probation. Tiryung v. Commonwealth, 717 S.W.2d 503, 504

(Ky. App. 1986). Here, we find no abuse of discretion.

Initially, Marcum argues there is confusion concerning whether

Neagle requested the circuit court to revoke his probation because of his failure to

complete long-term substance abuse care or an alleged emergency protective order

(EPO) filed against him by his wife. This argument is meritless as the circuit court

-9- made clear on the record that he gave no weight to the alleged EPO filed against

Marcum in determining whether the revoke his probation.

The circuit court disregarded the EPO because the EPO was

eventually dismissed for unknown reasons; it is also unknown why Marcum’s wife

requested an EPO. Thus, the circuit court concluded it could have no way of

determining why Marcum’s wife requested the EPO, and accordingly gave no

weight to it. Marcum now argues that because the court could not determine

Marcum’s wife’s motivation for requesting an EPO, the circuit court also could not

determine the motivation for why she texted Neagle on February 1. Marcum’s

wife’s motivation for texting Neagle is irrelevant; only the contents of the texts are

relevant. During probation revocation hearings, hearsay is permissible evidence.

Barker v. Commonwealth, 379 S.W.3d 116, 130 (Ky. 2012). Upon reviewing the

record, we find no abuse of discretion in the circuit court’s decision to find the

hearsay evidence credible.

Additionally, Marcum argues the circuit court erroneously concluded

he failed to complete substance abuse treatment. This argument is also meritless.

The record shows Marcum routinely left outpatient substance abuse care shortly

after arriving and engaged in none of the long-term substance abuse programs

required by his conditions of probation. By a preponderance of the evidence, it

was not error for the court to conclude Marcum failed to comply with this

-10- condition. There is no evidence of Marcum completing these programs, and the

court noted Marcum’s repeated history of failing to stick with them. Accordingly,

the circuit court did not err when it revoked Marcum’s probation.

The Circuit Court Complied with KRS 439.3106.

A circuit court must consider KRS 439.3106 prior to revoking an

individual’s probation. Commonwealth v. Andrews, 448 S.W.3d 773, 776 (Ky.

2014). Pursuant to KRS 439.3106:

(1) Supervised individuals shall be subject to:

(a) Violation revocation proceedings and possible incarceration for failure to comply with the conditions of supervision when such failure constitutes a significant risk to prior victims of the supervised individual or the community at large, and cannot be appropriately managed in the community; or

(b) Sanctions other than revocation and incarceration as appropriate to the severity of the violation behavior, the risk of future criminal behavior by the offender, and the need for, and availability of, interventions which may assist the offender to remain compliant and crime-free in the community.

KRS 439.3106(1). Thus, the Kentucky Supreme Court said: “KRS 439.3106(1)

requires trial courts to consider whether a probationer’s failure to abide by a

condition of supervision constitutes a significant risk to prior victims or the

community at large, and whether the probationer cannot be managed in the

community before probation may be revoked.” Andrews, 448 S.W.3d at 780.

-11- In its order revoking Marcum’s probation, the circuit court makes note

of both Andrews and KRS 439.3106, and acknowledges the court is bound by that

law. In its order, the circuit court expressly concluded Marcum posed a serious

risk to the community by failing to complete long-term substance abuse care, and

Marcum could not be managed in the community because of his inability to stay in

treatment programs. These findings were not erroneous.

The record demonstrates that Marcum failed to comply with the

conditions of his probation over the course of six months and that soon after

enrolling in each substance abuse program, he left and never presented evidence

his leaving was justified.

The record also demonstrates Marcum used illegal drugs during the

time he was supposed to be engaging in treatment. He even had to attend a

program to detox because of abuse after he was probated. While in the

community, he failed to meet the conditions of his probation and failed to

successfully seek treatment for his serious history of substance abuse.

Accordingly, the circuit court did not abuse its discretion when it chose to revoke

Marcum’s probation because it properly considered KRS 439.3106(1) and the

factors therein.

-12- CONCLUSION

Therefore, for the aforementioned reasons, the circuit court did not err

when it revoked Marcum’s probation.

ALL CONCUR.

BRIEFS FOR APPELLANT: BRIEF FOR APPELLEE:

Kayley Barnes Daniel Cameron Frankfort, Kentucky Attorney General of Kentucky

Matthew F. Kuhn Brett R. Nolan Rachel A. Wright Assistant Attorneys General Frankfort, Kentucky

-13-