Daniel Freund v. Fleetwood Enterprises, Inc.

956 F.2d 354, 21 Fed. R. Serv. 3d 1107, 1992 U.S. App. LEXIS 1673, 1992 WL 21798
CourtCourt of Appeals for the First Circuit
DecidedFebruary 10, 1992
Docket91-1319
StatusPublished
Cited by57 cases

This text of 956 F.2d 354 (Daniel Freund v. Fleetwood Enterprises, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Daniel Freund v. Fleetwood Enterprises, Inc., 956 F.2d 354, 21 Fed. R. Serv. 3d 1107, 1992 U.S. App. LEXIS 1673, 1992 WL 21798 (1st Cir. 1992).

Opinion

BREYER, Chief Judge.

On September 21, 1987, Timothy Walsh died as a result of a fire that destroyed his motor home (technically called a “recreational vehicle” or “RV”). On September 20, 1989, Walsh’s personal representative (the plaintiff) brought this diversity wrongful death action against the RV’s maker (Fleetwood), the manufacturer of the RV’s refrigerator (Stolle), and the maker and distributor of a gas detector (CCI Controls and Manchester Tank). Plaintiff claimed that a broken valve in the RV’s refrigerator leaked propane into the refrigerator, from which it leaked into the RV itself (without setting off the gas detector alarm) and exploded, causing the fatal fire. The defendants replied that any such chain of events was highly improbable; they blamed the fire on gasoline, which they said Walsh brought into the RV, perhaps to clean his carpet.

Before trial, the district court granted summary judgment for the refrigerator’s manufacturer, Stolle, on statute of limitations grounds. After plaintiff presented his case, the court directed verdicts for the gas detector defendants, CCI and Manchester Tank, because there was insufficient evidence that they made or sold this particular gas detector. At the end of the trial, the jury found in favor of the only remaining defendant, the RV manufacturer, Fleet-wood.

Plaintiff appeals all these adverse judgments. After reviewing the plaintiff’s arguments and the record, we find plaintiff’s claims unconvincing. We affirm the judgments.

I

The Exclusion of Expert Testimony

Plaintiff’s first set of arguments focuses on the district court’s decision not to permit plaintiff’s expert, Wayne Buck, to testify. In effect, the court’s decision to exclude that testimony sanctioned the plaintiff for having waited until the very eve of trial before telling the defendants what Buck would testify about. The plaintiff argues here that the court, in deciding that a sanction was appropriate and in choosing exclusion as a sanction, acted beyond its legal powers.

To understand why we reject these arguments, the reader must keep the following background in mind. First, the court believed that Buck’s testimony could prove relevant to three different issues:

i) On February 22, 1991, eleven days after trial began, plaintiff made an explicit offer of proof in which he told the court that Buck would testify that “he did an analysis of the polystyrene composition ... found in the [RV] ... and that the polystyrene component is a solid chemical incendiary that acts as an accelerant” (the “polystyrene issue”).
*357 ii) At the same time, on February 22, 1991, plaintiff told the court that Buck would also testify that he “did a variety of gas chromatographic tests on debris” that the plaintiff had obtained from the RY, which tests revealed that that debris “did not contain gasoline” (the “plaintiffs samples issue ”).
iii) The next day Buck indicated (in a court-ordered mid-trial deposition) that he also would testify that Fleetwood’s test results on debris samples that Fleet-wood had obtained from the RV showed so much gasoline that someone must have added gasoline to them after the fire (the “defendant’s samples issue”).

Second, the initial issue, the “polystyrene issue,” was not relevant to the case. The district court excluded Buck’s testimony about polystyrene because, by the time of trial, the issue had evaporated. The court believed that polystyrene had nothing significant to do with the dispute, and the plaintiff does not contest that conclusion on this appeal.

Third, the parties agree that defendants learned nothing about the other two subjects of Buck’s testimony until just before (or during) trial. The relevant pretrial events include the following:

i) in September 1987 the accident took place;
ii) in November 1987 plaintiff obtained his samples;
iii) in September 1989 plaintiff filed this lawsuit;
iv) in September and October 1989 plaintiff provided Rule 26(b) expert “subject matter” disclosure, which did not mention gasoline, which indicated Buck would testify about the (irrelevant) “polystyrene issue,” and which added that Buck had “absolutely .,. no opinions” about how the accident happened;
v) in November 1990 plaintiff learned, in some detail, about defendant’s tests of defendant’s samples (finding gasoline to be present);
vi) in December 1990 Buck tested plaintiff’s samples for gasoline; and
vii) in February 1991 defendants learned about Buck’s testimony on the “plaintiff’s samples” and “defendant’s samples” issues; also, the trial began.

Fourth, the legal standards that govern our consideration of the exclusion of Buck’s “gasoline issue” testimony are straightforward:

i) Fed.R.Civ.P. 26(e) requires a party “seasonably to supplement” information initially given to the opposing party about “the subject matter” on which an “expert witness ... is expected to testify ...,”

ii) The district court has broad legal power to impose sanctions, including exclusion, for violations of this duty, see Advisory Committee Note to Rule 26(e), and

iii) This appellate court will set aside such a sanction as outside the district court’s broad legal powers only when it finds “manifest — and damaging — error.” Northern Heel Corp. v. Compo Industries, Inc., 851 F.2d 456, 468 (1st Cir.1988) (citation omitted).

Hence, the legal questions now before us are whether, in respect to the gasoline issues (the “plaintiff’s samples” issue and the “defendant’s samples” issue), plaintiff failed “seasonably to supplement” his earlier disclosure, and, if so, whether the court’s decision to exclude that testimony as a sanction, amounted to “manifest — and damaging — error.” We shall explain briefly, in respect to each of the two gasoline issues, why we conclude that the district court acted lawfully.

A. The plaintiffs samples. The facts adequately support the district court’s conclusion that plaintiff failed “seasonably” to supplement his disclosure in respect to Buck’s failure to find gasoline in plaintiff’s samples. Fed.R.Civ.P. 26(e)(1). Buck first tested those samples in December 1990. Plaintiff made his first effort to supplement on February 7,1991, four days before trial. And that supplementation simply said that “Buck has performed tests ... on plaintiff’s exhibits 1-23 ..., all contained in metal cans,” and that “no gasoline was found.” It gave no details that would help defendants assess the validity of the testing; and it misleadingly suggested Buck would rely on negative tests of all *358

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Bluebook (online)
956 F.2d 354, 21 Fed. R. Serv. 3d 1107, 1992 U.S. App. LEXIS 1673, 1992 WL 21798, Counsel Stack Legal Research, https://law.counselstack.com/opinion/daniel-freund-v-fleetwood-enterprises-inc-ca1-1992.